(Cite
as: 45 Cal.App.4th 1483)
In
re ALEXANDRIA Y., a Person Coming Under the Juvenile Court
Law. ORANGE
COUNTY
SOCIAL SERVICES AGENCY, Plaintiff and Respondent,
v.
RENEA
Y., Defendant; SEMINOLE NATION OF OKLAHOMA, Intervener and Appellant.
No.
G018179.
Court
of Appeal, Fourth District, Division 3, California.
May
31, 1996.
SUMMARY
In proceedings to terminate parental rights involving a child whose
mother was an enrolled member of the Seminole Nation of
Oklahoma (SNO), the juvenile court refused to transfer jurisdiction to
the SNO and to apply the placement preferences of the
Indian Child Welfare Act (ICWA) (25 U.S.C. § 1901
et seq.), and entered a judgment terminating the mother's parental
rights. (Superior Court of Orange County, No. J-423844, James P.
Gray, Judge.)
The Court of Appeal affirmed. The court held that the
juvenile court properly refused to transfer jurisdiction to the SNO
and to apply the placement preferences of the ICWA. Neither
the child nor the mother had any relationship with the
SNO, let alone a significant one. The mother was raised
by a non-Indian
family, her extended family was non-Indian, and there was no
evidence to suggest the mother had ever been exposed to
her Indian heritage as a child or pursued such an
interest as an adult. The father was Hispanic, and the
child was placed in a preadoptive Hispanic home where Spanish
was spoken. Under the "existing Indian family doctrine," the ICWA
does not apply to situations where an Indian child is
not being removed from an existing Indian family, because in
that situation the underlying policies of the ICWA are not
furthered. (Opinion by Wallin, J., with Sills, P. J., concurring.
Concurring opinion by Crosby, J.)
HEADNOTES
Classified
to California Digest of Official Reports
(1)
Appellate Review § 156--Scope
of Review--Law of the Case--New Ground.
The doctrine of law of the case does not apply
where the *1484
appellate court is considering an issue that was not raised
in the prior appellate proceeding.
(2)
Indians § 1--Indian
Child Welfare Act--Scope--Termination of Parental Rights--Existing Indian Family Doctrine.
In proceedings to terminate parental rights involving a child whose
mother was an enrolled member of the Seminole Nation of
Oklahoma (SNO), the juvenile court properly refused to transfer jurisdiction
to the SNO and to apply the placement preferences
of the Indian Child Welfare Act (ICWA) (25 U.S.C. § 1901
et seq.). Neither the child nor the mother had any
relationship with the SNO, let alone a significant one. The
mother was raised by a non-Indian family, her extended family
was non-Indian; and there was no evidence to suggest the
mother had ever been exposed to her Indian heritage as
a child or pursued such an interest as an adult.
The father was Hispanic, and the child was placed in
a preadoptive Hispanic home where Spanish was spoken. Under the
"existing Indian family doctrine," the ICWA does not apply to
situations where an Indian child is not being removed from
an existing Indian family, because in that situation the underlying
policies of the ICWA are not furthered.
[See 10 Witkin,
Summary of Cal. Law (9th ed. 1989) Parent and Child,
§ 348.]
COUNSEL
Sylvia L. Paoli, under appointment by the Court of Appeal,
for Intervener and Appellant.
Laurence M. Watson, Chief Assistant County Counsel, and Michelle Ben-Hur,
Deputy County Counsel, for Plaintiff and Respondent.
Harold LaFlamme, under appointment by the Court of Appeal, and
John L. Dodd for Minor.
WALLIN,
J.
The Seminole Nation of Oklahoma (the SNO) appeals from the
judgment terminating the parental rights of Renea Y., an enrolled
tribal member, to her daughter, Alexandria. The SNO contends the
trial court violated the Indian Child Welfare Act (hereinafter ICWA
or Act) by failing *1485
to transfer jurisdiction of the proceedings to the SNO and
failing to follow the ICWA placement preferences. We find the
trial court properly refused to apply the provisions of the
ICWA because neither Alexandria nor Renea had any significant social,
cultural or political relationship with Indian life; thus, there was
no existing Indian family to preserve.
