(Cite
as: 65 Cal.App.4th 79)
In
re ALICIA S. et al., Persons Coming Under the Juvenile
Court Law. KERN
COUNTY
DEPARTMENT OF HUMAN SERVICES, Plaintiff and Respondent,
v.
MISHIOLA
S., Defendant and Appellant.
No.
F029316.
Court
of Appeal, Fifth District, California.
Jun
24, 1998.
SUMMARY
In a dependency proceeding, the juvenile court terminated a mother's
parental rights with respect to her three children. Each of
the children was an Indian child as defined by the
Indian Child Welfare Act (ICWA) (25 U.S.C. § 1901
et seq.). The mother was three-eighths Paiute Indian and an
enrolled member of a Paiute tribe; the children's father was
one-half Pima Indian and an enrolled member of an Indian
community in Arizona. The children were not eligible for membership
in their mother's tribe but were eligible for membership in
their father's tribe and were enrolled in 1995. The juvenile
court utilized the "existing Indian family doctrine" to find that
neither the mother nor father had any significant relationship with
the Indian community and so refused to apply
the ICWA to the dependency proceeding. (Superior Court of Kern
County, Nos. 77361, 77362 and 77363, Jerold L. Turner, Judge.)
The Court of Appeal reversed, holding that the dependency proceeding
as to these children had to be conducted in compliance
with the ICWA. The ICWA permits a court to depart
from the statutory preferences when good cause exists to do
so (25 U.S.C. § 1915(a))
without having to rely on a judicially created exception to
the ICWA that appears nowhere in the ICWA itself. Moreover,
the existing Indian family doctrine conflicts with the ICWA's policy
of protecting and preserving the interests of Indian tribes in
their children. Also, the mother and father were involved with
their Indian communities and participated in Indian activities. The juvenile
court should not have attempted to decide the "significance" of
these parents' Indian activities and beliefs without the guidance and
expertise required by the ICWA. (Opinion by Buckley, J., with
Stone (W. A.), Acting P. J., and Dibiaso, J., concurring.)
*80
HEADNOTES
Classified
to California Digest of Official Reports
(1)
Indians § 1--Indian
Child Welfare Act--Purpose of Act.
The Indian Child Welfare Act (ICWA) (25 U.S.C. § 1901
et seq.) establishes minimum federal standards, both procedural and substantive,
governing the removal
of Indian children from their families. It was the product
of rising concern in the mid-1970's over the consequences to
Indian children, Indian families, and Indian tribes of abusive child
welfare practices that resulted in the separation of large numbers
of Indian children from their families and tribes through adoption
or foster care placement, usually in non-Indian homes. The ICWA
reflects congressional concern not solely about the interests of Indian
children and families, but also about the effect on the
tribes themselves of the large numbers of Indian children adopted
by non-Indians. The protection of this tribal interest is at
the core of the ICWA, which recognizes that the tribe
has an interest in the child that is distinct from,
but on a parity with, the interest of the parents.
(2a,
2b)
Indians § 1--Indian
Child Welfare Act--Termination of Parental Rights--Existing Indian Family Doctrine:Delinquent, Dependent,
and Neglected Children § 26--Dependent
Children--Jurisdiction.
In a dependency proceeding involving Indian children subject to the
provisions of the Indian Child Welfare Act (ICWA) (25 U.S.C.
§ 1901
et seq.), the trial court erred when it terminated the
mother's parental rights, finding that neither the mother nor father
had any significant relationship with the Indian community, and so
refusing to apply the ICWA to the proceeding. The trial
court further erred in resorting to the existing Indian family
doctrine's strained interpretation of the ICWA. The ICWA permits a
court to depart from the statutory
preferences when good cause exists to do so (25 U.S.C.
§ 1915(a))
without having to rely on a judicially created exception to
the ICWA that appears nowhere in the ICWA itself. Moreover,
the existing Indian family doctrine conflicts with the ICWA's policy
of protecting and preserving the interests of Indian tribes in
their children. Also, the mother and father of these children
were involved with their Indian communities and participated in Indian
activities. The juvenile court should not have attempted to decide
the "significance" of these parents' Indian activities and beliefs without
the guidance and expertise required by the ICWA.
