|
(Cite
as: 691 N.W.2d 622)
Supreme
Court of South Dakota.
The
PEOPLE of the State of South Dakota in the Interest
of M.H., L.U.H., W.H., Jr., L.S.H., and T.H., Minor Children,
Concerning T.R.T., W.H., Sr., and M.M., Respondents.
Nos.
23092,
23093.
Considered
on Briefs Aug. 23, 2004.
Decided
Jan. 5, 2005.
*623
Jason Adams of Office of the Minnehaha Co., Public Defender,
Sioux Falls, South Dakota, Attorney for appellant, Mother, T.R.T.
Julie
Hofer of Hofer Law Office, Sioux Falls, South Dakota, Attorneys
for appellant, Father, W.H., Sr.
Tara
L. Glasford of Abourezk Law Offices, Sioux Falls, South Dakota,
Attorneys for appellee, minor children.
Lawrence
E. Long, Attorney General, David W. Siebrasse, Assistant Attorney General,
Pierre, South Dakota, Attorneys for appellee, State of South Dakota.
Thomas
J. Van Norman, Senior Tribal Attorney, Eagle Butte, SD, Attorney
for appellee, Cheyenne River Sioux Tribe.
GILBERTSON,
Chief Justice.
In
this consolidated appeal, mother, father and the Cheyenne River Sioux
Tribe (CRST)
FN1
appeal a judgment terminating parental rights arguing the provisions of
the Indian Child Welfare Act (ICWA) were not followed in
the proceeding below. We
reverse and remand.
FN1.
CRST
briefed this matter as an “appellee”
but it is clear that they are in fact properly
designated as an “appellant”
as they assert error in the trial court's ruling.
FACTS
On
July 10, 2002, a petition was filed by the State
of South Dakota alleging M.H. (born July 16, 1993), W.H.
Jr. (born June 15, 1994), L.H. (born July 31, 1995),
L.H. (born March 8, 1999) and T.H. (born July 14,
2001) were abused and neglected children. T.R.T.
(mother) is the maternal parent of these children. W.H.,
Sr. (father) is the paternal parent of L.H., L.H., M.H.
and W.H. Jr. T.H.'s paternal parent did not appear in
this matter and is not a party to this appeal.
These
children are Native American children and ICWA is applicable in
this case. After
receiving notification of this matter, as required by the ICWA,
CRST intervened and participated in the hearings below.
The
impetus for this action occurred on June 14, 2002, when
law enforcement was dispatched to the parents' home for a
domestic dispute. Law
enforcement discovered father extremely intoxicated and disoriented. Mother
and two other adult males were also present and intoxicated.
The
children were extremely dirty and one child had a soiled
diaper with fecal matter over his body. The
youngest child was on a table amidst open and empty
beer cans, cigarette butts and raw meat. W.H.,
Jr. was eating a raw bratwurst. The
entire home was filthy. There
were beer cans strewn about the apartment, a broken mirror
on the kitchen counter and soiled diapers on the floor.
This
was not the first allegation of inappropriate parenting of these
children. M.H.
had previously been placed in protective custody when he received
skull fractures and the parents gave conflicting *624
stories as to the cause of the injuries. W.H.,
Jr. suffered a broken leg in August of 1996 and
the Department of Social Services (DSS) became involved in monitoring
the family. There
were also missed medical appointments relating to W.H. Jr. that
resulted in referrals to DSS. In December 1997, the children
were placed in the custody of DSS when mother was
in jail and father was intoxicated while caring for the
children. In
May 1999, the children were found unsupervised while the parents
were intoxicated. In
December 2000, mother was arrested for assaulting father.
Mother
and father stipulated that the children were abused and neglected.
