|
(Cite
as: 691 N.W.2d 611)
Supreme
Court of South Dakota.
The
PEOPLE of the State of South Dakota in the Interest
of J.S.B., JR., Minor Child and Concerning J.S.B., Sr. and
O.L.J., Respondents.
No.
22907.
Considered
on Briefs on June 1, 2004.
Decided
Jan. 05, 2005.
*612
Jennifer Coleman, Dakota Plains Legal Services, Rapid City, South Dakota,
Attorney for appellant Father, J.S.B., Sr.
*613
Lawrence E. Long, Attorney General, Ann Holzhauser, Assistant Attorney General,
Department of Social Services, Pierre, South Dakota, Attorneys for appellee
State of South Dakota.
B.J.
Jones, Attorney for Oglala Sioux Tribe, Grand Forks, North Dakota,
Attorney for Intervenor Oglala Sioux Tribe.
Thomas
J. Van Norman, Senior Tribal Attorney, Cheyenne River Sioux Tribe,
Eagle Butte, South Dakota, Attorney for Intervenor appellee Cheyenne River
Sioux Tribe.
KONENKAMP,
Justice.
Under
the Adoption and Safe Families Act (ASFA), enacted in 1997,
“reasonable
efforts”
to reunify a family are not required before termination of
parental rights when a parent has a pattern of abusive
or neglectful behavior constituting an aggravated circumstance. On
the other hand, the Indian Child Welfare Act (ICWA), enacted
in 1978, provides special rules for the needs of Indian
children and families. ICWA
requires “active
efforts”
to reunite families before a parent's rights may be terminated.
In
this abuse and neglect case, the father, a member of
a federally recognized Indian tribe, appeals the termination of his
parental rights. During
the proceedings, the trial court ruled that ASFA “preempts”
the requirements of ICWA, such that “active
efforts”
were not required in the circumstances. We
conclude that ASFA does not override the requirements of ICWA.
We affirm the termination of parental rights, however, because despite
the court's erroneous ruling, the record reflects that the Department
of Social Services (DSS) continued to provide “active
efforts”
to reunify the family, but such efforts were unsuccessful.
Background
J.S.B.
was born on December 16, 1999. With
both his parents being Native American, he is eligible for
enrollment in the Oglala Sioux Tribe (OST), or the Cheyenne
River Sioux Tribe (CRST). In
July 2000, J.S.B.'s mother and father had an altercation. A
deputy was dispatched to the home with a protection order
that the mother had obtained against the father. The
father told the deputy and a social worker that the
mother was smoking marijuana daily, including during her pregnancies, and
that the mother had marijuana in the home. J.S.B.
was taken into custody and placed in foster care with
DSS.
A
subsequent investigation confirmed that the mother had been using both
marijuana and alcohol and that the father had left J.S.B.
in the mother's care. The
investigation also revealed past occurrences of domestic violence and chemical
dependency. An
adjudicatory hearing was held on August 31, 2000. J.S.B.
was found abused and neglected through the acts and omissions
of both the mother and the father.
J.S.B.
remained in foster care until December 4, 2000. On
that date, he was returned to the physical custody of
his father. DSS provided various services to the father, including
anger management classes and parenting lessons. Full
legal custody of the child was given to the father
in June 2001.
In
the next year, the father cared for his child, purchased
a home, gave the mother visitation rights, and was gainfully
employed. He
took J.S.B. to sweats and sun dances, ensuring that his
child became acquainted with tribal ways and ceremonies. In
November 2001, the father was arrested for a domestic assault.
The
incident appeared to involve alcohol. In
April 2002, the father was again arrested, this time for
DUI. Finally, in June 2002, DSS took J.S.B. into custody
when the father was found highly intoxicated and walking *614
down the street with the child lagging 60 or 70
feet behind him. He
was yelling at J.S.B., age two, to keep up with
him.FN1
FN1.
DSS
contacted the mother and gave her physical custody of the
child. She
was arrested and sentenced to jail for DUI in September
2002. DSS
then placed the child in foster care.
Following
the father's arrest, the records show the following contacts:
On
June 3, 2002, a social worker informed the father of
the importance of getting a chemical dependency evaluation and also
discussed ASFA with him. The
worker encouraged the father to remain in touch with her.