[See 10 Witkin, Summary of Cal. Law (9th ed. 1989)
Parent and Child, § 348.]
*81
(3)
Statutes § 30--Construction--Language--Plain
Meaning Rule.
When statutory language is clear and unambiguous, there is no
need for construction and courts should not indulge in it.
COUNSEL
Beth A. Melvin, under appointment by the Court of Appeal,
for Defendant and Appellant.
B. C. Barmann, Sr., County Counsel, and Paul E. Blackhurst,
Deputy County Counsel, for Plaintiff and Respondent.
BUCKLEY,
J.
Mishiola and Henry S. have four children, three of whom
are the subjects of these proceedings: Henry, Jr. (born May
10, 1991); Andrew (born Dec. 17, 1992); and Alicia (born
Mar. 7, 1994). Mishiola is three-eighths Paiute Indian and an
enrolled member of the Paiute Tribe in Bishop, California. Henry
S. is one-half Pima Indian and an enrolled member of
the Gila River Indian Community in Sacaton, Arizona. The children
are not eligible for membership in their mother's tribe but
are eligible for membership in their father's tribe, and were
enrolled in 1995.
Mishiola appeals from an order terminating her parental rights with
respect to her three children. (Welf. & Inst. Code, [FN1]
§ 366.26.)
Each is an "Indian child" as defined by the Indian
Child Welfare Act of 1978 (25 U.S.C.A. § 1901
et seq.) (ICWA or the Act). However, the trial court
found that neither Mishiola nor the children's father, Henry S.,
had any significant relationship with the Indian community, and so
refused to apply the ICWA to these proceedings in reliance
upon a judicial interpretation of the Act recognizing what has
become known as the "existing Indian family doctrine." The validity
of the doctrine has been the subject of considerable disagreement
among the courts of this state and among the courts
of other states. Some courts have embraced the doctrine; others
have rejected it. As we shall explain in this opinion,
we reject
it.
FN1
Except as indicated, all further statutory references are to the
Welfare and Institutions Code.
Discussion
(1)
The ICWA establishes minimum federal standards, both procedural and substantive,
governing the removal of Indian children from their families. It
was "the product of rising concern in the mid-1970's over
the *82
consequences to Indian children, Indian families, and Indian tribes of
abusive child welfare practices that resulted in the separation of
large numbers of Indian children from their families and tribes
through adoption or foster care placement, usually in non-Indian homes."
(Mississippi
Choctaw Indian Band v. Holyfield
(1989) 490 U.S. 30, 32 [109 S.Ct. 1597, 1600, 104
L.Ed.2d 29].) These practices, estimated to have affected 25 to
35 percent of all Indian children, were attributed principally to
a structural misunderstanding of Indian values. (Id.
at pp. 32-34 [109 S.Ct. at pp. 1599- 1601].)
" 'One of the most serious failings of the present
system is that Indian children are removed from the custody
of their natural parents by nontribal government
authorities who have no basis for intelligently evaluating the cultural
and social premises underlying Indian home life and childrearing. Many
of the individuals who decide the fate of our children
are at best ignorant of our cultural values, and at
worst contemptful of the Indian way and convinced that removal,
usually to a non-Indian household or institution, can only benefit
an Indian child.' [Testimony of Calvin Isaac, Tribal Chief of
the Mississippi Band of Choctaw Indians, at hearings on Sen.
Bill No. 1214 before the Subcommittee on Indian Affairs and
Public Lands of the House Committee on Interior and Insular
Affairs, 95th Cong., 2d Sess. (1978) at pp. 191-192.]" (Mississippi
Choctaw Indian Band v. Holyfield,
supra,
490 U.S. at pp. 34-35 [109 S.Ct. at p. 1601].)
Similar concerns are reflected in the congressional findings incorporated into
the ICWA. Congress found, for example, "(5) that the States,
exercising their recognized jurisdiction over Indian child custody proceedings through
administrative and judicial bodies, have often failed to recognize the
essential tribal relations of Indian people and the cultural and
social standards prevailing in Indian communities and families." (25 U.S.C.A.
§ 1901.)
The ICWA provides for a system of dual state and
tribal jurisdiction over Indian child custody proceedings. Tribal courts have
exclusive jurisdiction over
proceedings involving Indian children who reside or are domiciled on
the reservation. (25 U.S.C.A. § 1911(a).)
