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Broker" means a person engaged for all or part of his or her time in the business of buying and selling securities, who in the transaction concerned acts for, buys a security from, or sells a security to, a customer. Nothing in this article determines the capacity in which a person acts for purposes of any other statute or rule to which the person is subject.Turtle Mountain Band of Chippewa Indians Tribal Code.
24.40.030 "Broker."
Original url: /us/nsn/tmchippewa/council/code/24.40.030
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