Mother
signed a case service plan with DSS to address her
parenting deficiencies. Mother
agreed to complete a chemical dependency evaluation, however, it took
her six months to eventually complete the evaluation and she
did not follow through with the recommendations made by the
evaluator. In
fact, mother continued to have problems with alcohol abuse during
these proceedings and did not complete an alcohol treatment program
as recommended. Though
mother eventually completed parenting classes it took her six months
to do so. Moreover,
mother did not find adequate housing, did not complete anger
management classes, failed to attend domestic violence support groups and
continued to be a victim of domestic violence. There
were also concerns regarding mother's mental condition as she reported
being depressed and suicidal.
Father
also entered into a case service plan with DSS to
improve his parenting skills. He
completed outpatient alcohol treatment; however,
he did not complete his aftercare or faithfully attend AA.
Father failed to remain sober during the course of this
proceeding. Despite
having completed anger management classes, father continued to become involved
in domestic abuse situations including an arrest for intentional damage
to property and various other encounters with mother.
When
the children were placed in foster care they had major
dental problems, recurring problems with lice and M.H. and L.H.
were academically behind. The
testimony at trial indicated that the children thrived in foster
care, had become more outgoing and were being exposed to
their Native American culture. W.H.
Jr. and L.H. were in Children's Care Hospital due to
their individualized needs. W.H.,
Jr. is diaper dependent and wears a helmet because of
an unsteady gait. L.H.
had recent heart surgery.
The
trial court found that although reasonable and active efforts had
been made to reunite the family termination was in the
best interests of the children and supported by evidence beyond
a reasonable doubt, including expert testimony, that continued custody would
likely result in serious emotional or physical damage to the
children.
ANALYSIS
ISSUE
Whether
the trial court abused its discretion in determining qualified expert
testimony as mandated by ICWA was presented prior to ordering
termination of parental rights.
ICWA provides:
No
termination of parental rights may be ordered in such proceeding
in the absence of a determination, supported by evidence beyond
a reasonable doubt, including
testimony of qualified expert witnesses,FN2
that the continued custody of *625
the child by the parent or Indian custodian is likely
to result in serious emotional or physical damage to the
child.
FN2.
The
use of the plural “expert
witnesses”
does not require more than one qualified expert to testify
in support of termination. In
Interest
of D.G.,
2004 SD 54, ¶ 11
n. 2, 679 N.W.2d 497, 501.
25
U.S.C. § 1912(f)
(emphasis added). However,
ICWA does not define “qualified
expert witness.”
See
id.
Rather,
we have recognized that the BIA has issued guidelines to
aid in the determination of a “qualified
expert witness”
within the meaning of the act; though
those guidelines do not have binding legislative effect and have
never been formally adopted by this Court. FN3
In
the Matter
of S.D., K.C.H., and L.W.,
402 N.W.2d 346, 349 (S.D.1987) (citing Guidelines for State Courts
44 Fed.Reg. 67,584 at 67,593 (November 26, 1979)). Those
guidelines indicate:
FN3.
“It
should be noted that the BIA did not promulgate their
guidelines for state courts in Indian child custody proceedings as
regulations because they were not intended to have binding legislative
effect. However,
the guidelines do represent the Department of Interior's interpretation of
certain provisions of the ICWA in order to assure that
the rights guaranteed by the ICWA are protected when state
courts decide Indian child custody matters. See
Guidelines for State Courts, supra
at 67,584.”
Matter
of Defender,
435 N.W.2d 717, 722 n. 5 (S.D.1989). Nevertheless,
in interpreting the ICWA these “administrative
interpretations of statutory terms are given important but not controlling
significance.”
Matter
of A.L.,
442 N.W.2d 233, 236 (S.D.1989)(citing Batterton
v. Francis,
432 U.S. 416, 97 S.Ct. 2399, 53 L.Ed.2d 448 (1977)).
(a)
Removal
of an Indian child from his or her family must
be based on competent testimony from one or more experts
qualified to speak specifically to the issue of whether continued
custody by the parents or Indian custodian is likely to
result in serious physical or emotional damage to the child.