Facts
Alexandria Y. was born in December 1990 with cocaine in
her system. She was immediately taken into custody by the
Orange County Social Services Agency (SSA) and was placed in
an emergency shelter home. She was declared a dependent of
the juvenile court under Welfare and Institutions Code section 300,
subdivisions (a) and (b) in February 1991. In August, when
Alexandria was seven months old, she was moved to the
home of the T.'s, an Hispanic family, [FN1] where she
has lived ever since. In September, the six-month review hearing
was held. SSA had been unable to locate either parent
and neither of them had contacted or visited Alexandria. The
trial court terminated reunification services
and set a selection and implementation hearing for December 1991.
FN1
Alexandria's father is Hispanic.
In October, SSA discovered that Renea was an enrolled member
of the SNO, making Alexandria eligible for enrollment and potentially
subject to the ICWA. It was determined that Renea is
one-eighth Seminole Indian; she was adopted as a toddler by
a non-Indian family. The selection and implementation hearing was continued
several times to accommodate the notice requirements of the ICWA,
and the SNO indicated its intent to intervene in the
proceedings by letter dated February 11, 1992. It expressly stated
it did "not wish to transfer these state court proceedings
to tribal court," but requested that the trial court follow
the placement preferences of the ICWA. The SNO (and, for
the first time, Renea) appeared on March 31. The SNO
again requested the placement preferences be followed, and in May
counsel was appointed to represent it. In June, the trial
court held a hearing to determine whether Alexandria was an
Indian child as defined by the ICWA. [FN2] After several
days of testimony, the trial court concluded that she was,
but found the ICWA inapplicable because the SNO's criteria for
membership was not based on a quantum of blood analysis
and was, therefore, unreasonable. [FN3]
FN2
An Indian child is defined as "any unmarried person who
is under age eighteen and is ... eligible for membership
in an Indian tribe and is the biological child of
a member of an Indian tribe." (25 U.S.C. § 1903(4)(b).)
FN3
Membership in the SNO is open to those who can
prove their blood relationship, no matter what the degree, to
one of the Seminole Indians named on a tribal list
prepared around 1900.
The SNO filed for writ relief in this court, arguing
that once a minor is determined to be an "Indian
child" as defined by the ICWA, the juvenile *1486
court has no jurisdiction to consider the reasonableness of such
determination.
(1) (See fn. 4.) This
court agreed, and issued a peremptory writ of mandate directing
the trial court to recognize "SNO's determination that Alexandria is
an Indian child and therefore entitled to placement preference under
section 1915, subdivision (b) [fn. omitted]." (Seminole
Nation of Oklahoma v. Superior Court
(July 31, 1992) G012836 [nonpub. opn.].) [FN4]
FN4
The SNO claims this holding is law of the case
and dispositive of the question
whether the trial court should have applied ICWA's placement preferences.
But the doctrine of law of the case does not
apply where the appellate court is considering a ground that
was not raised in the prior appellate proceeding. (Searle
v. Allstate Life Ins. Co.
(1985) 38 Cal.3d 425, 435 [212 Cal.Rptr. 466, 696 P.2d
1308].) The issue before us in the writ proceeding was
narrowly framed: "Once a minor is determined to be an
' Indian child' as defined by the ICWA, does the
juvenile court have jurisdiction to inquire into the reasonableness of
such determination?" (Seminole
Nation of Oklahoma v. Superior Court,
supra,
G012836.)
The "Indian child" determination was a threshold issue in this
case; none of the considerations involved in applying the placement
preferences or other provisions of the ICWA had yet been
presented to the trial court, let alone this court, at
the time of the writ proceeding.