On
June 5, 2002, the father left a phone message for
the social worker asking that she contact him. The
next day, the worker attempted to contact the father, but
was unable to reach him. Instead,
the worker left a message with the father's employer asking
that he return her call.
On
June 7, 2002, the father's attorney told the worker that
the father had received permission for supervised visits with J.S.B.
The worker agreed to set up the visits and requested
that the father come to her office and work out
a schedule.
On
June 21, 2002, the father contacted the worker. He
told the worker that he was unhappy with the worker's
attempts to find a suitable placement for J.S.B. The worker
asked the father why he had not attempted to contact
her. He
responded by questioning why the worker had not attempted to
contact him. The
worker stated that she had made several attempts to contact
him at his place of employment and a companion's home,
but was unsuccessful. He
then told the worker that he wanted the case transferred
to tribal authorities. The
worker responded that the issue was not within her authority
to decide.
On
July 15, 2002, the worker stopped by the father's home
address. He
was not home.
On
July 17, 2002, the worker visited the father's place of
employment. However,
the worker was informed that the father was no longer
an employee. That
same day the worker also asked the mother if she
was aware of the father's whereabouts.
On
July 18, 2002, a hearing was held. The
father did not attend.
On
July 22, 2002, the father's attorney notified the social worker
that the father had agreed to complete a chemical dependency
evaluation. The
worker requested that the father contact her.
An
abuse and neglect petition was filed in August 2002. The
petition alleged that ASFA applied because of a documented history
of abuse and neglect associated with chronic alcohol and drug
abuse and a prior neglect adjudication of J.S.B. The petition
asked that DSS be relieved from providing further “reasonable”
or “active”
efforts to reunite the father and J.S.B. An advisory hearing
was held on August 26, 2002. The
father did not attend the hearing. Notice
was then served on him by publication, and a second
advisory hearing took place on September 16, 2002. Because
the father again failed to appear, his default was deemed
an admission to the petition. The
trial court found that DSS had made “reasonable”
and “active”
efforts to reunite J.S.B. with the father by providing remedial
services and rehabilitative programs. By
order entered on September 16, 2002, J.S.B. was found to
be abused and neglected by the father.
*615
In
early November 2002, the social worker spoke with the mother
who informed her that the father was likely incarcerated. As
a result, on November 14, 2002, the worker contacted the
jail and learned that the father was indeed an inmate.
That
same day, the worker contacted the father's attorney who gave
her a brief synopsis of the father's situation. The
father attempted to contact the social worker on November 21,
2002. On
November 22, 2002, the father contacted the worker.
In
a hearing on December 2, 2002, the trial court ruled
that DSS “has
made reasonable efforts to reunite the minor child with his
parents and will continue to do so[.]”
The
court also found that DSS “has
made active efforts to provide remedial services and rehabilitative programs
designed to prevent the breakup of the Indian family[.]”
Lastly,
the court concluded that ASFA “applies
and [DSS] is under no obligation to provide services to
try and reunite the minor child with his parents.”
Final
disposition hearings were held on April 15 and May 12,
2003. During
these hearings, witnesses were presented by all parties. On
the second day of the hearings, an attorney from the
CRST appeared and moved to intervene. The
trial court granted the motion. Then
the CRST moved to transfer the proceedings to tribal court.
The
circuit court denied the motion as untimely.FN2
Finally,
the tribe's attorney asked whether she would be allowed to
cross-examine witnesses. The
trial court responded, “Probably
not.”
With
that, the attorney said, “There's
probably no point in me remaining then,”
and left. At
the conclusion of the hearing, the trial court ruled that
ASFA applied to the case and found that DSS made
“reasonable”
and “active”
efforts to reunite the family before the December 2, 2002
ASFA ruling. The
court terminated the parental rights of both parents.FN3
FN2.
CRST
has not appealed this ruling.
FN3.
The
mother has not appealed this decision.