(b)
Persons
with the following characteristics are most likely to meet the
requirements for a qualified expert witness for purposes of Indian
child custody proceedings:
(i)
A
member of the Indian child's tribe who is recognized by
the tribal community as knowledgeable in tribal customs as they
pertain to family organization and childrearing practices.
(ii)
A
lay expert witness having substantial experience in the delivery of
child and family services to Indians, and extensive knowledge of
prevailing social and cultural standards and childrearing practices within the
Indian child's tribe.
(iii)
A
professional person having substantial education and experience in the area
of his or her specialty.
44
Fed.Reg. 67,584 at 67,593. Comparatively,We
do have firm guidance as to whom shall be expert
witnesses in South Dakota: A
witness is an expert witness and is qualified to give
expert testimony if the judge finds that to perceive, know
or understand the matter concerning which the witness is to
testify, requires special knowledge, skill, experience or training and that
the witness has the requisite special knowledge, skill, experience or
training. The
qualifications and competency of a witness to give opinion evidence
is primarily in the discretion of the trial court and
his ruling in determining qualifications will not be disturbed unless
there is no evidence that the witness had the qualifications
of an expert
or the trial court has proceeded upon erroneous legal standards.
Matter
of K.A.B.E and K.B.E.,
325 N.W.2d 840, 843-44 (S.D.1982). Consequently,
the *626
BIA guidelines help inform the court as to when the
witness offered as an ICWA expert has “the
requisite special knowledge, skill, experience or training”
to assist the trial court. See
id.
“This
testimony is to provide the court with knowledge of the social and cultural
aspects of Indian life to diminish the risk of any cultural bias.” In
re L.N.W., 457 N.W.2d
17, 18 (Iowa App.1990). “The references to tribal customs, cultural
standards, and tribal childrearing practices found in the first two subparts
of the Guidelines help to define who can be considered a qualified ICWA
expert under the third subpart.” Matter
of K.H. and K.L.E.,
294 Mont. 466, 981 P.2d 1190, 1196 (1999).FN4
“One of the problems the ICWA sought to correct was the failure
of welfare workers to understand Indian culture and practices concerning
the raising of children.” In
re D.S., 577 N.E.2d
572, 576 (Ind.1991) (reversing for failure of trial court to inquire into
expert witnesses' qualifications relating to placement of Native American
Indian children). “[E]xperts should possess more than simply substantial
education and experience in the area of their specialty. Rather,
they should have expertise in, and substantial knowledge of, Native American
families and their childrearing practices.” Matter
of K.H. and K.L.E.,
981 P.2d at 1193. Such testimony is a “prerequisite” to the
termination of parental rights under ICWA. Id.
FN4.
In
light of the criticisms made by the dissent, it is
important to note that these first two subparts of the
Guidelines specifically reference the “Indian
child's tribe”
and “tribal
community.”
Furthermore,
under ICWA, jurisdiction may also vest in the Indian
child's tribal court;
not
any
tribal court. 25
U.S.C. 1911(f). The
legislative history and terms of ICWA are permeated with specific
considerations for the Indian child's tribe.
To fulfill this requirement
the State offered the testimony of James Eirinberg as its sole ICWA expert.
Eirinberg was an attorney-at-law licensed in the State of
South Dakota. Eirinberg worked for the Yankton Sioux Tribe
from 1989 until 1997 as a tribal prosecutor or tribal defender. He
dealt mostly with criminal cases though he also encountered some abuse
and neglect cases in his work. Eirinberg also worked for the
Ponca Tribe in Nebraska for three years as a tribal prosecutor for abuse
and neglect cases. He doubled as the ICWA director for the
tribe during that time. He worked for the Flandreau Santee
Sioux Tribe as a special prosecutor for less than a year.