When proceedings resumed, the mother filed a petition to transfer
Alexandria's case to the tribal court. (25 U.S.C. § 1911(b).)
The trial court set a hearing on the issue of
whether good cause existed to deny the transfer petition, followed
by the trailing selection and implementation hearing, for September 21.
The trial court notified the SNO of the transfer petition
by letter, stating, "Please be advised that the mother of
[Alexandria] ... has ... filed
a Petition for Transfer of Case to Tribal Court ....
[¶]
Pursuant to the Indian Child Custody Guidelines, C. 4. (b),
you have twenty days from the receipt of this notice
of proposed transfer to decide whether to decline the transfer.
[¶]
You may inform this court, per the Guidelines, of your
decision orally, or in writing." SNO petitioned the tribal court
to accept jurisdiction, and Chief Magistrate Tah-Bone, thinking the trial
court had already transferred jurisdiction, issued an order accepting jurisdiction
on September 8.
On September 21, the SNO orally joined in Renea's petition
to transfer, and Renea orally joined in the SNO's motion
to enforce the ICWA placement preferences. The hearing on the
transfer motion commenced and continued for several days over a
three-month period. Dr. Roberto Flores de Apodaca, a clinical child
psychologist, testified he had performed a bonding study on Alexandria
and her foster parents when Alexandria was about 15 months
old. He observed that a "secure bonding or attachment had
taken place" between them, providing Alexandria with a sense of
security which was critical to her optimum development. Removing her
from her placement with the T. family would probably cause
her to "suffer negative emotional consequences" manifested by "emotional withdrawal
..., indiscriminate friendliness or provocative behavior ...." Dr. Apodaca performed
a supplemental bonding study in November, and testified there was
still a strong *1487
bond between Alexandria and her foster parents. He opined
she was even more vulnerable to emotional damage from a
separation than he had initially thought, and it was likely
she would suffer detrimental effects if she were to be
removed from the T. family.
Dr. Dixie Noble, a Native American psychologist, testified that she
believed, based on reading studies performed by others, "Native American
children who grow up in non-Indian homes have greater difficulties
later on when the issue of identity becomes important in
adolescence." After hearing the testimony and argument, the trial court
denied the petition for transfer, finding the petition was untimely
and that transfer would result in an inconvenient forum for
the hearing on termination of parental rights and would be
contrary to the best interests of the child.
The selection and implementation hearing concluded in March 1993. The
trial court selected adoption as Alexandria's permanent plan and terminated
Renea's parental rights. The trial court then found there was
good cause, beyond a reasonable doubt, not to enforce the
ICWA placement preferences. Its determination was based on the record
of all proceedings in the case since December 1991, specifically
including the prior testimony of Drs. Apodaca and Noble. Both
Renea and the SNO appealed.
In January 1994, this court filed an unpublished opinion reversing
the judgment terminating Renea's parental rights. We found it was
error to terminate
reunification services and schedule the selection and implementation hearing after
the six-month review hearing when jurisdiction over Alexandria had not
been based on abandonment. (Welf. & Inst. Code, §§ 300,
subd. (g), 366.21, subd. (e).) We remanded the case for
a new six-month hearing and noted: "Our disposition of this
issue eliminates the need to address several of the other
issues raised by Renea and the Seminole Nation of Oklahoma."
(In
re Alexandria Y.
(Jan. 31, 1994) G013944 [nonpub. opn.].) Both SSA and Alexandria
filed petitions for rehearing, urging us to address the ICWA
issues because they would be relevant on remand. Both petitions
were denied. A petition for review in the Supreme Court
was also denied. The remittitur issued on May 9, 1994.
[FN5]
FN5
Both Alexandria and SSA argue because we did not order
Alexandria removed from the T. family home and placed with
an Indian family in the first appeal, we impliedly approved
her placement. Thus, they claim, the propriety of her placement
is now law of the case. But the effect of
our reversal was to place the case back at the
six-month hearing stage, before the SNO became involved and any
of the ICWA issues were raised. The posture of the
case was as if none of the subsequent hearings had
been held. (Barnes
v. Litton Systems, Inc.
