(Cite
as: 204 P.3d 1013) |
Supreme
Court of Alaska.
BEN
M., Appellant,
v.
STATE
of Alaska, DEPARTMENT OF HEALTH AND SOCIAL SERVICES, OFFICE OF CHILDREN'S
SERVICES, Appellee.
No.
S-13090.
April
3, 2009.
As
Amended on Rehearing April 21, 2009.
*1015
Dianne Olsen, Anchorage, for Appellant.
Megan
R. Webb, Assistant Attorney General, Anchorage, and Talis J. Colberg, Attorney
General, Juneau, for Appellee.
Before:
FABE, Chief Justice, EASTAUGH, CARPENETI, and WINFREE, Justices.
OPINION
CARPENETI,
Justice.
I.
INTRODUCTION
Ben
M.FN1
appeals the termination of his parental rights. Because the trial court did not
abuse its discretion in denying the motion Ben made on the first day of trial to
continue the trial, and because it was not error to find beyond a reasonable
doubt that returning his daughter to his custody would likely cause her serious
harm, or to find by clear and convincing evidence that the state made active
efforts to provide services to reunify the family, we affirm the termination of
Ben's parental rights.
FN1.
We use pseudonyms to protect the identity of family members.
II.
FACTS AND PROCEEDINGS
A.
Facts
Ben's
daughter, Nicole, is an Indian child as defined in 25 U.S.C. ? 1903(4), part of
the Indian Child Welfare Act. Nicole was removed from her parents and declared a
child in need of aid shortly after her birth on July 18, 2005, when she tested
positive for cocaine. Nicole's mother, Robin, had previously tested positive for
cocaine use during the pregnancy. Ben was incarcerated at the time. He was
released from jail later in July, and in August he began taking parenting
classes and visiting Nicole. He also underwent urinalysis testing to assure
Office of Children's Services (OCS) that his problems with cocaine and alcohol
had been addressed, and had consistently negative results for several months in
fall 2005. Nicole began a trial home stay in September, with Ben agreeing to
supervise contact between Nicole and Robin.
Ben
and Robin stopped following their case plan and began missing urinalysis
appointments in December 2005. The efforts of their caseworker Rebecca Morino to
contact them met with little success. Eventually, Morino found the couple home
for an unannounced visit in January 2006. The couple complied with Morino's
request to take a cab to Worksafe, the entity performing the urinalysis tests,
for a test that day. Ben's result was negative, but Robin's test was reported as
suspect. Her specimen was out of temperature range and the report detailed other
circumstances suggesting she may have been trying to falsify her result. Morino
returned to the home accompanied by police officers to request that Robin leave
the home. The couple yelled and gestured at her, and Ben approached her, leading
an officer to step between them. The mother's *1016
urinalysis retest eventually came back positive, and Worksafe reported a later
incident with the mother's urinalysis that led OCS to conclude Ben knew she was
still using: The Worksafe report stated that Ben was in the lobby for several
hours while she was supposed to be undergoing testing and told the receptionist
that she was not yet there, but she was actually in the lobby. OCS then learned
that during the time when Ben and Robin were out of contact, Robin had been
using cocaine and that Ben had been involved in Robin's suspicious urinalysis
incident-suggesting he knew of her ongoing cocaine use. Further, OCS discovered
that the Anchorage police had been called to the home for domestic disturbances
in fall 2005, and that Ben had been incarcerated for two days during that time,
apparently leaving Nicole unsupervised with her mother.
OCS
removed the child from the home on January 11, 2006. During the removal, Ben was
very angry and yelled at the social worker. On January 17, shortly after the
child's removal, OCS called Ben about his inconsistent attendance at urinalysis
screening and Ben responded, ?[a]s soon as you removed [Nicole], all bets were
off. I'm not doing anything.? Ben did not show [up] for urinalysis tests set up
biweekly from January 13, 2006 through February 17, 2006, when Morino's request
for testing with Worksafe expired. He also ended contact with OCS.