Both
parents and the CRST objected to Eirinberg's qualifications to render
an opinion on whether returning these children to their parents
would likely result in serious emotional or physical damage to
the children as required by ICWA. The State maintains that
Eirinberg is “a
professional person having substantial education and experience in the area
of his or her specialty”
within the meaning of the BIA guidelines. However,
the record in this matter indicates that while Eirinberg had
substantial experience dealing with other Native American Tribes, particularly the
Yankton Sioux, his contacts and knowledge of the CRST were
extremely limited. In
this regard, the record reveals the following:
He
had visited the CRST reservation on one occasion.
He
was only aware of parental services offered by the Yankton
Sioux or Ponca Tribes (neither involved in this proceeding).
He
was unable to articulate the cultural or religious differences between*627
the tribes he worked with and the CRST.
He
was not able to identify the Lakota kinship structure or
who was primarily responsible for raising the children in that
structure.
He
was unable to identify any services offered by the CRST
It
is clear that Eirinberg's testimony was wholly lacking any specifics
concerning the CRST's unique culture or the available tribal services
to address the needs of these parents and children.FN5
FN5.
Appellants
also point to the fact that Eirinberg conceded numerous times
during his testimony that he was not an expert on
Native American culture. However,
reviewing his testimony in context this statement is not dispositive
as he was saying that he is a “student”
of Native American culture. This
is in the same vein as an attorney or judge
stating he or she is a “student”
of the law. Each
day brings professional opportunities for furthering one's education and experience
in their field of expertise.
The
focus of ICWA is not a generic reference to all Indian tribe's in general.
Congress established ICWA to not only protect the interests
of Indian children but also to avoid a considerable weakening of “the
tribe's ability to assert its
interest in its
children.” Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 52, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989) (citing In
re Adoption of Halloway,
732 P.2d 962, 969-970 (Utah 1986)) (emphasis added). “The ICWA thus,
in the words of the House Report accompanying it, ‘seeks to protect the
rights of the Indian child as an Indian and the rights of the
Indian community and tribe in retaining its
children in its
society.’ ” Id.
at 37, 109 S.Ct. 1597. (emphasis added). This is because:
The
protection of this tribal interest is at the core of
the ICWA, which recognizes that the tribe has an interest
in the child which is distinct from but on a
parity with the interest of the parents. This
relationship between Indian tribes and Indian children domiciled on the
reservation finds no parallel in other ethnic cultures found in
the United States.
Id.
at 52, 109 S.Ct. 1597 (quoting In
re Adoption of Halloway,
732 P.2d at 969-70).FN6
FN6.
Given
this well-established tribal interest it is not too much to
require an ICWA expert to be familiar with the child's
tribe. Certainly,
we would not approve an expert who had as little
familiarity with the parents as this witness had with the
tribe. If
this witness had only read books about parenting would we
consider him an expert on these parents?
An
expert's testimony is no more reliable than its foundation. See
Interest
of T.A.,
2003 SD 56, ¶ 26,
663 N.W.2d 225, 234. It
proves nothing without a supportive factual basis. It
may prove little if only partially supported by a factual
basis. Lien
v. Class,
1998 SD 7, ¶ 23
n. 12, 574 N.W.2d 601, 610 n. 12 (citing Bridge
v. Karl's Inc.,
538 N.W.2d 521, 525 (S.D.1995)). Given
the lack of this necessary foundation, the trial court abused
its discretion in determining Eirinberg was a qualified expert witness
under the ICWA.FN7
FN7.
To
demonstrate error in the State's expert testimony the CRST contrasts
the testimony of Eirinberg with their own expert, Steven Emery,
who was also qualified as an ICWA expert by the
trial court. Emery
is a member of the CRST, lives on the reservation
and testified that he has substantial experience in Native American
culture and child rearing practices. He
was qualified by the trial court as an expert witness
in Lakota culture without objection by the State. Emery
testified that in this situation continued custody with the parents
would not cause serious emotional or physical damage to the
children though he did not recommend the children be returned
to the home at this time. Though
expert testimony is not required under ICWA for anyone other
than the party advocating termination and this Court is not
called upon to review the trial court's admission of this
testimony for an abuse of discretion, this Court can recognize,
as the trial court did in admitting this testimony, that
the ICWA requires cultural identity to be a looking glass
through which it is determined if continued custody by the
Indian parent would likely result in serious emotional or physical
harm to the children.