(1994) 28 Cal.App.4th 681, 683-684 [33
Cal.Rptr.2d 562].) Although we could have addressed the issue for
the guidance of the trial court on remand, we chose
not to. Our refusal to speak gratuitously to an issue
does not render it law of the case.
After several continuances to accommodate the reappointment of counsel, the
adoption of a reunification plan for Renea, and notice requirements,
a *1488
new 12-month hearing was held in February 1995. Shortly before
the hearing, Renea filed a petition for transfer of jurisdiction
to the tribal court. At the hearing, the SNO expressly
declined to join in the petition. The trial court denied
the petition, erroneously finding the October 1992 order denying transfer
was res judicata and thus could not be reconsidered; it
also reaffirmed the previous bases for denial, finding the petition
was untimely, and that transfer would result in an inconvenient
forum and be contrary to Alexandria's best interests. The trial
court then addressed the 12-month review issues. The social worker
reported she had received a letter from Renea expressing her
desire to relinquish her parental rights to Alexandria and to
have the child adopted by her present caretakers. The trial
court terminated reunification services and set a selection and implementation
hearing for June 1995.
On June 15, the SNO filed a motion requesting a
change in Alexandria's placement
based on the ICWA preferences. On June 20, the court
denied the motion on several grounds: (1) no Indian family
existed to which the provisions of the ICWA could be
applied; (2) the preferences were unconstitutional in that they denied
Alexandria equal protection of the law based on race; (3)
the issue of placement preferences was res judicata, having been
previously decided by the trial court and not ruled on
by this court in the prior appeal; (4) neither the
original nor the present request to apply the ICWA preferences
was filed in a timely manner.
The trial court then conducted the selection and implementation hearing.
All parties stipulated the permanency issues would be decided based
on the 12-month review findings, the prior testimony of Dr.
Apodaca, and the most current SSA report. The trial court
made the necessary findings, terminated Renea's parental rights and ordered
Alexandria to be placed for adoption.
Discussion
(2)
The SNO levels a host of challenges at the trial
court proceedings, but the most significant is the viability of
the judicially created "existing Indian family doctrine." There is a
split on this issue, both nationally and in California. For
the reasons explained below, we follow those cases refusing to
apply the ICWA unless the Indian child or at least
one of his parents has a significant social, cultural or
political relationship with Indian life.
The ICWA (25 U.S.C. § 1901
et seq.) [FN6] was enacted in 1978. It "was the
product of rising concern in the mid-1970's over the consequences
to Indian *1489
children, Indian families, and Indian tribes of abusive child welfare
practices that resulted in the separation of large numbers of
Indian children from their families and tribes through adoption or
foster care placement, usually in non-Indian homes." (Mississippi
Choctaw Indian Band v. Holyfield
(1989) 490 U.S. 30, 32 [104 L.Ed.2d 29, 36, 109
S.Ct. 1597].) Testimony of Calvin Isaac, tribal chief of the
Mississippi Band of Choctaw Indians, at congressional hearings indicated that
tribal sovereignty in the socially and culturally determinative area of
family relationships was being undermined by authorities who lacked an
understanding of the Indian way of life. " 'One of
the most serious failings of the present system is that
Indian children are removed from the custody of their natural
parents by nontribal government authorities who have no basis for
intelligently evaluating the cultural and social premises underlying Indian home
life and childrearing. Many of the individuals who decide the
fate of our children are at best ignorant of our
cultural values, and at worst contemptful of the Indian way
and convinced that removal, usually to a non-Indian household or
institution, can only benefit an Indian child.' [(Hearings on Sen.