In
this appeal, the father asserts that the circuit court erred
(1) in holding that ASFA overrules the provisions of ICWA;
(2)
in concluding that DSS had made active efforts; and
(3) in finding that the least restrictive alternative available was
termination of the father's parental rights. In
addition, the intervenors, OST and CRST, join the father on
Issue I, and contend, in addition, that the trial court
erred when it permitted the CRST to intervene in the
proceeding below, but prevented it from participating in the final
dispositional hearing.FN4
FN4.
Although
we conclude that it was error for the circuit court
not to permit an intervenor to participate in examining witnesses,
we conclude that no prejudice has been shown. SDCL
15-6-61.
Analysis
and Decision
Because statutory interpretation
is a legal question, our review is de novo. City
of Rapid City v. Pennington County,
2003 SD 106, ¶ 5, 669 N.W.2d 120, 121. Under de
novo review, we give no deference to a circuit court's conclusions of
law. Bozied v.
City of Brookings,
2001 SD 150, ¶ 8, 638 N.W.2d 264, 268. However,
when we review findings of fact, we give considerable deference to the
trial court. SDCL 15-6-52(a). Only when a finding of
fact is clearly erroneous will we conclude that the trial court erred.
A finding is clearly erroneous when we are left with a definite
and firm conviction that a mistake has been made. In
re T.H., 396 N.W.2d
145, 148 (S.D.1986).
*616
ICWA
and ASFA
In
1978, Congress enacted the Indian Child Welfare Act (ICWA) after
concluding that (1) it “has
plenary power over Indian affairs;”
(2) it “has
assumed the responsibility for the protection and preservation of Indian
tribes and their resources;”
and (3) “an
alarmingly high percentage of Indian families are broken up by
the removal, often unwarranted, of their children from them by
nontribal public and private agencies and that an alarmingly high
percentage of such children are placed in non-Indian foster and
adoptive homes and institutions.”
25
U.S.C. § 1901
(1978). Congress
had a particular concern with the disproportionately higher rates of
parental terminations with Indian families caused by an insensitivity to
“Indian
cultural values and social norms [,]”
leading to misevaluations of parenting skills and to unequal considerations
of such matters as parental alcohol abuse. American
Indian Law Deskbook, p. 463 (3rd ed. 2004) (quoting H.R.
Rep. No. 95-1386, at 10 (1978), reprinted
in
1978 USCCAN 7530, 7532); see
also
25 U.S.C. § 1901(4)
(1978).
The
declared policy of ICWA is
to
protect the best interests of Indian children
and to promote the stability and security of Indian tribes
and families by the establishment of minimum Federal standards for
the removal of Indian children from their families and the
placement of such children in foster or adoptive homes which
will reflect the unique values of Indian culture, and by
providing for assistance to Indian tribes in the operation of
child and family service programs.
25
U.S.C. § 1902
(1978) (emphasis added). This
policy acknowledges that Indian children should retain familial, tribal, and
cultural ties. As
noted in Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989),
in enacting ICWA, Congress recognized that placement of Indian children
in non-Indian homes was not in their best interests. The
Court cited Dr. Joseph Westermeyer's testimony:“[Indian
children] were raised with a white cultural and social identity.
They
are raised in a white home. They
attended, [sic] predominantly white schools, and in almost all cases,
attended a church that was predominantly white, and really came
to understand very little about Indian culture, Indian behavior, and
had virtually no viable Indian identity. They
can recall such things as seeing cowboys and Indians on
TV and feeling that Indians were a historical figure but
were not a viable contemporary social group.”
“Then
during adolescence, they found that society was not to grant
them the white identity that they had. They
began to find this out in a number of ways.
For
example, a universal experience was that when they began to
date white children, the parents of the white youngsters were
against this, and there were pressures among white children from
the parents not to date these Indian children....”
“The
other experience was derogatory name calling in relation to their
racial identity....”
*
*
*
“[T]hey
were finding that society was putting on them an identity
which they didn't possess and taking from them an identity
that they did possess.”
Id.
at 33 n. 1, 109 S.Ct. at 1600 n. 1
(internal citations omitted).