*628
The
necessity of requiring compliance with the terms of ICWA is
reflected in its purpose, to protect the tribal interest in
its children, therefore, we must “remain
vigilant because, in large part, the members of the tribe
are its culture.”
Matter
of K.H. and K.L.E.,
981 P.2d at 1195. This
is in accord with the general legal doctrine that each
tribe needs “to
control their own internal relations, and ...
preserve their own unique customs and social order.”
Duro
v. Reina,
495 U.S. 676, 685-86, 110 S.Ct. 2053, 109 L.Ed.2d 693
(1990)(overruled by legislative enactment). As
the Montana Supreme Court aptly observed, this is “consistent
with our responsibility to promote and protect the unique Indian
cultures of our state for future generations.”
Matter
of K.H. and K.L.E.,
981 P.2d at 1195. In
the absence of qualified expert testimony supporting termination in the
proceeding below the judgment of the trial court must be
reversed and this matter remanded to the trial court.
Reversed
and remanded.
GORS,
Circuit Judge, for MEIERHENRY, Justice, disqualified.
KONENKAMP,
Justice, and GORS, Circuit Judge, concur.
SABERS,
Justice, concurs in result.
ZINTER,
Justice, dissents.SABERS, Justice (concurring in result).
I
concur in result only
because the proposed expert admitted that he was not an
expert as to the social and cultural standards and child
rearing practices within the “Sioux
culture.”
I
submit his substantial expertise on Indian social, cultural and child
rearing practices of Native Americans generally is more than adequate
to qualify as an expert in this case under these
facts.
A
review of the facts set forth in the majority opinion
makes it clear that continued custody of these children by
these parents would be likely to result in both serious
emotional and physical damage:
Law
enforcement discovered father extremely intoxicated and disoriented. Mother
and two other adult males were also present and intoxicated.
The
children were extremely dirty and one child had a soiled
diaper with fecal matter over this body. The
youngest child was on a table amidst open and empty
beer cans, cigarette butts and raw meat. W.H.,
Jr. was eating a raw bratwurst. The
entire home was filthy. There
were beer cans strewn about the apartment, a broken mirror
on the kitchen counter and soiled diapers on the floor.
This
was not the first allegation of inappropriate parenting of these
children. M.H.
had previously been placed in protective custody when he received
skull fractures and the parents gave conflicting stories as to
the cause of the injuries. W.H.,
Jr. suffered a broken leg in August of 1996 and
the Department of Social Services (DSS) became involved in monitoring
the family. There
were also missed medical appointments relating to W.H., Jr. that
resulted in referrals to DSS. In December 1997, *629
the children were placed in the custody of DSS when
mother was in jail and father was intoxicated while caring
for the children. In
May 1999, the children were found unsupervised while the parents
were intoxicated. In
December 2000, mother was arrested for assaulting father.
Mother
and father stipulated that the children were abused and neglected.
Majority
Opinion, ¶¶ 3-5.
This
is child abuse and neglect and has more to do
with intoxication than with any specific Native American or Sioux
culture. Therefore, except for the admission of not being an
expert within the Sioux culture, this case could have been
affirmed.
ZINTER,
Justice (dissenting).
The
trial court, in exercising its gatekeeping function under SDCL 19-15-2
(Rule 702), heard substantial (and conflicting) evidence of Eirinberg's training
and experience in Indian culture, community, and childrearing practices.FN8
Much
of that evidence is not set forth in the majority
and concurring opinions of the Court. See,
e.g., infra,
¶¶ 28-32,
35-36. Because
the Court does not acknowledge this other evidence of Eirinberg's
qualifications, because it does not consider all relevant cases, and
because it fails to apply the abuse of discretion standard
of review, I respectfully dissent.