Bill No. 1214 before the Subcommittee on Indian Affairs and
Public Lands of the House Committee on Interior and Insular
Affairs,
95th Cong., 2d Sess. (1978) at pp. 191-192.)]" (Id.
at pp. 34- 35 [104 L.Ed.2d at p. 38, 109
S.Ct. 1601].) [FN7]
FN6
All further statutory references are to title 25 of the
United States Code, ICWA.
FN7
Congress enacted findings in the ICWA that reflect the gist
of the testimony: "Recognizing the special relationship between the United
States and the Indian tribes and their members and the
Federal responsibility to Indian people, the Congress finds- [¶]
... [¶]
"(4) that an alarmingly high percentage of Indian families are
broken up by the removal, often unwarranted, of their children
from them by nontribal public and private agencies and that
an alarmingly high percentage of such children are placed in
non-Indian foster and adoptive homes and institutions; and ¶ (5)
that the States, exercising their recognized jurisdiction over Indian child
custody proceedings through administrative and judicial bodies, have often failed
to recognize the essential tribal relations of Indian people and
the cultural and social standards prevailing in Indian communities and
families." (§
1901.)
The ICWA sets forth a congressional declaration of policy: "The
Congress hereby declares that it is the policy of this
Nation to protect the best interests of Indian children and
to promote the stability and security of Indian tribes and
families by the establishment of minimum Federal standards for the
removal of Indian children from their families and the placement
of such children in foster or adoptive homes which will
reflect the unique values of Indian culture, and by providing
for assistance to Indian tribes in the operation of child
and family service programs." (§
1902.) The Act provides an Indian tribe shall have exclusive
jurisdiction over custody proceedings involving an Indian child who resides
or is domiciled within the reservation (§
1911(a)), and the state court shall, upon petition and in
the absence of good cause to the contrary, transfer proceedings
for foster care placement or termination of parental rights involving
a nondomiciliary Indian child to the *1490
tribe (§
1911(b)). If the proceedings remain in state court, the tribe
has the right to intervene. (§
1911(c).) The Act provides that no involuntary termination of parental
rights to an Indian child may be ordered unless the
court determines, based on proof beyond a reasonable doubt, including
the testimony of expert witnesses, that continued custody of the
child by the parent is likely to result in serious
emotional or physical damage. (§
1912(f).) Absent good cause to the contrary, placement preference shall
be given to: (1) a member of the Indian child's
extended family; (2) a foster home approved by the child's
tribe; (3) an Indian foster home approved by a non-Indian
authority; or (4) a children's institution approved by an Indian
tribe. (§
1915(b).)
Cases following the "existing Indian family doctrine" refuse to apply
the ICWA to situations where an Indian child is not
being removed from an existing Indian family, because in that
situation the underlying policies of the ICWA are not furthered.
The perception of "Indian family" has differed from court to
court. One group of cases has refused to apply the
ICWA where the Indian child himself has never lived in
an Indian family and has had no association with Indian
culture, even though his biological parent has had such associations.
(See, e.g., Matter
of Adoption of Baby Boy L.
(1982) 231 Kan. 199 [643 P.2d 168]; Matter
of Adoption of T.R.M.
(Ind. 1988) 525 N.E.2d 298; In
Interest of S.A.M.
(Mo. 1986) 703 S.W.2d 603; Matter
of Adoption of Baby Boy D
(Okla. 1985) 742 P.2d 1059.)
In Baby
Boy L.,
the first case to articulate the doctrine, the baby was
the illegitimate child of a non-Indian mother, who voluntarily surrendered
him to a non-Indian family for adoption on the day
of his birth. The biological father, who was incarcerated, objected
to the adoption and requested custody. Because the father was
five-eighths Kiowa Indian, the Kiowa Tribe of Oklahoma was notified,
and it petitioned to intervene and to transfer jurisdiction. The
Kansas Supreme Court stated, "A careful study of the legislative
history behind the Act and the Act itself discloses that
the overriding concern of Congress and the proponents of the
Act was the maintenance of the family and tribal relationships
existing in Indian homes and to set minimum standards for
the removal of Indian children from their existing Indian environment.