Concurrent but presumptively tribal jurisdiction exists in the case of
children not domiciled on the reservation; on petition of either
parent or the child's tribe, state court proceedings for foster
care placement or termination of parental rights must be transferred
to the tribal court unless "good cause" exists, either parent
objects, or the tribe declines jurisdiction. (25 U.S.C.A. § 1911(b).)
If the matter is not transferred to a tribal court,
the tribe has the right to intervene in the state
court proceedings at any time. (25 U.S.C.A. § 1911(c).)
Sections 1912 and 1913 of the Act, respectively, govern involuntary
and voluntary state court proceedings to place an Indian child
in foster care or *83
terminate parental rights. In an involuntary proceeding like the one
now before us, the tribe is entitled to formal notice
of the action "where the court knows or has reason
to know that an Indian child is involved." (25 U.S.C.A.
§ 1912(a).)
Further, "[n]o termination of parental rights may be ordered in
such proceeding in the absence of a determination, supported by
evidence beyond a reasonable doubt, including testimony of qualified expert
witnesses, that the continued custody of the child by the
parent or Indian custodian is likely to result in serious
emotional or physical damage to the child." (25 U.S.C.A. § 1912(f).)
And in any adoptive placement of an Indian child
under state law, a preference must be given, in the
absence of good cause to the contrary, to placement with
a member of the child's extended family, with other members
of the child's tribe, or with other Indian families. (25
U.S.C.A. § 1915(a).)
Similar preferences apply to foster care and preadoptive placements. (25
U.S.C.A. § 1915(b).)
These provisions apply to all child custody proceedings involving an
Indian child. A "child custody proceeding" is defined to include
any proceeding involving foster care placement, termination of parental rights,
preadoptive placement, or adoptive placement. (25 U.S.C.A. § 1903(1).)
An "Indian child" means "any unmarried person who is under
age eighteen and is either (a) a member of an
Indian tribe or (b) is eligible for membership in an
Indian tribe and is the biological child of a member
of an Indian tribe." (25 U.S.C.A. § 1903(4).)
Henry, Jr., Andrew, and Alicia are, without dispute, "Indian children"
involved in a "child custody proceeding."
Notwithstanding these statutory definitions, some courts have refused to apply
the ICWA unless an Indian child is being removed from
an "existing Indian family," meaning generally a family with a
significant connection to the Indian community. These courts reason that
Congress never intended the ICWA to apply in other situations
where its application would do nothing to further the Act's
underlying purpose of preserving Indian culture. The first case to
adopt this reasoning
was Matter
of Adoption of Baby Boy L.
(1982) 231 Kan. 199 [643 P.2d 168], which involved the
out-of-wedlock child of a non-Indian mother and an Indian father.
The mother voluntarily relinquished the child at birth for adoption
by a specific non-Indian couple, whereupon the father and his
tribe invoked the ICWA in an effort to obtain custody
of the child for himself or his extended family. The
Kansas Supreme Court, while acknowledging that the ICWA would otherwise
apply, found that its purposes would not have been served
in this situation.
"A careful study of the legislative history behind the Act
and the Act itself discloses that the overriding concern of
Congress and the proponents of the Act was the maintenance
of the family and tribal relationships existing in *84
Indian homes and to set minimum standards for the removal
of Indian children from their existing Indian environment. It was
not to dictate that an illegitimate infant who has never
been a member of an Indian home or culture, and
probably never would be, should be removed from its primary
cultural heritage and placed in an Indian environment over the
express objections of its non-Indian mother." (Matter
of Adoption of Baby Boy L.,
supra,
643 P.2d at p. 175.)
In the next few years, several other state courts took
a similar position, while still others rejected the existing Indian
family doctrine as contrary to the
plain language of the Act. [FN2]
FN2
Rather than set forth a survey of cases nationally which
have either accepted or rejected the doctrine, we will simply
cite Crystal
R. v. Superior Court
(1997) 59 Cal.App.4th 703 [69 Cal.Rptr.2d 414] and the voluminous
list of cases cited therein for that purpose.