FN8.
I
acknowledge that there is conflicting evidence concerning the precise level
of Eirinberg's knowledge of Cheyenne River Sioux culture. However,
Eirinberg unequivocally indicated that he was familiar with the relevant
childrearing practices. See
infra,
¶ 36.
Standard
of Review
In
determining the qualifications of a proposed ICWA expert, this Court
is limited to the abuse of discretion standard of review.
In
re D.M.,
2003 SD 49, ¶ 19,
661 N.W.2d 768, 773. See
also, In
re K.H.,
294 Mont. 466, 981 P.2d 1190, 1193 (1999). Under
that standard, “[t]he
qualifications and competency of a witness to give opinion evidence
[on ICWA issues] is primarily in the discretion of the
trial court and [the trial court's] ruling in determining qualifications
will not be disturbed unless
there is no evidence
that the witness had the qualifications of an expert....”
In
re K.A.B.E.,
325 N.W.2d 840, 844 (S.D.1982) (emphasis added) (citation omitted).
Evidence
of Qualifications
There
is substantial evidence, not mentioned in the Court's opinion that
establishes Eirinberg's experience and knowledge of Indian culture, Indian family
structure, and Indian childrearing practices. The
record reflects that Eirinberg's knowledge was developed over approximately fourteen
years of work with Indian people in the area of
child abuse and the ICWA. He began that work, almost
exclusively with Indian tribes, in 1989. From
1989 to 1997, he was employed by the Yankton Sioux
Tribe as a prosecutor and defense attorney in abuse and
neglect, family, and juvenile cases. In
that employment alone, he worked with between one thousand and
two thousand Indians on the Reservation.
Eirinberg
then spent the next three years working for the Ponca
Tribe as that Tribe's lawyer, representing abused and neglected children.
He
handled those cases in tribal and state court, intervening on
behalf of the Tribe all over the country (sometimes making
motions to transfer cases to tribal court). The
trial court heard specific evidence that this employment required him
to “review
cases that came into the Tribe and work with various
social workers for the Tribe to determine what was in
the best interests *630
of the Tribe and their children and represent their children
in state courts when necessary.”
During
this same period of time, he was also the Ponca
Tribe's ICWA Specialist/Director, and he assisted in the preparation of
that Tribe's abuse and neglect code.
Eirinberg's
latest work experience included employment as a special prosecutor for
the Flandreau Santee Sioux Tribe and as a lawyer for
the Yankton Sioux Tribe on ICWA matters. He
continues to represent Indian clients on the Yankton Sioux Reservation,
and he was working for the Winnebago Tribe at the
time of trial.
Eirinberg's
work experience on Reservations allowed him to study Indian culture,
and he testified that he was actually in over one
hundred homes interacting with tribal members. As
a result, he testified that he knew about “Sioux
culture”
from his work with the Ponca Tribe and the Yankton
Sioux Tribe. Most
critical to this case, he provided unrefuted testimony that there
were no substantial differences in childrearing practices among the relevant
tribes, including the Cheyenne River Sioux Tribe.
The
record also reflects that Eirinberg had specialized training on the
ICWA. He testified that he had read well over one
hundred law review articles in this area, had attended numerous
ICWA training courses, was a member of the National Indian
Child Welfare Association, and had recently completed that Association's course
on the ICWA. Eirinberg further indicated that he had previously
qualified as an expert in Minnehaha and Lincoln Counties, and
he had been recognized as both an expert on ICWA
“and
as a qualified expert witness at the dispositional phase”
of ICWA proceedings.
Considering
this evidence, the trial court found that Eirinberg had “substantial
education and experience in this specialty and that's regarding [the]
Indian Child Welfare Act and also the culture and termination
of Indian children and their parental rights....”