In
early February Ben was evicted from his home. On February 20 he was incarcerated
again. He had visitation with Nicole one or two times a month during this
incarceration and was released in August 2006. He had a few visits with Nicole
and was again incarcerated in September 2006, briefly released, and then
re-arrested on ?escape status? from ankle monitoring. His whereabouts from
November 2006 until March 2007 are unknown. A new caseworker, Heather Rough,
located him in jail in April 2007. That period of incarceration lasted from
March 2007 until August 2007.
Ben
requested visitation when he was released, but Rough found him confrontational
and difficult to work with. The parties reached a new visitation agreement in
October 2007, but Ben did not visit Nicole from October 2007 through the trial
in March 2008. Ben was incarcerated again in October 2007. The record is unclear
as to the length of this incarceration. He was released from jail on March 3,
2008, but this was apparently from a later, separate incarceration. His
testimony during the motion for continuance suggested that he went into OCS in
January 2008 for an assessment and understood that OCS would help him get into
treatment. In March 2008, several days before trial, he briefly entered a
residential treatment program and then left the following day to attend the
first day of the trial. He did not attend the second day of the
trial.
B.
Proceedings
Three
days after Nicole's birth, OCS filed an ?Emergency Petition for Adjudication of
Child in Need of Aid and for Temporary Custody.? The petition was granted and
counsel was appointed. Ben had been released from jail by this time and he and
Robin enrolled in parenting classes. The family's OCS caseworker filled out a
case plan in August 2005 indicating that she had made numerous attempts to
contact the mother and father and that they called her and said they were busy
with his work as a window washer. The plan for Ben included urinalysis testing
and contacting past treatment providers to confirm that substance abuse was no
longer an issue for him.
OCS
placed Nicole back in the home on a trial basis in September 2005. In October
2005 the parties entered a stipulation under which Nicole was declared a child
in need of aid and OCS was granted temporary custody. OCS ultimately decided, in
January 2006, to remove Nicole from her parents' home after repeated problems,
and place her in foster care. In February 2006 the court entered a disposition
order granting OCS custody of Nicole for two years. OCS had been unable to
contact Ben since the conversation with Morino, just after Nicole was removed in
January 2006, stating that ?all bets are off.?
In
March 2006 Morino learned of Ben's incarceration on February 20 and e-mailed him
in jail to set up visitation with Nicole, which occurred monthly during that
incarceration. OCS researched the possibility of *1017
telephonic substance abuse assessment so that Ben could be screened for
substance abuse treatment in prison; the extent and result of this research are
unclear and were not the subject of testimony. A permanency hearing was held in
July 2006. Morino noted in her report for a permanency hearing that the goal
remained reunification but that if Ben did not comply with his case plan when
released from his current incarceration, or remained incarcerated past September
2006, it would be changed to adoption. In fact Ben was released in August but
then was in and out of jail for the months of September and October 2006. Morino
was not able to reestablish contact with Ben until November, when she told him
and his attorney that she would not schedule visitation this time until she saw
some clean urinalysis tests and some compliance with the case plan.
After
November Ben fell out of contact with OCS through March 2007. Morino attempted
phone calls and home visits until a new caseworker, Heather Rough, replaced her
in January 2007. Rough did not initially know where Ben was until she discovered
that he was incarcerated in April 2007. During that incarceration, which lasted
until August 2007, Rough set up telephonic visitation while Ben was jailed in
Kenai and in-person visitation once he was transferred to Anchorage. Rough
testified that the only thing Ben could have done regarding his case plan during
this incarceration would have been to participate in substance abuse assessment
when he was about to be released. The provider she identified to conduct the
assessment said that it could not screen Ben until he was about to be released,
which Rough believed would be October. However, Ben was released early. Rough
testified that Ben was uncooperative and confrontational at meetings, and that
he became argumentative and this led to discussions being ended before any
progress was made at meetings.
The
visitation plan was revised in October 2007. Under the new plan, OCS agreed to
arrange for an evaluation with Dr. Washington Brown ?to evaluate [Ben]'s
parenting ability? by providing copies of written referral materials to all
parties. Ben never showed up for visitation and fell out of contact with OCS
some time soon after this, and then disappeared again. The state's amended
termination motion in November 2007 states that Rough learned that month that
Ben returned to prison in October for domestic assault and forcing another to
become a prostitute. No evidence is in the record regarding what actions were
taken by either party as to the assessment with Dr. Brown other than that Ben,
if he was given written referral materials, did not use them to call and set up
the appointment on his own.