To
ensure that the best interests of Indian children are protected,
ICWA (1) establishes either exclusive or presumptive jurisdiction in tribal
courts; *617
(2) grants special intervention rights to Indian tribes; (3)
mandates that before an Indian parent's or custodian's rights to
a child can be terminated, a finding must be made
that “active
efforts have been made to provide remedial services and rehabilitative
programs designed to prevent the breakup of the Indian family
and that these efforts have proved unsuccessful”;
and
(4) guarantees that no parental rights will be terminated without
a finding beyond a reasonable doubt that “continued
custody of the child by the parent or Indian custodian
is likely to result in serious emotional or physical damage
to the child.”
25
U.S.C. § 1911(a)
(1978); 25
USC § 1911(c)
(1978); 25
U.S.C. § 1912(d)
(1978); 25
U.S.C. § 1912(f)
(1978); see
generally
25 U.S.C. §§ 1901-1963
(1978).
The Adoption and Safe Families
Act (ASFA) was enacted in 1997 as a response to congressional concerns
that prior legislation “acted as a barrier to the adoption of abused and
neglected children.” In
re D.B., 2003 SD 113,
¶ 10, 670 N.W.2d 67, 70. Under ASFA, in considering
reunification of parents with children, “ ‘the balancing formula should
tip on the side of protecting children, and not on the side of protecting
the rights of parents.’ ” Id.
(following New Jersey
Div. of Youth and Family Serv. v. A.R.G.,
361 N.J.Super. 46, 824 A.2d 213, 233 (N.J.Super.Ct.App.Div.2003)).
ICWA
differs from ASFA in its means of promoting Indian children's
best interests. ICWA
ensures the best interests of Indian children by maintaining their
familial, tribal, and cultural ties. It
seeks to prevent capricious severance of those ties, whereas ASFA
identifies permanency as a major consideration in promoting the best
interests of children. A
further distinction between the two acts, and at issue here,
is the requirement in ICWA that state agencies make “active”
efforts to provide services aimed at the prevention of a
family breakup. ICWA
provides no exception to this mandate. On
the other hand, in an attempt to assist states in
increasing the speed with which children might achieve the desired
goal of permanency, ASFA recognizes certain circumstances under which no
“reasonable
efforts”
may be necessary. ASFA relieves states from making merely perfunctory
remedial efforts in cases where a court has found that
the parent has subjected the child to aggravated circumstances of
abuse or neglect.
Does
ASFA override ICWA?
The primary question here
is whether ICWA's requirement to provide active efforts to prevent the
breakup of Indian families is overridden or excused by the provisions
of ASFA. The State argues that ASFA relieves DSS of any duty it held under
ICWA to provide active efforts to reunite J.S.B. with his father. This
is so, the State argues, because ASFA provides that “reasonable efforts
... shall not be required to be made with respect to a parent of a child
if a court of competent jurisdiction has determined that ... the parent
has subjected the child to aggravated circumstances (as defined in State
law, which definition may include but need not be limited to abandonment,
torture, chronic abuse, and sexual abuse) [.]” 42 U.S.C. § 671(a)(15)(D).
The State asserts that either the father “[h]as a documented history
of abuse and neglect associated with chronic alcohol or drug abuse” or
he “[h]as exposed the child to or demonstrated an inability to protect
the child from substantial harm or the risk of substantial harm, and the
child or another child has been removed from the parent's custody because
the removed child was adjudicated abused and neglected by a court on at
least one previous occasion.” See
SDCL 26-8A-21.1. Thus, *618
the State argues, DSS was under no duty to make active efforts to provide
remedial services to the father.
SDCL
26-8A-21.1 provides:
Nothing
in § 26-8A-21
requires reunification of a child with a parent who:
(6)
Has
a documented history of abuse and neglect associated with chronic
alcohol or drug abuse;
(7)
Has
exposed the child to or demonstrated an inability to protect
the child from substantial harm or the risk of substantial
harm, and the child or another child has been removed
from the parent's custody because the removed child was adjudicated
abused and neglected by a court on at least one
previous occasion....