It was not to dictate that an illegitimate infant who
has never been a member of an Indian home or
culture, and probably never would be, should be removed from
its primary cultural heritage and placed in an Indian environment
over the express objections of its non-Indian mother. Section 1902
of the Act makes it clear that it is the
declared policy of Congress that the Act is to adopt
minimum federal standards 'for the removal of Indian children from
their (Indian) families.' Numerous provisions of the Act support our
conclusion that it was never the intent of *1491
Congress that the Act would apply to a factual situation
such as is before the court." (Matter
of Adoption of Baby Boy L,
supra,
643 P.2d at p. 175.)
In Baby
Boy D,
the Oklahoma Supreme Court likewise found the ICWA inapplicable to
an unwed Indian father who sought to invalidate an adoption
accomplished with the non-Indian mother's consent. Although the father had
attended an Indian school and had other contacts with his
tribe, the court found
the child was not being removed from an existing Indian
family unit. " Here we have a child who has
never resided in an Indian family, and who has a
non-Indian mother." (Matter
of Adoption of Baby Boy D,
supra,
742 P.2d 1059, 1064.) In In
Interest of S.A.M.,
a Missouri court also followed Baby
Boy L.
and refused to apply the ICWA where an unwed "full-blooded"
Kickapoo Indian father sought custody of his seven-year-old daughter after
the non-Indian mother's parental rights were involuntarily terminated. The father
was not aware of the child's existence until she was
almost seven, and the two had visited only twice before
the litigation. She had severe emotional problems and was mentally
handicapped. The court found the relationship between the father and
daughter " does not constitute an 'Indian family' of the
type mentioned in [ICWA]." (In
Interest of S.A.M.,
supra,
703 S.W.2d at p. 608.) And in Adoption
of T.R.M.,
the Indiana Supreme Court found the ICWA inapplicable to an
attempt by the Oglala Sioux Indian Tribe and the Indian
mother to revoke her consent to the adoption of her
daughter by a non-Indian couple. Although the child had not
been formally adopted by the couple until the mother sought
her return, she had lived with them as their daughter
for seven years. The court held, "In the case before
us, the child's biological ancestry is Indian. However, except for
the first five days after birth, her entire life of
seven years to date has been spent with her non-Indian
adoptive parents in a non-Indian
culture. While the purpose of the ICWA is to protect
Indian children from improper removal from their existing Indian family
units, such purpose cannot be served in the present case
before this Court.... [W]e cannot discern how the subsequent adoption
proceeding constituted a 'breakup of the Indian family.' " (Matter
of Adoption of T.R.M.,
supra,
525 N.E.2d at p. 303.)
Other cases have looked beyond the Indian ties of the
child to those of the parents when considering the existing
Indian family exception to the applicability of the ICWA. In
Matter
of Adoption of Crews
(1992) 118 Wn.2d 561 [825 P.2d 305], the mother, who
discovered some Indian heritage after the birth of her child,
sought to revoke her consent to the child's adoption. The
Washington Supreme Court reviewed the purposes of the ICWA and
concluded there was no existing Indian family unit where "[n]either
[the mother] nor her family has ever lived on the
... reservation in Oklahoma and there are no plans to
relocate the family .... [The father] has no ties to
any *1492
Indian tribe or community and opposes [the child's] removal from
his adoptive parents. Moreover, there is no allegation by [the
mother] or the [tribe] that, if custody were returned to
[the mother], [the child] would grow up in an Indian
environment. To the contrary, [the mother] has shown no substantive
interest in her Indian heritage in the past and has
given no indication this will change in the future." (Id.
at p. 310.) In Hampton
v. J.A.L.