At
a pre-trial conference on January 14, 2008, Ben's attorney notified the state
that Ben would be requesting another visitation hearing; the state replied that
he would have to complete two weeks of urinalysis testing before such a visit
would be set up. At this hearing the state requested that the court direct Ben,
who was in the courtroom, to provide updated contact information to enable them
to set up an evaluation with their expert, Dr. Michael C. Rose. The state did
not present evidence on whether this occurred or what efforts it made to set up
a meeting with Dr. Rose. Anne Ashton, who took over as caseworker on this case
in January 2008, testified that Ben was out of touch from the time she took over
the case and that he called OCS in March 2007 and spoke to another caseworker
but did not leave his contact information for Ashton to return his
call.
Also
at the January 14 pre-trial conference, Ben's counsel withdrew because of a
potential conflict if one of the state's proposed witnesses testified. At first,
during the pre-trial conference at which the potential conflict was initially
raised, OCS offered not to call the witness to avoid a long continuance while
Ben's new counsel prepared for trial. However, during the same hearing, the
trial was continued for Robin's sake. The trial would concern both parents'
rights, and Robin had requested a representation hearing that could have
resulted in a new attorney for her. The court asked both Ben's and Robin's
attorneys how long a new attorney would need to get up to speed on the case;
both agreed six weeks was reasonable, so the court scheduled trial for March 26,
more than eight weeks away. Ultimately, *1018
because of the length of the continuation, OCS decided to insist on calling the
witness that raised the potential conflict for Ben's original attorney, and
counsel withdrew. The court appointed the Office of Public Advocacy to provide
conflict counsel for Ben on January 18, 2008. Ben's new attorney entered an
appearance on February 1, 2008.
One
week before the scheduled trial date in March 2008, Ben asked for a
representation hearing because he ?did not believe that [his attorney] could be
prepared to try the case and ... wanted to get [it] on the record.? A
confidential hearing was held before Superior Court Judge Sen K. Tan. However,
Ben's attorney remained on the case, Judge Tan's decision is not an issue on
appeal, and Ben does not raise a claim of inadequate assistance of
counsel.
After
trial concerning termination of both parents' parental rights on March 26 and
27, 2008, Superior Court Judge Peter A. Michalski found that Ben had a substance
abuse problem that affected his ability to maintain visitation with Nicole and
therefore his ability to parent; that Ben abandoned Nicole by not visiting her
from November 2006 to April 2007 and again from October 2007 to the time of
trial; that he failed to participate in his case plan; that there was clear and
convincing evidence that he had not remedied the conduct that put the child at
substantial risk; that there was clear and convincing evidence that active
efforts had been made to provide remedial services and rehabilitative programs
to prevent the breakup of the family; and that there was evidence beyond a
reasonable doubt that returning the child to either parent's custody would
likely result in serious physical or emotional damage to her.
Ben
appeals. He argues that the trial court abused its discretion in denying his
motion for a continuance on the day of trial. He also argues that the required
expert support for the finding of likely emotional damage beyond a reasonable
doubt was lacking because the expert, Dr. Rose, did not meet with Ben or the
child, and reported his findings at a very high level of generality. His final
argument is that the trial court erred in finding by clear and convincing
evidence that the state provided active remedial efforts to prevent the breakup
of his family.
III.
STANDARD OF REVIEW
[1][2][3][4][5]
We review a denial of a motion to continue for abuse of discretion, determining
whether a party has been deprived of a substantial right or seriously prejudiced
by the lower court's ruling. FN2
Whether substantial evidence supports the trial court's conclusion that a child
is likely to be seriously harmed if returned to her parent is a mixed question
of fact and law, while whether the expert testimony requirement of Indian Child
Welfare Act is satisfied is a pure question of law which we review de
novo.FN3
Finally, the question of whether OCS used active remedial efforts to reunify the
family is a mixed question of law and fact. FN4
When reviewing mixed questions of law and fact, we review factual questions
under the clearly erroneous standard and legal questions using our independent
judgment.FN5
FN2.