I agree. In
fact, in my view, the state's showing is a textbook
example of the qualification of an expert witness, and it
certainly satisfies the some
evidence
abuse of discretion standard of review required by K.A.B.E.
Id.
Relevant
Caselaw
This
Court reverses the trial court, concluding that an ICWA expert
must have “specifics
concerning the CRST's unique culture or the available tribal services....”
See
supra
¶ 13.
There
are two problems with this conclusion. First,
this type of objection regarding specifics goes to the weight
of the expert's opinion rather than its admissibility. More
importantly, a “specifics”
standard is not required by the authorities cited by the
Cheyenne River Sioux Tribe, Mother, and Father. In
fact, the Cheyenne River Sioux Tribe's primary authority specifically rejects
such a requirement:
Although
we do not hold that an expert ICWA witness qualified
under subpart three of the Guidelines must be fluent in
the cultural standards of a particular Indian tribe, we conclude
that it is highly preferable that any expert witness qualified
for purposes of ICWA-particularly a non-Indian expert witness-possess significant knowledge
of and experience with Indian culture, family structure, and childrearing
practices in general.
K.H.,
981 P.2d at 1197.
It
is also significant that even if we were to adopt
the particular tribe requirement rejected in K.H.,
Eirinberg satisfied that requirement through his knowledge of the similarity
of childrearing practices among all regional tribes. *631
His particularized knowledge was established through his experience with the
Yankton Sioux Tribe and by talking with other experts. From
that experience, he was aware of the differences in culture,
but the similarity of childrearing practices. More
specifically, with respect to culture, Eirinberg indicated that he had
“some
insight, but ...
not the particular cultural practices of the Cheyenne River Sioux
Tribe.”
However,
he then explained, without contradiction, that the Yankton Sioux Tribe
“is
culturally, fairly culturally similar to the other eight Sioux tribes
in South Dakota and North Dakota and I'm fairly familiar
with their cultures.”
Thus,
even under a “particular
culture”
requirement, there was some
record evidence of similarity sufficient to satisfy the abuse of
discretion standard of review.
More
importantly, even if Eirinberg possessed no knowledge of cultural differences,
an allegation not supported by the record, he unequivocally testified
that he did have “specific
knowledge of the childrearing practices.”
Eirinberg
explained, again without contradiction, that there were not “significant
differences in childrearing practices among the nine Sioux Tribes. They
have different cultural practices, but the childrearing practices are essentially
the same.”
Consequently,
even though Eirinberg admitted the four deficiencies noted by this
Court,FN9
he still possessed specific knowledge of the childrearing practices necessary
to assist the court in making a dispositional decision under
the ICWA.
FN9.
See
supra,
¶ 13.
In
its brief, the Cheyenne Sioux River Tribe notes “that
the type of witness being referred to [in the federal
law and regulations is] one who could assist the Court
in determining whether the child-rearing practices exhibited by the parents
were culturally-appropriate.”
I
agree, but believe that Eirinberg's fourteen years of experience with
thousands of clients was sufficient evidence to satisfy an abuse
of discretion standard of review. After
all, the ICWA expert is needed to answer two questions:
[f]irst,
is it likely that the conduct of the parents will
result in serious physical or emotional harm to the child?
Second,
if such conduct will likely cause such harm, can the
parents be persuaded to modify this conduct?
BIA
Guidelines for State Courts: Indian
Child Custody Proceedings, 44 Fed.Reg. 67584 at 67593 (November 26,
1979). Furthermore,
according to the BIA commentary, the test for experts proposing
to answer these questions is simply whether the proposed expert
“is
qualified by reason of educational background and prior experience to
make judgments on those questions that are substantially more reliable
than judgments that would be made by nonexperts.”
Id.
Certainly, someone with Eirinberg's extensive experience would provide more reliable
judgments on these two questions than a nonexpert.
