(Cite
as: 17 P.3d 769)
Supreme
Court of Alaska.
C.L.
and C.L., Appellants,
v.
P.C.S.,
Appellee.
In
the Matter of the Adoption of S.K.A., f/k/a S.G.
Nos.
S-9478, S-9607.
Feb. 12, 2001.
Supreme
Court reviews denial of a motion to consolidate for an
abuse of discretion.
Supreme
Court reviews denial of a relative's visitation rights with a
child for abuse of discretion.
Supreme
Court reviews an award of attorney fees for abuse of
discretion.
Supreme
Court reviews appointment of a guardian ad litem for a
child for abuse of discretion.
Trial
court's interpretation of the Indian Child Welfare Act (ICWA) is
a question of law that is reviewed de novo.
Supreme
Court reviews a trial court's finding of good cause to
deviate from adoptive placement preferences of the Indian Child Welfare
Act (ICWA) for abuse of discretion.
Trial
court's factual findings are reviewed using the clearly erroneous standard.
Trial
court did not abuse its discretion by denying grandparents' motion
to consolidate adoption proceedings involving two grandchildren; motion was not
filed until month-and-a-half after trial in one child's adoption case
had begun and after full day of testimony had been
received, denial of motion did not prejudice grandparents because they
were free in both cases to present evidence that would
tend to show importance of placing children together, and trial
court fully considered importance of keeping children together.
In
determining whether good cause exists to deviate from adoptive placement
preferences of the Indian Child Welfare Act (ICWA), the best interests
of the child is the paramount criterion. Indian Child Welfare Act
of 1978, § 105(a), 25 U.S.C.A. § 1915(a).
Finding
that child had symptoms of separation and anxiety disorder was supported
by the evidence, in adoption proceeding, despite grandparents' argument
that there was no diagnosis of child as having either separation anxiety
or attachment disorder; trial court did not find that there was a diagnosed
condition, but only that there were symptoms of these disorders, and there
was expert testimony concerning child's symptoms and behavior.
Finding
that child's bond with grandparents was not as strong as her bond with
her adoptive mother was not clearly erroneous, in adoption proceeding;
grandparents had regular
but limited contact with child, child consistently maintained and expressed
her desire to stay with adoptive mother rather than grandparents, and
there was expert testimony that adoptive mother was only person with whom
child had formed an attachment.
Evidence
supported finding that maternal grandparents did not completely appreciate adverse
impact that exposure to biological mother had on child and
adverse impact that exposure to alcohol, even in slightest amount,
had upon child, in adoption proceeding; grandparents had, on previous
occasions, permitted biological mother to see child, against wishes of
Division of Family and Youth Services (DYFS) and foster parents,
and there was evidence that grandmother drank alcohol in front
of child, and was intoxicated on occasions when social workers
called, and when child was brought for scheduled visit.
Whether
there is good cause to deviate from the adoptive placement preferences
of the Indian Child Welfare Act (ICWA) in a particular case depends on
many factors including, but not limited to, the Bureau of Indian Affairs'
(BIA) guidelines. Indian Child Welfare Act of 1978, § 105(a),
25 U.S.C.A. § 1915(a).
Prospective
adoptive parents were members of Yupik child's extended family, thus
giving them adoptive placement preference rights under the Indian Child
Welfare Act (ICWA) in adoption proceeding; adoptive parent was child's
second cousin once removed by marriage, and even though this
family relationship was distant, under Yupik tradition, kinship relationships could
be activated by conduct including providing food and shelter. Indian
Child Welfare Act of 1978, § 105(a),
25 U.S.C.A. § 1915(a).
Trial
court properly chose between grandparents and prospective adoptive parents,
both of whom had adoptive placement preference rights as members of the
child's extended family under the Indian Child Welfare Act (ICWA), for
an adoptive placement for child, though grandparents were closer relatives
to child than were adoptive parents, as ICWA did not set forth any order
of preference among extended family members who seek to become prospective
adoptive parents. Indian Child Welfare Act of 1978, § 105(a),
25 U.S.C.A. § 1915(a).
Trial
court's refusal to grant grandparents formal visitation rights with grandchild,
who was to be adopted by non-relative adoptive mother, was
not an abuse of discretion, as adoptive mother had facilitated
child's visitation with grandparents in the past and thus would
likely do so in the future.
Award
of $1,000 in attorney fees to adoptive mother under rule
authorizing court to award prevailing party attorney fees in amount
of 30 percent of the prevailing party's reasonable actual attorney's
fees which were necessarily incurred, was not abuse of discretion
in contested adoption proceeding between adoptive mother and grandparents; even
if adoptive mother could apply $2,000 federal adoption subsidy she
received to cover her attorney fees, the $1,000 fee award
would still fall well below 30 percent contemplated by rule,
and grandparents' intervention in adoption proceeding increased adoptive mother's legal
work. Rules Civ.Proc., Rule 82(b)(2).