State,
Dep't of Transp. & Pub. Facilities v. Miller,
145 P.3d 521, 528 (Alaska 2006).
FN3.
E.A.
v. State, Dep't of Family & Youth Servs.,
46 P.3d 986, 989 (Alaska 2002).
FN4.
Id.
FN5.
A.M.
v. State,
945 P.2d 296, 304 n. 10 (Alaska 1997).
IV.
DISCUSSION
A.
The Trial Court Did Not Abuse Its Discretion in Denying Ben's Request for a
Continuance of the Termination Trial.
[6]
Ben argues that the court abused its discretion by denying his request for
continuance. He first claims that his attorney was too newly appointed. He then
argues that the court abused its discretion by declining to continue the case so
that he could enter substance abuse residential treatment. He also claims that
OCS was responsible for most of the delays prior to his request for a
continuance, and that the state did not argue that the continuance was contrary
to its or the child's interest.
*1019
The original trial date in this case was August 6, 2007. Ben obtained a
continuance to attempt to mediate the case. The new trial date-October 15 and
16, 2007-was continued at the state's request because a witness was unavailable.
Trial was then set for January 2008. Finally, the January 2008 trial was
continued because the state failed to provide the required expert witness
disclosures.
[7]
To show that the court abused its discretion in denying his request for a
continuance, Ben must show that he was deprived of a substantial right or that
he was seriously prejudiced by the denial of a continuance.FN6
Ben does not present an argument that he was seriously prejudiced by his
counsel's performance. His substitute counsel began work on the case sometime
between January 18, 2008 and February 1, 2008. At a minimum, he had more than
seven weeks to prepare for trial. Just before trial, Ben had the opportunity to
present his concerns about his new attorney's preparedness at a confidential
representation hearing. Judge Tan found no reason for concern about Ben's
attorney's ability to represent him, and Judge Tan's decision is not an issue on
appeal. On the day of trial, Ben's attorney did not himself claim to be
unprepared; Ben testified only that he felt uncomfortable proceeding and wanted
to appeal Judge Tan's ruling on the representation hearing.
FN6.
Miller,
145 P.3d at 528.
There
was no evidence that Ben's attorney had been unable to prepare in the six to
eight weeks provided, and Ben presents no examples of witnesses or evidence that
his attorney could have produced if given more preparation time. And we place
substantial weight on Judge Michalski's efforts to obtain an estimate of
necessary preparation time for new counsel at a hearing in January 2008, when it
first became clear that Ben's original counsel would have to withdraw. At that
hearing, the court asked Robin's counsel for an estimate of adequate time to
prepare so that he could schedule a new trial date. Robin's counsel replied that
six weeks would be adequate, and Ben's original counsel agreed with that
estimate. And the court provided that much time. Ben was not deprived of a
substantial right with regard to the proceedings. He makes no claim that
representation was inadequate or ineffective, instead arguing only that he feels
that his attorney possibly could have been better prepared. The substantial
right Ben claims deprivation of is his right to parent-the central issue of the
trial. However, because he fails to show that his right to fairly present his
case was impaired,FN7
we do not find that the denial of a continuance unfairly led to the ultimate
result at the trial.
FN7.
See
Siggelkow
v. Siggelkow,
643 P.2d 985, 988 (Alaska 1982) (primary concern in abuse of discretion inquiry
for denial of motion for continuance is to avoid prejudicing substantial rights
by forcing party to try case without being able to fairly present his
case).
[8]
Finally, Ben argues that the trial court abused its discretion by denying his
request for a continuance to complete substance abuse treatment. As we discuss
in detail in Part IV.C, Ben did not cooperate with his reunification plan from
June 2005 through the trial date. Ben had ample opportunity from 2005 through
2007 to obtain an assessment and enter treatment. Further, trial in this case
was originally scheduled for August 2007, and we have emphasized that CINA cases
are very time-sensitive.FN8
The court's decision to avoid further delay was not an abuse of
discretion.