Finally,
it must be emphasized that today's opinion is at odds
with our two previous cases reviewing a trial court's decision
to qualify an ICWA expert. In
both cases, this Court found no abuse of discretion on
records concerning experts with qualifications that were less than or
equal to those possessed by Eirinberg.
For
example, in K.A.B.E.,
325 N.W.2d at 844, this Court found no abuse of
discretion in a trial court's qualification of two witnesses with
no experience unique to a particular tribe. Moreover,
the foundation for their expertise was substantially inferior to that
possessed by Eirinberg. The
record in K.A.B.E.
only reflected that *632
one witness had “contact
with Indians on a regular basis”
and that the other witness was employed by a child
care agency that served approximately thirty percent Indian children. Id.
at 843. The
entire extent of the qualifications approved by this Court in
K.A.B.E.
consisted only of the following:
The
witnesses who testified were a social worker with the South
Dakota Department of Social Services and the Director of the
Children's Inn in Sioux Falls. The
social worker has worked as such for over four years.
She
has a bachelor of arts degree in social work and
has had contact with Indians on a regular basis. The
Children's Inn is a shelter and resource center for children
and parents involved with child abuse. The
Director had a bachelor of science degree in social work
and a year towards her master's degree. Approximately 30% of
the children utilizing the Children's Inn are Indians.
Id.
Notwithstanding this clearly less substantive and substantially more generalized foundation,
this Court held “that
sufficient evidence exists as to the qualifications of both witnesses
under the ICWA.”
Id.
at 844.
On
the other hand, in D.M.
this Court found no abuse of discretion in qualifying a
state child protection manager with qualifications similar to those possessed
by Eirinberg. The
entire extent of the foundation approved in D.M.
included the following:
[The
proposed expert's] testimony revealed that she possessed the following qualifications:
she
managed the child protection program for five counties in South
Dakota, including an area encompassing the Pine Ridge Indian Reservation;
she
had been employed by DSS for approximately fifteen years; she
had prior experience in handling delinquent youth; she
worked with tribal court and tribal agencies; she
worked with Native American clients of the child protection program;
she
had attended several trainings relating to issues of family violence
and child services for Native American families; she
had attended trainings on ICWA and had previously been qualified
as an ICWA expert.
2003
SD 49, ¶ 20,
661 N.W.2d at 773. Despite
this similar foundation, this Court held that “[b]ased
on these qualifications, the trial court did not abuse its
discretion in determining the witness was a qualified expert under
ICWA.”
Id.
Under
the doctrine of stare decisis, we should decide similar cases
in a similar manner. When
I compare the sufficiency of the foundation approved in K.A.B.E.
and D.M.
to that presented here, I find it impossible to conclude
that this trial court abused its discretion. Eirinberg's
experience and training were more substantial than the others we
have previously approved. Moreover,
while neither of our prior decisions required any evidence of
the specifics of the culture of the tribe at issue,
Eirinberg provided record evidence of specifics through his consultation with
other experts and his experience with similar tribes. And
finally, even though there are differences in culture, this record
contains uncontested evidence that the childrearing practices with which Eirinberg
was familiar were not different from those of the Cheyenne
River Sioux Tribe. Thus,
this inconsistency in our decisions leaves future trial courts with
an impossible dilemma: should
they qualify a witness based upon the foundations approved in
K.A.B.E.
and D.M.,
or should they disqualify a witness with the more extensive
foundation that the Court rejects today?
The
result in this case is inconsistent with our prior decisions
and the *633
primary authority relied upon by the Cheyenne River Sioux Tribe.
The
Court's decision also fails to acknowledge all of the foundational
evidence presented to the trial court. “[T]he
trial court and [its] ruling in determining qualifications will not
be disturbed unless there is no
evidence
that the witness had the qualifications of an expert....”
K.A.B.E.,
325 N.W.2d at 844 (emphasis added). Because
there is record evidence to support the trial court's decision
to qualify Eirinberg as an expert, the trial court did
not abuse its discretion.
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