Trial
court did not abuse its discretion in appointing guardian ad
litem for child in adoption proceeding between prospective adoptive parents
and grandparents, despite grandparents' contention that guardian was biased; guardian's
conclusions reflected concern for child's best interests rather than any
bias for prospective adoptive parents or against grandparents.
*771
Michael J. Walleri, Law Offices of Michael J. Walleri, Fairbanks,
for Appellants C.L. and C.L., and S.K.A.
Daniel L. Callahan, Schendel & Callahan, Fairbanks, for Appellee P.C.S.
Brooks W. Chandler, Hicks, Boyd, Chandler & Falconer, Anchorage, for
R.K. and J.A.
Before FABE, Chief Justice, MATTHEWS, EASTAUGH, BRYNER, and CARPENETI, Justices.
OPINION
FABE, Chief Justice.
I. INTRODUCTION
L.G.'s parental rights were terminated as to her daughters, J.G.
and S.G. The superior court awarded adoption of J.G. to
P.S., and awarded adoption of S.G. to R.K. and J.A.
The maternal grandparents of the children sought their adoption below,
and they challenge various aspects of the adoption proceedings. For
the reasons stated below, we affirm the decision of the
superior court in all respects.
II. FACTS
AND PROCEEDINGS
J.G., who was born on September 16, 1991, and S.G.,
who was born on October 1, 1994, are the daughters
of mother L.G. The children and their mother are Yupik
Natives and tribal members of the Native Village of Emmonak.
C.L. and C.L. are the children's maternal grandparents. Mrs. C.L.
is also an Emmonak tribal member and is the biological
mother of L.G. Mr. C.L. is a non-Native and is
L.G.'s step-father.
L.G.'s parental rights in J.G. and S.G. were terminated on
April 28, 1999, [FN1]
after a proceeding before Superior Court Judge Richard D. Savell.
We affirmed this termination in a separate opinion, L.G.
v. State, Department of Health & Social Services.
[FN2] In that opinion we discussed L.G.'s long history of
substance abuse and the evidence that L.G. neglected J.G. and
S.G. [FN3]
FN1.
The April 28, 1999 order also terminated the parental rights
of J.G.'s biological father, A.D., and S.G.'s biological father, J.H.
Both of the fathers abandoned the children.
FN2.
14 P.3d 946 (Alaska 2000).
FN3.
See
id.
at 948-49.
J.G. and S.G. have both had multiple homes and care
givers. J.G. lived with her mother for her first two
and one half years, until the Division of Family and
Youth Services (DFYS) took protective custody. Then, for a brief
period J.G.
lived with her grandparents, C.L. and C.L., until the grandparents
returned her to DFYS. J.G. was then placed in three
successive, short-term foster homes. Then, J.G. was placed with P.S.,
a single woman who was later granted adoption of J.G.
by the superior court below.
J.G. lived with P.S. for more than a year, until
DFYS returned J.G. to her mother's custody. However, J.G. continued
to visit P.S. on weekends. J.G. remained in her mother's
custody until March 1996, when DFYS took emergency custody of
J.G. because of L.G.'s continued substance abuse problems. For five
months J.G. lived with R.K. and J.A., who also had
custody of S.G. During this period J.G. maintained regular contact
with P.S. and spent entire weekends with P.S. After this,
J.G. was returned to her mother's custody for about a
year, until DFYS once again took emergency custody because of
L.G.'s drug abuse. In the next year, J.G. lived in
two different foster homes. In July 1998 J.G. returned to
the custody of P.S. and has lived with her ever
since.
S.G. has had a similarly complicated placement history. S.G. lived
with her mother for the first few months of her
life, until DFYS took protective custody. After an initial foster
home placement, S.G. lived with a Native couple, R.K. and
J.A., who were eventually awarded adoption of S.G. by the
superior court below. In October 1995 S.G. was returned to
her mother's care, although R.K. and J.A. continued to visit,
and babysat S.G. on occasion. S.G. remained in her mother's
custody until March 1996, when DFYS took emergency custody
of S.G., as well as J.G., because of L.G.'s continued
substance abuse problems. At this time S.G. was returned to
the care of R.K. and J.A. The child lived with
them for the next five months. In August *772
1996 S.G. was returned to her mother's custody for about
a year, until DFYS once again took emergency custody because
of L.G.'s drug abuse. S.G. then lived in two different
foster homes for a year, along with J.G. In July
1998 S.G. returned to the custody of R.K. and J.A.
and has lived with them ever since.
The April 28, 1999 termination of L.G.'s parental rights made
J.G. and S.G. available for adoption.
[FN4] In the superior court below, Judge Ralph R. Beistline
conducted separate adoption proceedings for J.G. and S.G.