FN8.
S.B.
v. State, Dep't of Health & Soc. Servs.,
61 P.3d 6, 16 (Alaska 2002).
B.
It Was Not Clearly Erroneous for the Trial Court To Find Evidence Beyond a
Reasonable Doubt that Nicole Was Likely To Suffer Serious Emotional or Physical
Damage if Returned to Ben.
[9][10]
The federal Indian Child Welfare Act (ICWA) requires that before terminating
parental rights, a court must find by evidence beyond a reasonable doubt that
returning the child to the parent is likely to result in serious physical or
emotional damage to the child, and that this finding be *1020
supported by expert testimony.FN9
Proof that a parent's custody is likely to cause a child serious harm requires
proof that (1) the parent's conduct is likely to harm the children and (2) the
parent's conduct is unlikely to change.FN10
This can be proven through expert testimony alone or through aggregating expert
testimony with other evidence such as testimony of lay witnesses.FN11
Ben argues that the trial court should not have relied on the expert testimony
of Dr. Michael Rose. He claims that because Dr. Rose did not meet or evaluate
him or his daughter, the testimony was insufficiently rooted in details of his
specific situation.
FN9.
25 U.S.C. ? 1912(f) (2006).
FN10.
L.G.
v. State, Dep't of Health & Soc. Servs.,
14 P.3d 946, 950 (Alaska 2000).
FN11.
Id.
In
C.J.
v. State, Department of Health & Social ServicesFN12
and a companion case, J.J.
v. State, Department of Health & Social Services,
FN13
we held that the evidence before the trial court did not support finding that
placing the children with either of their parents would result in serious damage
to them.FN14
We carefully analyzed the information on which the expert based his conclusions
and the contradictory information in the record, and specifically and explicitly
stated that we did not hold that in-person interviews were required in every
case.FN15
In both cases, the expert was unaware of significant recent progress the parents
had made. FN16
On the other hand, in J.A.
v. State, Division of Family & Youth Services,FN17
we reached the opposite conclusion although the expert had not evaluated the
parents, where the expert's answers to hypothetical questions were specific and
based on the full and accurate facts of the case.FN18
Finally, in E.A.
v. State, Division of Family & Youth Services,FN19
we expressly recognized that the state's expert testimony need not meet the
burden of proof standing alone so long as it supports the court's conclusion.
FN20
FN12.
18 P.3d 1214 (Alaska 2001).
FN13.
38 P.3d 7 (Alaska 2001).
FN14.
C.J.,
18 P.3d at 1218; J.J.,
38 P.3d at 10.
FN15.
C.J.,
18 P.3d at 1218.
FN16.
J.J.,
38 P.3d at 10; C.J.,
18 P.3d at 1219.
FN17.
50 P.3d 395 (Alaska 2002).
FN18.
Id.
at 401.
FN19.
46 P.3d 986 (Alaska 2002).
FN20.
Id.
at 992.
It
is possible that Dr. Rose's testimony would have been stronger or more detailed
had he evaluated Ben in person. We note that Dr. Rose attempted to arrange a
meeting through OCS. We also note that the record indicates that Ben was not in
contact with OCS during the period in early 2008 in which Dr. Rose wished to
meet with him. Ultimately, however, the issue is not the efforts made to arrange
for a meeting, nor is it whether the court should have disregarded the entirety
of Dr. Rose's opinion. Our case law is clear that in-person meetings are not
required and the requirement for expert testimony is that it support the
ultimate conclusion. The issues are whether the expert disregarded or was
unaware of contrary evidence, and whether the testimony was so vague and
generalized that the trial court clearly erred in according weight to
it.
In
his testimony, Dr. Rose identified substance abuse, domestic violence, and
psychological problems as the reasons that he believed that Ben could cause harm
to Nicole. With respect to substance abuse, Dr. Rose testified to the likely
problems faced by parents caring for children while under the influence of
substances, such as overreaction and defective judgment. Dr. Rose was aware of
numerous missed urinalysis tests from 2005 to 2007, Ben's testimony that he had
relapsed in December 2007, and the detailed records of treatment from Ben's
court-ordered substance abuse treatment in 2004. Dr. Rose concluded that Ben had
a high probability of relapse and would need further treatment.