SDCL
26-8A-21.1 states that nothing in SDCL 26-8A-21 requires reunification of
a child with a parent where the delineated “aggravated
circumstances”
are present.FN5
However,
the language of SDCL 26-8A-21.1 specifically limits application of the
state-defined “aggravated
circumstances”
to SDCL 26-8A-21. In
no way does the language of SDCL 26-8A-21.1 relieve DSS
of its burden to provide “active
efforts”
as prescribed by ICWA. In sum, while the presence of
“aggravated
circumstances”
may eliminate the need to provide “reasonable
efforts”
under SDCL 26-8A-21, it does not remove DSS's requirement to
provide “active
efforts”
for reunification under ICWA.FN6
FN5.
SDCL
26-8A-21 provides:
The
Department of Social Services shall make reasonable efforts prior to
the removal of an alleged or adjudicated abused or neglected
child from the home of the child's parents, guardian, or
custodian to prevent or eliminate the need for removal of
the child. If
the child has been removed from the home and has
been placed in temporary custody of the department, the department
shall make reasonable efforts to make it possible for the
child to return to the home of the child's parents,
guardian, or custodian. If
the child is to be or has been removed from
the home, the court shall first make a judicial determination
that removal of the child from the home is or
was necessary because continued presence of the child in the
home would be contrary to the welfare of the child
and that reasonable efforts by the department to avoid removal
of the child from the home have been made. If
the child has been removed from the home and has
not been returned to the home, the court shall first
make a judicial determination that reasonable efforts have been made
by the department to return the child to the home
and that the child cannot be returned to the home
because it would be contrary to the welfare of the
child.
Reasonable
efforts to prevent the necessity for removal of a child
from the home of the child's parents, guardian, or custodian
and reasonable efforts to return the child to the home
mean provision by the department of any assistance or services
that:
(1)
Are
appropriate for the child's parents, guardian, custodian, or any other
caretaker family of the child existing at the time of
removal or possible return of the child, including instruction on
parenting;
(2)
Are
available pursuant to the comprehensive plan of preventive services of
the department;
(3)
Could
be made available without undue financial burden on the department;
or
(4)
Would
have a significant likelihood of protecting the child from substantial
danger to the child's physical health or from severe emotional
damage while enabling the child to remain in the home
or to be returned to the home.
In
determining the adequacy of reasonable efforts, the court shall consider
the assistance, services, and efforts of the department. The
court shall also consider the good faith efforts or the
lack of good faith efforts made by the child's parents,
guardian, custodian, or other caretaker family to cooperate with the
department and to effectively utilize the assistance or services for
the benefit and welfare of the child.
Id.
FN6.
ASFA
does not prohibit States from making active or reasonable efforts
to reunify families. ASFA
states that “reasonable
efforts ...
shall
not be required
to be made”
where, among other things, State defined “aggravated
circumstances”
exist. 42
U.S.C. § 671(a)(15)(D)
(emphasis added). Such
language does not preclude laws requiring active or reasonable efforts
at the State's discretion.
*619
If
it is perhaps open to question whether our Legislature understood
the terms “reasonable
efforts”
and “active
efforts”
to be interchangeable, we do not think Congress intended that
ASFA's “aggravated
circumstances”
should undo the State's burden of providing “active
efforts”
under ICWA. Three rules of statutory construction dictate otherwise. See,
e.g.,
Hartford
Underwriters Ins. Co. v. Union Planters Bank, N.A.,
530 U.S. 1, 6, 120 S.Ct. 1942, 1947, 147 L.Ed.2d
1 (2000). First,
ICWA clearly offers no exception to its requirement of “active
efforts.”
And
ASFA does not mention ICWA, much less state that its
exceptions to “reasonable
efforts”
should apply to ICWA's “active
efforts.”
In
fact, no provision in ASFA specifically purports to modify ICWA.
It would seem illogical that ASFA would implicitly leave unchanged
certain ICWA provisions, like notice to tribes, intervention, and transfer
to tribal courts, while modifying others.FN7
Second,
the rules of statutory construction require that the more specific
statute controls. In
re T.H.M.,
2002 SD 13, ¶ 7,
640 N.W.2d 68, 71. As
between the two acts, ICWA is the more specific. ICWA
deals with a discrete segment of our population, Native American
families, who Congress found were best served by maintaining their
relationships with their tribes and extended families. ICWA
specifically imposes higher evidentiary standards and different protections for parents
whose rights are subject to termination than do termination proceedings
under state law. 25
U.S.C. § 1912(d)
(“active
efforts”)
and § 1912(f)
(proof “supported
by evidence beyond a reasonable doubt, including testimony of qualified
expert witnesses, that the continued custody of the child by
the parent or Indian custodian is likely to result in
serious emotional or physical damage to the child.”).