FN4.
See
L.G. v. State, Dep't of Health & Social Servs.,
14 P.3d 946 (Alaska 2000).
On May 17, 1999, P.S., with whom J.G. has lived
since July 1998, petitioned to adopt J.G. P.S. is a
single, non-Native woman.
On June 8, 1999, grandparents C.L. and C.L. intervened in
J.G.'s adoption proceedings, and sought custody of J.G. for themselves.
On August 12, 1999, R.K. and J.A. petitioned to adopt
S.G. S.G. currently lives with R.K. and J.A. R.K. is
an Emmonak tribal member and is the children's second cousin
once removed by marriage. J.A. is also a Yupik Alaska
Native and
is a tribal member of the village of Kotlik.
On October 12, 1999, C.L. and C.L. intervened in S.G.'s
adoption proceeding, seeking custody of S.G. for themselves. They also
moved to consolidate the cases of J.G. and S.G.
Judge Beistline denied the motion to consolidate the two cases.
After trial, he awarded adoption of J.G. to P.S. and
awarded adoption of S.G. to R.K. and J.A. Judge Beistline
also awarded P.S. $1,000 in attorney's fees. C.L. and C.L.
have appealed these rulings. For purposes of appeal, these cases
have been consolidated.
III. STANDARD
OF REVIEW
This appeal requires us to review
the denial of a motion to consolidate, the denial of a relative's visitation
rights, an award of attorney's fees, and an appointment of a guardian
ad litem. These decisions are reviewed for abuse of discretion.
[FN5]
FN5.
See
Virgin v. Virgin,
990 P.2d 1040, 1043 (Alaska 1999) (award of attorney's fees);
J.F.E.
v. J.A.S.,
930 P.2d 409, 411 (Alaska 1996) (denial of visitation rights);
Foltz-Nelson
Architects v. Kobylk,
749 P.2d 1347, 1349 n. 2 (Alaska 1988) (denial of
motion to consolidate); W.E.W.
v. D.A.M.,
619 P.2d 1023, 1025 (Alaska 1980) (appointment of guardian ad
litem).
This appeal also requires us to
review the superior court's interpretation of the Indian Child Welfare
Act of 1978 (ICWA); this is a question of law that is reviewed de
novo.
[FN6] We are also required to review the superior court's finding
of good cause to deviate from ICWA placement preferences; we will
do so using an abuse of discretion standard. [FN7]
The superior court's factual findings are reviewed using the clearly
erroneous standard.
[FN8]
FN6.
See
A.M. v. State,
945 P.2d 296, 304 n. 10 (Alaska 1997).
FN7.
See
Adoption of N.P.S.,
868 P.2d 934, 936 (Alaska 1994).
FN8.
See
id.
IV. DISCUSSION
C.L. and C.L. challenge various aspects of the adoptions awarded
by the superior court below. In all, five of the
superior court's rulings must be considered: (A) the refusal to
consolidate the separate cases of J.G. and S.G., (B) the
awards of adoption (to P.S. and to R.K. and J.A.),
(C) the refusal to award C.L. and C.L. formal visitation
rights, (D) the award of partial
attorney's fees to P.S., and (E) the appointment of Sonia
Mazurek as the guardian ad litem for S.G. For the
reasons stated below, we affirm the decisions of the superior
court in all respects.
A. The
Superior Court's Decision Not to Consolidate the Cases Was Not
an Abuse of Discretion.
On October 12, 1999, C.L. and
C.L. moved to consolidate the separate adoption proceedings concerning,
respectively, J.G. and S.G. The superior court denied this motion. *773
We review this decision for abuse of discretion. [FN9]
FN9.
See
Foltz-Nelson Architects v. Kobylk,
749 P.2d 1347, 1349 n. 2 (Alaska 1988).
C.L. and C.L. argue that the superior court abused its
discretion by failing to consolidate the two adoption proceedings. They
claim that the issue of whether the sisters would be
separated was central to both cases and that "the only
way that the court could properly consider sibling bonding" was
to consolidate the proceedings.
Under the circumstances of this case, the superior court's decision
not to consolidate the cases was not an abuse of
discretion. The motion to consolidate was not filed until a
month and a half after the trial in J.G.'s adoption
case had begun and after a full day of testimony
had been received. Denial of the motion did not prejudice
C.L. and C.L. because they were free in both cases
to present evidence that would tend to show the importance
of placing the siblings together. Moreover, the superior court fully
considered the importance of keeping the siblings together in its
written findings of fact and conclusions of law.
B. The
Superior Court Properly Awarded Adoption to P.S. and to R.K.
and J.A.
After separate trials, the superior court awarded adoption of J.G.
to P.S., and awarded adoption of S.G. to R.K. and
J.A. C.L. and C.L. challenge these awards.
1. The
superior court properly awarded adoption of J.G. to P.S.