Based
on Ben's long criminal history, including episodes of family violence and Ben's
arrest for forcing Robin into prostitution, Dr. Rose concluded that Ben needed
?to address *1021
the other psychological problems that are reflected? and that he had
?personality features that are dysfunctional and certainly detrimental to a
child.? Dr. Rose was clear that he was in no position to diagnose Ben with any
particular disorder without examining him. However, Dr. Rose testified that
children exposed to domestic violence can suffer negative effects to their
self-esteem and emotional stability.
This
testimony was consistent with other evidence at trial. The trial court found,
based on other testimony, that Ben missed urinalysis appointments because he
knew they would be positive, and he knew that he would be unable to visit Nicole
with positive urinalysis tests. Other testimony demonstrated that Ben was
aggressive and disruptive to the point that Ben would have been expelled from
residential treatment had he not voluntarily left. This aggressive behavior
prevented his caseworker at OCS from making any progress with him on the few
occasions she was able to locate him and get him to meet with her. All of this
testimony and the treatment records in evidence supported the same conclusion as
Dr. Rose's testimony. Dr. Rose's conclusions were not, unlike the expert
opinions in J.J.
and C.J.,
contradicted by any other evidence at trial.FN21
FN21.
See
J.J.,
38 P.3d at 10; C.J.,
18 P.3d at 1219.
The
trial court found that Ben did not visit Nicole for two periods of time that
exceeded six months, and that this failure constituted abandonment of Nicole.
Ben did not notify anyone of his whereabouts to arrange visitation in jail nor
did he attempt to set up visitation outside of jail. Dr. Rose testified that the
long periods of loss of contact, such as those periods longer than six months
leading up to the trial, could affect the attachment and bonding process. The
record contains substantial evidence demonstrating that Ben failed to show
progress in recovering from his substance abuse, that he recently and apparently
severely abused Nicole's mother, that he failed to seek visitation, and that he
was repeatedly incarcerated, leaving him unable to create a stable home
environment. Based on this evidence, as well as Dr. Rose's testimony, we
conclude there is substantial evidence to support the court's finding beyond a
reasonable doubt that returning Nicole to Ben's custody would be likely to
result in serious emotional and/ or physical damage to the
child.
C.
The Trial Court Did Not Err in Finding that OCS Made Active and Reasonable
Efforts To Provide Remedial Services to Ben.
[11][12]
Ben argues that from the 2006 removal of Nicole onward, OCS's efforts to provide
him with remedial services were inadequate to meet ICWA's requirement that the
state make ?active efforts? to provide services that might reunify the
family.FN22
Reunification efforts are evaluated on a case by case basis.FN23
The burden is clear and convincing evidence.FN24
FN22.
ICWA requires that ?any party seeking to effect a ... termination of parental
rights to [ ] an Indian child under State law shall satisfy the court that
active efforts have been made to provide remedial services and rehabilitative
programs designed to prevent the breakup of the Indian family and that these
efforts have proved unsuccessful.? 25 U.S.C. ? 1912(d) (2006).
FN23.
N.A.
v. State, Div. of Family & Youth Servs.,
19 P.3d 597, 603 (Alaska 2001).
FN24.
AS 47.10.088(a)(3); CINA Rule 18 (c)(2); Marcia
V. v. State of Alaska, Office of Children's Servs.,
201 P.3d 496, 502-03 (Alaska 2009).
[13]
The trial court relied on this court's rule that ?a parent's demonstrated lack
of willingness to participate in treatment may be considered in determining
whether the state has taken active efforts.? FN25
Incarceration can ?significantly affect[ ]? the scope of active efforts
required, though it does not eliminate the requirement.FN26
Where services have been provided and a parent has demonstrated a lack of
willingness to participate or take any steps to improve, this court has excused
minor failures by the state and rejected arguments that the state could possibly
have done more.FN27
FN25.
Id.
at 991 (quoting N.A.,
19 P.3d at 603).
FN26.
A.A.
v. State, Dep't of Youth & Family Servs.,
982 P.2d 256, 261 (Alaska 1999).
FN27.