Third,
when interpreting a statute pertaining to Indians, the United States
Supreme Court has stated, “statutes
are to be construed liberally in favor of the Indians,
with ambiguous provisions interpreted to their benefit....”
Montana
v. Blackfeet Tribe of Indians,
471 U.S. 759, 766, 105 S.Ct. 2399, 2403, 85 L.Ed.2d
753 (1985); See,
e.g.,
Ramah
Navajo Sch. Bd. v. Bureau of Revenue of New Mexico,
458 U.S. 832, 838, 102 S.Ct. 3394, 3399, 73 L.Ed.2d
1174 (1982). As
Congress found when it enacted ICWA, it is to the
benefit of Indian children to remain within their families and
only after “active
efforts”
to reunite those families have proven unsuccessful should the children
be removed. 25
U.S.C. §§ 1901-1963
(1978).
FN7.
Though
not binding authority on this Court, the federal agency charged
with implementing ASFA explains that “[a]lthough
we can affirm that States must comply with ICWA and
that nothing in this regulation supersedes ICWA requirements, we cannot
expound on ICWA requirements since they fall outside of our
statutory authority.”
Title
IV-E Foster Care Eligibility Reviews and Child and Family Services
State Plan Reviews, 65 Fed. Reg. 4020, 4029 (Jan. 25,
2000) (codified at 45 CFR §§ 1355-1357
(2000)). See
Sheri L. Hazeltine, Speedy
Termination of Alaska Native Parental Rights: The
1998 Changes to Alaska's Child in Need of Aid Statutes
and Their Inherent Conflict with the Mandates of the Federal
Indian Child Welfare Act,
19 ALASKA L. REV. 57, 68 n. 67 (2002).
The
State argues that the Supreme Court of Alaska's decision in
J.S.
v. State,
50 P.3d 388, 392 (Alaska 2002), lends support to the
conclusion that ASFA modifies ICWA. In that case, however, the
court wrote, “[a]lthough
this case is not governed by ASFA, that act is
useful in providing guidance to congressional policy *620
on child welfare issues.”
Id.
As the court itself acknowledged, its remarks on this point
were dicta. Moreover,
we can find no case directly holding that ASFA modifies
ICWA, and the parties have cited none. Nonetheless,
to the extent that the decision in J.S.
can be read to state that ASFA supersedes ICWA, we
respectfully disagree with the Alaska Supreme Court.
Finally,
our decision in the case of In
re D.B.
is distinguishable. 2003
SD 113, 670 N.W.2d 67. There,
we explained that the Indian mother “did
not object, present contradictory evidence, or in any way attempt
to contest”
the application of ASFA by the trial court. Id.
¶ 16.
That
was not the situation here. Because ASFA does not override
ICWA, we conclude that the trial court erred in ruling
that DSS was relieved of making “active
efforts”
to reunite J.S.B. with his father.
Were
“Active
Efforts”
Provided?
On December 2, 2002, the circuit
court ruled that DSS “is under no obligation to provide services to try
and reunite the minor child with his parents.” Six months
later, the court ruled beyond a reasonable doubt in its final dispositional
findings that, up until its ruling of December 2, DSS “made active efforts
to provide remedial services and rehabilitative programs designed to prevent
the breakup of the Indian family.” We see no error in that
ruling, as far as it goes. Furthermore, the court also ruled
that the social worker “continued to provide services to respondent father
after [its] ASFA ruling.” In fact, social worker Wendy Cummings
testified that she made such efforts throughout the entire case, both
before and after the court's ruling of December 2. The father argues that
these efforts were far short of the “active efforts” required by ICWA.