The superior court awarded adoption of J.G. to P.S. on
the basis that good cause existed to deviate from the
ICWA placement preferences.
[FN10]
FN10.
ICWA demands the following placement preferences:
In
any adoptive placement of an Indian child under State law,
a preference shall be given, in the absence of good
cause to the contrary, to a placement with (1) a
member of the child's extended family; (2) other members of
the Indian child's tribe; or (3) other Indian families.
25
U.S.C. § 1915(a)
(1983).
P.S.,
a non-Native single woman, does not qualify for any of
the preference groups
under 25 U.S.C. § 1915(a):
she is not (1) a member of J.G.'s extended family,
(2) another member of J.G.'s tribe, or (3) Native. Therefore,
25 U.S.C. § 1915(a)
demands that there be "good cause" to award adoption of
J.G. to P.S.
ICWA does not define good cause,
[FN11] nor does it set forth factors to be considered
in determining whether good cause exists. We have previously sought
guidance from Bureau of Indian Affairs (BIA) guidelines, which offer
the following list of factors to consider:
FN11.
See
In re Adoption of F.H.,
851 P.2d 1361, 1364 (Alaska 1993).
(i)
The request of the biological parents or the child when
the child is of sufficient age.
(ii)
The extraordinary physical or emotional needs of the child as
established by testimony of a qualified expert witness.
(iii)
The unavailability of suitable families for placement after a diligent
search has been completed for families meeting the preference criteria.
[FN12]
FN12.
N.P.S.,
868 P.2d at 936 (quoting Guidelines for State Courts, Indian
Child Custody Proceedings, 44 Fed.Reg. 67,594 § F.3
(1979)).
We have also stated that "[w]hether
there is good cause to deviate in a particular case depends on many factors
including, but not necessarily limited to, the best interests of the child,
the wishes of the biological parents, the suitability of persons preferred
for placement and the child's ties to the tribe." [FN13]
The best interests of the child remain the paramount criterion.
[FN14]
FN13.
F.H.,
851 P.2d at 1363-64.
FN14.
See
N.P.S.,
868 P.2d at 936.
In awarding adoption of J.G. to P.S., the superior court
found good cause to deviate from the ICWA placement preferences
under 25 U.S.C. § 1915(a).
The court found that adoption by P.S. is in J.G.'s
best interests, based on consideration of the following factors: (i)
J.G.'s already existing bond with P.S; (ii) J.G.'s desire to
be adopted by P.S.; (iii) J.G.'s symptoms of separation anxiety
and attachment disorder; (iv) J.G.'s multiple placements in the
past; (v) J.G.'s weaker *774
bond with the grandparents in comparison to her bond with
P.S.; (vi) the grandparents' misunderstanding of the harm done to
J.G. by exposure to her mother and alcohol; and (vii)
J.G.'s cultural needs. We review the lower court's finding of
good cause to deviate from ICWA placement preferences for abuse
of discretion.
[FN15] We will only reverse the superior court's factual findings
if they are clearly erroneous.
[FN16]
FN15.
See
id.
at 934, 936.
FN16.
See
id.
The grandparents make two basic arguments in their attempt to
show that the superior court abused its discretion in finding
good cause to deviate from ICWA placement preferences. They claim
that (a) some of the factual findings made by the
superior court were clearly erroneous; and (b) the superior court
improperly analyzed the relevant factors for good cause.
a. The
superior court's factual findings were not clearly erroneous.
C.L. and C.L. challenge a number of the factual findings
made by the superior court.
First, the grandparents challenge
the court's finding that J.G. had symptoms of separation anxiety and attachment
disorder. The grandparents claim
that this finding was clearly erroneous because there was no diagnosis
of J.G. as having either separation anxiety or attachment disorder. However,
the superior court did not find that there was a diagnosed condition;
it only found that there were symptoms
of these disorders. This is supported by evidence in the record,
in the form of expert testimony concerning J.G.'s symptoms and behavior.
We cannot say that this finding was clearly erroneous.
Second, the grandparents challenge
the court's finding that J.G.'s bond with her grandparents was not as
significant as her bond with P.S. There is evidence in the record that
supports the grandparents' claim that J.G. has a significant bond with
her grandparents; specifically, J.G. asked to see the grandparents
on at least one occasion, and J.G. was happy to visit her grandparents.
However, there is also evidence in the record that supports
the conclusion that J.G.'s bond with her grandparents was not as strong
as her bond with P.S. Specifically, there was evidence that the grandparents
have had regular but limited contact with J.G., and that J.G. has consistently
maintained and expressed her desire to stay with P.S. rather than the
grandparents. Moreover, there was expert testimony that P.S.
was the only person with whom J.G. had formed an attachment. Because
of this evidence, we cannot say that the superior court's finding that
J.G.'s bond with her grandparents was not as strong as her bond with P.S.
was clearly erroneous.