See
E.A.,
46 P.3d at 990 (evasive and combative behavior and refusal to engage in services
can excuse later minor failures); Thomas
H. v. Dep't of Health & Soc. Servs.,
184 P.3d 9, 17 (Alaska 2008) (failure to make one mental health referral
insignificant due to continued frustration of efforts by father's repeated
incarcerations).
*1022
Here the trial court found that the state's active efforts included setting up
visitation, discussing case plans with the parents, providing referrals to
substance abuse assessments (particularly the walk-in appointments available at
the department), referring Ben to anger management and parenting classes,
referring him to the housing program Safe Harbor, and attempting to locate the
parents. The court also found a demonstrated lack of willingness to participate,
as was the case in E.A.,
where we found that evasive and combative behavior and refusal to engage in
services excused later minor failures on OCS's part.FN28
The court also found that Ben intentionally evaded the department.
FN28.
46 P.3d at 990.
OCS
repeatedly attempted to maintain contact with Ben, arrange visitation, and
convince him to maintain clean urinalysis and obtain substance abuse screening.
Ben disappeared for months at a time, from January through early March 2006,
from October 2006 until April 2007, and from October 2007 through the time of
trial in March 2008. Contact was reestablished each time only because OCS
located Ben in prison and contacted him. Ben argues that after he told his first
caseworker Morino that ?all bets were off? after the removal of Nicole, she
decided not to renew the scheduled urinalysis for February 2006 or make other
remedial efforts. However, she did not have working phone numbers for Ben at
that time and he made no attempt to provide her with contact information. When
she located him in jail in March 2006, she e-mailed him to set up visitation.
She also told him that no visitation or other action would be taken until Ben
had several clean urinalysis tests, and she provided intake packets for
substance abuse screening and treatment, but he did not use them.
Rough,
his new caseworker beginning in 2007, searched for Ben and finally located him
in jail in March 2007. Again, visitation was set up for him. Rough sent him some
information about whom he should contact when he was close to release from jail
for a substance abuse assessment. Ben was released early from prison, but did
not make much progress in his case plan. He was confrontational and
uncooperative in meetings with his caseworker and missed many of the urinalysis
tests she arranged. She connected him with Safe Harbor, a housing program, but
he did not attempt to follow up with them to obtain permanent housing. Then she
attempted to approach his outbursts in her meetings with him by arranging an
assessment with a psychiatrist, but he did not call the number she gave him to
arrange an appointment. Ben disappeared after their last meeting in October
2007.
After
the October 2007 agreement in which Ben agreed to an assessment with Dr. Brown
and OCS agreed to more visitation, Ben dropped out of sight. Rough testified
that she submitted a diligent-inquiry search to the Alaska Public Safety
Information Network in early November and contacted relatives to look for him,
but could not locate him. Ben did not renew contact with OCS and his new
caseworker could not locate him. He called the office once in March and spoke to
another caseworker but did not leave contact information for his assigned
caseworker to return the call.
The
record demonstrated that Ben's actions frustrated the state's efforts. His
no-shows at urinalysis, failure to follow up with Safe Harbor and Dr. Brown, and
failure to obtain a substance abuse screening demonstrated his lack of
willingness to participate in the state's efforts. Most importantly, the state's
efforts were unsuccessful because of Ben's long periods of lack of contact. For
too many long stretches of time, Ben was unwilling to cooperate minimally or to
comply with the urinalysis and visitation that the state did set up for him.
Here, therefore, the court's finding that Ben demonstrated a general lack of
willingness to participate is not clear error, and there was no reason to
believe that additional efforts would have made a difference.
V.
CONCLUSION
The
trial court was within its discretion to deny Ben's motion to continue trial
brought *1023
on the day of trial. It was not clear error to conclude, with the support of Dr.
Rose's testimony, that returning Nicole to Ben was likely to cause her serious
physical or emotional harm, or to find that the state made active efforts to
provide Ben services to assist in reunifying him with Nicole. We therefore
AFFIRM the trial court in all respects.
MATTHEWS,
Justice, not participating.