(La.Ct.App. 1995) 658
So.2d 331, the mother was 11/16 Indian and was a
member of her father's tribe. She was born on the
reservation of her mother's tribe and lived there for nine
years, but had not since maintained any ties to either
tribe. She agreed to the adoption of her child by
a non-Indian couple, who took custody the day after the
birth. Six months later, the mother sought to revoke her
consent under the ICWA. Citing Baby
Boy L.,
Crews,
and T.R.M.,
the Louisiana appellate court found the adoption would not cause
the breakup of an existing Indian family or removal of
a child from an Indian environment. "The child has never
participated in Indian culture or heritage and more importantly based
on the evidence presented, would not be exposed to such
culture in the future even if returned to her biological
mother or her family." (Hampton
v. J.A.L.,
supra,
658 So.2d at p. 337.)
In
re Bridget R.
(1996) 41 Cal.App.4th 1483 [49 Cal.Rptr.2d 507], the most recent
case on the existing Indian family doctrine, involved a voluntary
relinquishment of twins for adoption. The mother was not a
Native American, but the father was recognized as a member
of the Pomo Indian Tribe, whose reservation is in Northern
California. The parents lived in Los Angeles County at the
time of the births. Upon the execution of the relinquishment
documents, the twins were immediately placed with their adoptive family,
who returned with them to their home in Ohio where
they have remained ever since. The father subsequently
petitioned to have his voluntary relinquishment rescinded as not in
compliance with the ICWA. (§§
1913(a), 1914.) Declining to apply the existing Indian family doctrine,
the trial court invalidated the relinquishments, and ordered the twins
removed from their adoptive family and returned to the custody
of the father's extended family.
After extensive analysis, the appellate court reversed, holding that recognition
of the existing Indian family doctrine was necessary to preserve
the ICWA's constitutionality. "We hold that under the Fifth, Tenth
and Fourteenth Amendments to the United States Constitution, ICWA does
not and cannot apply to invalidate a voluntary termination of
parental rights respecting an Indian child who is not domiciled
on a reservation, unless the child's biological parent, or parents,
are not only of American Indian descent, but also maintain
a significant social, cultural or political relationship with their tribe."
(In
re Bridget R.,
supra,
41 Cal.App.4th at p. 1492.) The court *1493
concluded that the application of the Act under these circumstances
would thwart its purpose of preserving Indian culture through the
preservation of Indian families and would violate the Constitution by:
(1) impermissibly intruding upon a power ordinarily reserved to the
states; (2) interfering with Indian children's fundamental due process rights
respecting family relationships; and (3) depriving Indian children of equal
opportunities to
be adopted and exposing them to an unequal chance of
having non-Indian families torn apart based solely on race, in
the absence of a compelling state purpose. Because the trial
court had not taken evidence on whether the biological parents
maintained "significant social, cultural or political relationships" with the tribe,
the case was remanded for a determination on that issue.
[FN8]
FN8
Two additional California cases have recognized the doctrine, but neither
relied on it as a basis for the decision. (In
re Baby Girl A.
(1991) 230 Cal.App.3d 1611 [282 Cal.Rptr. 105]; In
re Wanomi P.
(1989) 216 Cal.App.3d 156 [264 Cal.Rptr. 623].) And two California
cases have refused to apply the doctrine where only the
child's Indian contact was considered. (Adoption
of Lindsay C.
(1991) 229 Cal.App.3d 404 [280 Cal.Rptr. 194]; In
re Junious M.
(1983) 144 Cal.App.3d 786 [193 Cal.Rptr. 40].) Several other states
have rejected the doctrine. (See, e.g., Matter
of Adoption of T.N.F.
(Alaska 1989) 781 P.2d 973; Matter
of Baby Boy Doe
(1993) 123 Idaho 464 [849 P.2d 925]; Matter
of N.S.
(S.D. 1991) 474 N.W.2d 96.)
We agree with Bridget
R.
that recognition of the existing Indian family doctrine
is necessary to avoid serious constitutional flaws in the ICWA.