Third, the grandparents claim that the superior court committed clear
error by finding
that J.G. and her sister S.G. had no significant bond.
However, the superior court made no finding at all on
the nature of the bond between the siblings. The superior
court did find that the sisters did not bond with
the same care giver, but did not find that the
sisters lacked a significant bond with each other. There is,
however, evidence in the record, in the expert testimony, that
J.G. and S.G. were not particularly close to each other.
Therefore, there is no clearly erroneous finding here.
Lastly, the grandparents challenge
as clearly erroneous the superior court's finding that the grandparents
"do not completely appreciate the adverse impact that exposure to
[L.G.] has on [J.G.] and the adverse impact that exposure to alcohol,
even in the slightest amount, has upon [J.G.]." There is adequate
evidence in the record to support this finding. With respect
to J.G.'s contact with her mother, the grandparents have previously permitted
L.G. to see the children on multiple occasions, against the wishes of
DFYS and the foster parents, even during the termination proceedings.
Despite the harm done by contact between J.G. and her biological
mother L.G., Mrs. C.L. testified that she would permit L.G. to see J.G.
if L.G. remained clean and sober for a few years.
With respect to the exposure to alcohol, both grandparents testified
that they currently drink to the point of "getting a
buzz" *775
on occasion. Both grandparents were in the past convicted of
driving while intoxicated
and attended alcohol treatment programs. Also, there is evidence that
Mrs. C.L. drank in front of J.G., and was intoxicated
on occasions when social workers called and when J.G. was
brought for a scheduled visit. Adequate evidence in the record
supports the court's finding that the grandparents do not understand
the impact on J.G. of exposure to her mother and
to alcohol consumption.
b. The
superior court properly analyzed the appropriate factors for good cause
deviation from ICWA adoptive preferences.
C.L. and C.L. also claim that the superior court improperly
analyzed the relevant factors in finding good cause to deviate
from ICWA's preferences for adoption by family or tribal members.
[FN17] The grandparents make two separate arguments: (i) that the
superior court placed inordinate weight on J.G.'s bond with P.S.,
ignoring other relevant factors that favored adoption by the grandparents;
and (ii) that the BIA guidelines set forth the only
factors that the superior court should have considered. These arguments
will be discussed in turn.
FN17.
See
25 U.S.C. § 1915(a)
(1983).
First, the grandparents argue that the superior court placed inordinate
weight on one factor, and failed to consider other factors
that "heavily favored" the grandparents
as adoptive parents. C.L. and C.L. note that the superior
court heavily relied on a factor that favors P.S.--specifically, the
strong bond that has developed between P.S. and J.G.
[FN18] The grandparents then claim that the superior court should
have considered other factors--factors that together outweigh the already existing
bond between J.G. and P.S. Specifically, the grandparents claim that
the superior court failed to recognize: (i) the need to
raise the sisters together, in one household; (ii) DFYS's failure
to consider the grandparents when searching for potential adoptive parents;
(iii) the grandparents' particular ability to meet J.G.'s cultural needs
as a Native child; and (iv) the fact that J.G.
had no "extraordinary" physical or emotional needs that could only
be met by her bond with P.S.
FN18.
Although the grandparents claim that the court relied only on
(i) the bond between P.S. and J.G., and (ii) the
fact that J.G. had been through multiple placements in reaching
its conclusions, the court in fact relied on multiple factors,
as discussed above.
However, the superior court did consider these factors, and concluded
that, combined with the other factors, the weight of the
evidence favored adoption by P.S. The superior court explicitly considered
the desirability of keeping the sisters together; however, the court
concluded that, because the sisters have not
bonded with the same care giver, this consideration is outweighed
by other factors.
[FN19] And the grandparents were considered as potential adoptive parents
by both the superior court and by social workers involved
in the case. Also, the court considered the cultural needs
of J.G. and concluded that P.S. has demonstrated a capacity
to expose J.G. to Native culture, and that C.L. and
C.L. will continue to play a role as grandparents in
J.G.'s cultural exposure. Lastly, the court certainly considered the bond
between J .G. and P.S. and its relationship to J.G.'s
emotional and physical needs.
[FN20] The four factors cited by the grandparents were fully
considered by the superior court, and we cannot say that
the court's analysis of these factors was an abuse of
discretion.
FN19.
As the court stated: "[C.L. and C.L.] have expressed a
desire to keep [J.G.] together with her sister [S.G.], and
adopt both of the girls. Unfortunately, [J.G.] and [S.G.] have
not bonded with the same care giver. As important as
it is to keep siblings together, that consideration is outweighed
in this matter by the need for consistency and stability
in [J.G.]'s life and the need to maintain the only
bond that [J.G] has been able to establish in her
life."
FN20.