Indeed, the trial court did not specifically find that these post December
2 efforts constituted “active efforts.” The State contends
that these efforts were nonetheless “reasonable” and “active” and points
to the father's failure to cooperate with DSS as the primary reason that
efforts were unsuccessful.FN8
Whether DSS complied with the “active efforts” requirement of ICWA
is a mixed question of fact and law. E.A.
v. State Div. of Family and Youth Services,
46 P.3d 986, 989 (Alaska 2002). Because we examine mixed questions
of fact and law de novo, there is no need to remand this to the circuit
court for additional findings. The circuit court found that
the post December 2 services were provided. The question is
whether they constituted “active efforts.”
FN8.
The
State concedes that “a
finding that DSS is relieved from making ‘active
efforts' as to the offending parent would not necessarily relieve
DSS from its obligation to make ‘active
efforts' as to the Indian family nor would the finding
relieve DSS from efforts to place the child with members
of the child's extended family, members of the child's tribe,
or other Indian families as required by the placement preferences
under ICWA, thereby maintaining the child's contacts with his tribe
and culture.”
Indeed,
in accord with ICWA, J.S.B. was placed with the mother's
Native American sister on March 31, 2003.
Without
question, between July 2002 and November 2002, the father's whereabouts
were unknown. DSS
could not be required to provide remedial services and rehabilitative
programs to an individual who had voluntarily absented himself and
could not be located. The
father later admitted that he had been on the reservation
and had not contacted DSS. At the end of October,
he was arrested in the Rapid City area. Through
the mother, DSS learned that the father was in jail.
A
social worker confirmed with the jail that he was incarcerated
there on November 14. He
was to remain in jail in Rapid City until February
1, 2003. The
*621
father called the social worker twice while he was in
jail.
On
January 17, 2003, social worker Cummings met with the father
in jail. Despite
the circuit court's earlier ruling that “active
efforts”
were no longer required because ASFA overrode ICWA, Cummings offered
a Family Service Agreement to the father. At
first, he refused to sign it. He
insisted he did not have “any”
problem with alcohol.FN9
As
it had in the past, this latest Family Service Agreement
provided that the father would undergo a chemical dependency evaluation
and follow its recommendation and that Cummings would assist him
with setting up services if he needed assistance. Before
Cummings left the jail, both she and he signed it.
FN9.
He
had last successfully completed alcohol treatment in 1986.
On
February 10, 2003, only ten days after he had been
released from jail, the father appeared at a review hearing
on this case. He
was intoxicated. A
later test showed his alcohol level to have been .206.
He
began an outpatient treatment program in March, but failed to
complete it because he said he wanted to work full
time. The
record reflects that he continued to drink, despite having an
AA sponsor and having attended AA meetings. In
fact, he admitted to having “two
little sips”
the Friday before the final dispositional hearing. Under
the circumstances, we believe that the mutual Family Service Agreement
signed by the father and by the social worker on
behalf of DSS constituted “active
efforts.”
When
such efforts prove to be “unsuccessful,”
they are no longer required. 25
U.S.C. § 1912(d).
Aside
from not making the requisite finding of “active
efforts”
after December 2, the circuit court's actions complied with ICWA
in every other respect. The
court received a qualified expert opinion that continued custody of
J.S.B. by his father or mother was “likely
to result in serious emotional or physical damage to the
child.”
The
court found beyond a reasonable doubt that the “active
efforts”
DSS provided before December 2 were unsuccessful. It
also concluded that termination of the parents' rights was the
least restrictive alternative available, and that continued custody of the
child by either parent was likely to result in serious
emotional or physical damage to the child.
In
conclusion, although the circuit court erroneously ruled that ASFA's aggravated
circumstances eliminated the need to provide active efforts to reunite
the father with his son after December 2, 2002, the
fact is that DSS continued to make those efforts. Under
ICWA, DSS was bound by law to make “active
efforts”
to reunite J.S.B with his father, but it was not
required to persist with futile efforts. In
re S.D.,
236 Mich.App. 240, 599 N.W.2d 772, 775 n. 3 (Mich.Ct.App.1999).
Considering
that DSS worked with the parents for several years, that
J.S.B had been removed from their custody three times because
of substance abuse related neglect, that the child has been
in foster care for much of his life, and that
both parents continued their debilitating substance abuse, termination of parental
rights was the least restrictive alternative available and in the
best interests of J.S.B.
Affirmed.
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