But we disagree with its holding that the doctrine cannot
come into play unless the child and
both his parents lack a significant relationship with Indian life.
We are not willing to so limit the doctrine. As
demonstrated by our review of the cases, whether there is
an existing Indian family is dependent on the unique facts
of each situation.
Nor must the existing Indian family be limited as suggested
in Bridget
R..
Contrary to the view of the Bridget
R.
court (41 Cal.App.4th at p. 1500), a broader interpretation of
the doctrine has not been impliedly rejected by the Supreme
Court in Mississippi
Choctaw Indian Band v. Holyfield,
supra,
490 U.S. 30 [104 L.Ed.2d 29, 109 S.Ct. 1597]. Holyfield
involved twin babies whose parents lived on the reservation and
were enrolled members of the tribe. The babies were born
200 miles from the reservation and were voluntarily relinquished for
adoption to a non-Indian couple, who adopted them in state
court. The trial court found the twins were not domiciled
on the reservation because they had never been physically present
there; thus, the tribal court did not have exclusive jurisdiction
of the proceedings under section 1911(a). The Supreme Court disagreed.
It held that the domicile of minors is generally the
domicile of their parents; thus, the twins were domiciled on
the reservation and the tribal court had exclusive jurisdiction.
Holyfield
did not reject any form of the existing Indian family
doctrine. It dealt with reservation-domiciled Indian parents who had left
the reservation *1494
temporarily for the birth of their children so they could
relinquish them for adoption and avoid the application of the
ICWA. The Supreme Court held the application of the exclusive
jurisdiction provisions of the ICWA could not be defeated by
the acts of the parents. (490 U.S. at p. 49
[104 L.Ed.2d at p. 47, 109 S.Ct. at pp. 1608-1609].)
Furthermore, the facts of the case before us do not
require us to hold, in the abstract, that the existing
Indian family exception will not
apply (in other words, the ICWA will
apply) if one of an Indian child's biological parents, no
matter how removed from the child's life, has maintained a
connection to Indian life that a trial court deems significant.
Here, the ICWA is not applicable under any version of
the doctrine. Neither Alexandria nor Renea has any relationship with
the SNO, let alone a significant one. Renea was raised
by a non-Indian family, and her extended family is non-Indian.
The issue of the existing Indian family doctrine was fully
litigated below, but no evidence was presented to suggest Renea
had ever been exposed to her Indian heritage as a
child or pursued such an interest as an adult. The
father is Hispanic, and Alexandria is placed in a preadoptive
Hispanic home where Spanish is spoken. Under these circumstances, it
would be anomalous to allow the ICWA to govern the
termination proceedings. It was clearly not the intent of the
Congress to do so.
On the basis of the existing Indian family doctrine, we
affirm the trial court's refusal to transfer jurisdiction to the
SNO and to apply the ICWA's placement preferences. [FN9] The
judgment terminating Renea's parental rights is affirmed.
FN9
The SNO argues the case was actually transferred to it
in September 1992 when the trial court notified the tribal
court of the mother's petition and the tribal court issued
an order accepting jurisdiction. This argument must fail because the
letter from the trial court could not function as an
order. Chief Magistrate Tah-Bone thought the trial court was transferring
jurisdiction, and the trial court thought it would see if
the tribal court wanted jurisdiction before it held a good
cause hearing. This was a misunderstanding and does not elevate
a letter to the status of a binding order.
Sills, P. J., concurred.
CROSBY,
J.,
Concurring.-While I concur in the result in this case and
some of the court's reasoning, I decline to endorse the
majority's gratuitous criticism of In
re Bridget R.
(1996) 41 Cal.App.4th 1483 [49 Cal.Rptr.2d 507]. (Maj. opn., ante,
at p. 1493.)
Appellant's petition for review by the Supreme Court was denied
September 18, 1996. *1495
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