The grandparents argue in part that the court misapplied this
factor
by deviating from the BIA guidelines. This issue is fully
discussed below.
C.L. and C.L. separately argue that the only factors that
the superior court should have considered are the factors listed
in the Bureau of Indian Affairs Guidelines:
(i)
The request of the biological parents or the child when
the child is of sufficient age.
*776
(ii) The extraordinary physical or emotional needs of the child
as established by testimony of a qualified expert witness.
(iii)
The unavailability of suitable families for placement after a diligent
search has been completed for families meeting the preference criteria.
[FN21]
FN21.
N.P.S.,
868 P.2d at 936 (quoting Guidelines for State Courts, Indian
Child Custody Proceedings, 44 Fed.Reg. 67,594 § F.3
(1979)).
The grandparents cite a decision of the Montana Supreme Court,
In
re C.H.,
[FN22]
in which that court considered whether there was good cause,
in an adoption proceeding, to deviate from ICWA placement preferences.
The court in C.H.
held that, when ICWA applies, the three BIA factors exclusively
control and that a court may not consider any
other factors:
FN22.
299 Mont. 62, 997 P.2d 776 (2000).
The
[BIA] guidelines provide that a determination of good cause to
avoid the preferences "shall be based on one or more
of" three stated factors.... [We agree] that, in light of
the plain language used in the guidelines, the three expressly
stated [BIA] factors cannot be interpreted as merely illustrative of
the circumstances which may constitute good cause. Rather, they are
the only circumstances constituting good cause to avoid the [25
U.S.C.] § 1915(a)
adoptive placement preferences. We conclude the District Court erred in
determining that the factors set forth in the guidelines and
the BIA's related commentary are merely examples, and not an
exhaustive listing, of circumstances which constitute good cause.
[FN23]
FN23.
Id.
at 782 (internal citations omitted).
The court treated the bond between the child and the
prospective adoptive parents as only relevant if it rose to
the level of an "extraordinary emotional need," under the second
BIA guideline.
[FN24] And the court in C.H.
held that
it was also improper to consider separately the "best interests
of the child" because, under ICWA, it is presumed that
the child's "best interests" are met by adherence to ICWA
and the exclusive BIA guidelines.
[FN25]
FN24.
Id.
at 783; 44 Fed.Reg. 67,594 (1979).
FN25.
C.H.
at 784.
However, we have rejected the
rationale underlying the Montana Supreme Court's decision in C.H.
We do not agree that the BIA factors are exclusively controlling. In
In re Adoption of F.H.,
[FN26] we stated that the BIA Guidelines "do not have binding effect,"
although a court may look to them for guidance.
[FN27] Whether there is good cause to deviate in a particular case
depends on many factors including, but not limited to, the BIA guidelines.
[FN28]
We recognize that child adoption proceedings are highly context-sensitive,
and that different adoption cases will vary factually. As
we have stated previously, the best interests of the child must be paramount
in these proceedings.
[FN29] Therefore, the superior court did not err by relying on a
broad range of factors, including the BIA guidelines, and by primarily
stressing J.G.'s best interests.
[FN30]
FN26.
851 P.2d 1361 (Alaska 1993).
FN27.
Id.
at 1364; see
also N.P.S.,
868 P.2d 934, 936 (Alaska 1994).
FN28.
See
In re Adoption of F.H.,
851 P.2d at 1363-64. See
also L.G.,
14 P.3d at 954-55. Other courts have also concluded that
the BIA guidelines are not binding on courts interpreting ICWA.
See
Michael J., Jr. v. Michael J., Sr.,
198 Ariz. 154, 7 P.3d 960, 965 (App.2000) (noting that,
"for assistance in interpreting ICWA, a state court may
rely on the Act's interpretative guidelines drafted by the Bureau
of Indian Affairs") (emphasis added); In
re Dependency of E.S.,
92 Wash.App. 762, 964 P.2d 404, 409 (1998) ("The BIA
guidelines have no binding legislative effect.... The legislative history of
the ICWA indicates that the reason the phrase, "good cause
to the contrary" is not defined is to provide state
courts with flexibility in determining the disposition of a child
custody proceeding involving an Indian child."); In
re Michael G.,
63 Cal.App.4th 700, 74 Cal.Rptr.2d 642, 651 (1998) (noting that
the BIA guidelines remained unpublished because a binding legislative effect
was not intended).
FN29.
See
N.P.S.,
868 P.2d at 936.
FN30.
This result is also consistent with our recent opinion in
L.G.
v. State, Department of Health & Social Services,
14 P.3d 946 (Alaska 2000), in which we affirmed the
termination of L.G.'s parental rights and found that there was
good cause to deviate from ICWA pre-adoptive preferences under 25
U.S.C. § 1915(b)
to place J.G. with foster mother P.S. In L.G.,
we affirmed the principle that the best interests of the
child are also paramount in making pre-adoptive placement determinations under
ICWA. Id.
at 955.
*777
2. The
superior court properly awarded adoption of S.G. to R.K. and
J.A.
The superior court awarded S.G.
to R.K. and J.A. on the basis that they had adoption placement preference
rights under ICWA, 25 U.S.C. § 1915(a).
[FN31] ICWA applies and is controlling because both S.G. and J.G.
qualify as "Indian children" under ICWA. Our review of the superior
court's interpretation of ICWA is de novo.
[FN32]
FN31.
The superior court alternately held that even if R.K. and
J.A. did not have ICWA preference rights for adoption, there
was good cause to deviate from ICWA preferences. Because we
today affirm the holding that R.K.
and J.A. had ICWA preference rights, we need not reach
the merits of the alternative holding.
FN32.
See
A.M. v. State,
945 P.2d 296, 304 n. 10 (Alaska 1997).
In deciding the issue of S.G.'s adoption, the court considered
the adoptive placement preferences demanded by ICWA:
In
any adoptive placement of an Indian child under State law,
a preference shall be given, in the absence of good
cause to the contrary, to a placement with (1) a
member of the child's extended family; (2) other members of
the Indian child's tribe; or (3) other Indian families.
[FN33]
FN33.
25 U.S.C. § 1915(a)
(1983).
The superior court held that both
the grandparents (C.L. and C.L.) and
the prospective adoptive parents (R.K. and J.A.) qualified as "members
of the child's extended family" under 25 U.S.C. § 1915(a),
giving them both equal ICWA placement preference rights. The superior
court decided between them on the basis that S .G.
had already formed a relationship with, and bonded with, R.K.
and J.A., and the same could not be said for
C.L. and C.L.
The grandparents claim that the superior court erred in interpreting
ICWA so as
to make R.K. and J.A. "members of the child's extended
family" with ICWA preference rights. However, the superior court did
not err in making this determination. The court found that
R.K. is S.G.'s second cousin once removed by marriage. Even
though this family relationship is distant, the court noted that,
under Yupik tradition, kinship relationships can be "activated" by conduct
including providing food and shelter. C.L. and C.L. did not
counter this with any evidence that R.K. was not a
member of S.G.'s extended family. Therefore, the superior court properly
found that R.K. and J.A. were extended family members with
adoption preference right under ICWA.
C.L. and C.L. also claim that,
given that both parties have equal preference rights under ICWA, the superior
court erred by favoring R .K., a distant relative of S.G., over C.L. and
C.L., who are closer relatives. The superior court correctly
noted that 25 U.S.C. § 1915(a) does not set forth any order
of preference among "extended family members" who seek to become
prospective adoptive parents. The superior court made its
decision based on its assessment of S.G.'s existing relationship with
R.K. and J.A. The grandparents claim that, under Yupik tradition, placement
with closer relatives is required. However, the grandparents
failed to introduce any evidence to support this claim. An
expert, Dr. Phyllis Morrow, testified that the majority of Yupik adoptions
are by grandparents. But she explicitly refused to state that,
under Yupik custom, there is any preference for grandparents over
other more distant relatives. Therefore, the superior court properly held
that both the grandparents and R.K. and J.A. have preference rights under
ICWA. The superior court did not err by choosing between these parties
based on its assessment of the best interests of S.G.
C. The
Superior Court Did Not Abuse Its Discretion by Failing to
Grant the Grandparents Formal Visitation Rights.
C.L. and C.L. argue that, if P.S.
was properly awarded adoption of J.G., the grandparents should have been
granted formal visitation rights. Although the superior court found that
it was in J.G.'s best interests to "maintain her relationship with
... her grandparents," the superior court did not *778
allow the grandparents formal visitation rights. Rather, the
court stated:
[P.S.]
has demonstrated the willingness and ability to maintain these contacts
and relationships for the minor child and the Court is
confident she will do so in the future. [P.S.] should
have the discretion as [J.G's] parent to determine the circumstances
and frequency of such contacts as is in her best
interests. It is not necessary or in the minor's best
interests to enter a specific order regarding visitation in the
adoption decree.
We review this decision for abuse of discretion.
[FN34]
FN34.
See
J.F.E. v. J.A.S.,
930 P.2d 409, 411 (Alaska 1996).
Alaska's adoption statutes explicitly permit "visitation between the adopted person
and that person's natural parents and other relatives." [FN35]
Visitation rights will not be granted if they do not
serve the child's best interests.
[FN36]
FN35.
AS 25.23.130. Contrary to the grandparents' argument, AS 25.20.065(a) does
not apply to the present case. See
AS 25.20.065(b) (stating that "a grandparent may petition under this
section only if (1) the grandparent did not request the
court to grant visitation rights during the pendency of [adoption]
proceedings under ... AS 25.23").
FN36.
See
In re Adoption of A.F.M.,
960 P.2d 602, 605-06 (Alaska 1998).
In their opposition to P.S.'s proposed findings of fact and
conclusions of law, the grandparents requested that the superior court
include visitation rights in the adoption decree.
The grandparents claim that leaving visitation to P.S.'s discretion rather
than guaranteeing such rights in a formal court order constitutes
an abuse of discretion.
But they do not challenge the court's findings that P.S.
has facilitated such visitations in the past and would continue
to do so in the future. The record firmly supports
these factual findings. If P.S. does not follow through with
these intentions, the grandparents could then petition the court for
visitation rights due to a "change in circumstances" in accordance
with AS 25.20.065(b)(2). Therefore, we cannot say that the failure
to grant the grandparents formal visitation rights was an abuse
of discretion.
D. The
Superior Court Did Not Abuse Its Discretion by Awarding Partial
Attorney's Fees to P.S.
The grandparents also challenge
the superior court's award of attorney's fees to P.S. P.S. requested under
Civil Rule 82(b)(2) an attorney's fees award of $1,845, or thirty percent
of her $6,150 total fees. Over opposition, the superior court awarded
$1,000 in attorney's fees. The grandparents claim that this
award is unreasonable because (1) P.S.'s $2,000 federal adoption subsidy
covers adoption costs including attorney's fees, and (2) the grandparents'
intervention did not increase P.S.'s legal work. We review
this award for abuse of discretion.
[FN37]
FN37.
See
Virgin v. Virgin,
990 P.2d 1040, 1043 (Alaska 1999).
Even if the grandparents' claim about the subsidy is correct,
the award of attorney's
fees remains proper. Assuming that P.S. could apply the $2,000
subsidy to attorney's fees,
[FN38] her remaining "actual attorney fees" [FN39]
would still equal $4,150. The $1,000 fee award made by
the superior court would still fall well below the thirty
percent of actual fees contemplated by Rule 82(b)(2).
FN38.
The grandparents are probably not correct, because the subsidy is
intended to cover costs other than attorney's fees as well.
FN39.
Alaska R.Civ.P. 82(b)(2).
The grandparents' claim that their intervention did not increase P.S.'s
legal work is not supported by the record. There is
instead evidence that their intervention greatly increased the quantity of
testimony at the hearing and written work submitted, and therefore
increased the legal work required by P.S. Therefore, we cannot
say that the award of attorney's fees to P.S. was
an abuse of discretion.
E. The
Superior Court Did Not Abuse Its Discretion by Appointing Sonia
Mazurek as the Guardian Ad Litem for S.G.
The grandparents also claim that
the superior court abused its discretion by appointing *779
a biased guardian ad litem, Sonia Mazurek, for S.G.
We review this decision for abuse of discretion.
[FN40]
FN40.
See
W.E.W. v. D.A.M.,
619 P.2d 1023, 1025 (Alaska 1980).
The grandparents argue that the court-appointed guardian ad litem Sonia
Mazurek was biased. They cite as bias Mazurek's prior guardian
ad litem status during the children's children in need of
aid cases, her participation in S.G.'s placement with R.K. and
J.A., and her purported focus on J.G.'s best interests rather
than S.G.'s.
[FN41]
FN41.
The grandparents also argue that Mazurek violated her duty of
independent evaluation by substantially relying on DFYS investigations. But the
record cited by the grandparents does not reflect that Mazurek
relied substantially on DFYS investigations. Instead, DFYS relied on Mazurek.
However, these claims of bias are primarily complaints about Mazurek's
ultimate recommendations: splitting up the children and placing S.G. with
R.K. and J.A. Mazurek's conclusions reflect concern for S.G.'s best
interests rather than any bias for R.K. and J.A. or
against the grandparents. Specifically, Mazurek in her report concluded that
S.G. had bonded to R.K. and J.A. and that it
was in S.G.'s best interests to be adopted by that
couple. Rather than being biased, Mazurek fulfilled her duty to
"exercise [her] best professional judgment on what disposition would further
the best interests of the child, [her] client, and at
the hearing vigorously advocate that position before the court." [FN42]
There was no abuse of discretion.
FN42.
Veazey
v. Veazey,
560 P.2d 382, 387 (Alaska 1977).
V. CONCLUSION
Because the superior court did not commit any error in
(A) declining to consolidate the separate cases of J.G. and
S.G., (B) awarding the adoptions of J.G. and S.G. to,
respectively, P.S., and R.K. and J.A., (C) refusing to award
C.L. and C.L. formal visitation rights, (D) awarding P.S. partial
attorney's fees, and (E) appointing Sonia Mazurek as the guardian
ad litem for S.G., we AFFIRM the decision of the
superior court in all respects.
17 P.3d 769
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