The courts which embrace the doctrine proceed, in part, on
the basis that the United States Supreme Court has never
directly addressed the issue. By that rationale, they discount the
significance of Mississippi
Choctaw Indian Band v. Holyfield,
supra,
490 U.S. 30, the only Supreme Court case to address
the ICWA in any context. [FN3] In fact, Mississippi
Choctaw Indian Band v. Holyfield, supra,
does not address the existing Indian family doctrine directly; however,
in the opinion, the court gives significant insight into the
Act and the court's feeling about the propriety, in general,
of state interpretation of it.
FN3
In Matter
of Adoption of Crews
(1992) 118 Wn.2d 561 [825 P.2d 305, 310], the Washington
State court states that Holyfield
implicitly supports
the doctrine. However, in concluding this, the court in Crews
extrapolates
from Holyfield
a sentence which is out of context, that "[r]emoval of
Indian children from their cultural
setting
seriously impacts long-term tribal survival ...." (Italics added.) This phrase
is in context of parents who purposefully left the reservation
to have their child so as to facilitate adoption by
the Holyfields. (Mississippi
Choctaw Indian Band v. Holyfield, supra,
490 U.S. at pp. 50-51 [109 S.Ct. at p. 1609].)
In Mississippi
Choctaw Indian Band v. Holyfield,
supra,
490 U.S. 30, two unwed Indian parents who resided on
the Choctaw reservation purposely traveled some distance away to give
birth to twins and to place them for adoption by
a non-Indian couple. The question then was whether the children
were "domiciled" on the reservation such that the tribal court
had exclusive jurisdiction over the custody proceedings, and more particularly
whether federal or state law should be applied in making
that determination. The court concluded "it [is] beyond dispute that
Congress intended a uniform federal law of domicile for the
ICWA." (Id.
at p. 47 [109 S.Ct. at p. 1607], fn. omitted.)
It gave two reasons for this conclusion.
"First, and most fundamentally, the purpose of the ICWA gives
no reason to believe that Congress intended to rely on
state law for the definition of a critical term; quite
the contrary.... Indeed, the congressional findings that *85
are a part of the statute demonstrate that Congress perceived
the States and their courts as partly responsible for the
problem it intended to correct. [Citation.] Under these circumstances, it
is most improbable that Congress would have intended to leave
the scope of the statute's key jurisdictional provision subject to
definition by state courts as a matter of state law.
"Second, Congress could hardly have intended the lack of nationwide
uniformity that would result from state-law definitions of domicile." (490
U.S. at pp. 44-45 [109 S.Ct. at pp. 1606-1607], fns.
omitted.)
The court then went on to explain that federal law,
borrowing from established common law principles, ordinarily considers a minor's
domicile to be that of its parents, and in the
case of an illegitimate child, to be that of its
mother. Accordingly, the court found that the children were domiciled
on the reservation even though they had never been there.
(Mississippi
Choctaw Indian Band v. Holyfield,
supra,
490 U.S. at pp. 47-49 [109 S.Ct. at pp. 1607-
1609].) Moreover, it made no difference that the parents had
gone to some lengths to place the children outside the
reservation. This was so, the court said, because the ICWA
reflects congressional concern "not solely about the interests of Indian
children and families, but also about the impact on the
tribes themselves of the large numbers of Indian children adopted
by non-Indians." (490 U.S. at p. 49 [109 S.Ct. at
pp. 1608-1609].) " 'The protection
of this tribal interest is at the core of the
ICWA, which recognizes that the tribe has an interest in
the child which is distinct from but on a parity
with the interest of the parents.' " (Id.
at p. 52 [109 S.Ct. at p. 1610], quoting Matter
of Adoption of Halloway
(Utah 1986) 732 P.2d 962, 969-970.) And, the court added,
Indian children have a corresponding interest in maintaining a relationship
with the tribe even if their parents do not. "[I]t
is clear that Congress' concern over the placement of Indian
children in non-Indian homes was based in part on evidence
of the detrimental impact on the children themselves of such
placements outside their culture." (490 U.S. at pp. 49-50 [109
S.Ct. at pp. 1608-1609], fn. omitted.) [FN4]
FN4
"In large part the concerns that emerged during the congressional
hearings on the ICWA were based on studies showing recurring
developmental problems encountered during adolescence by Indian children raised in
a white environment." (Mississippi
Choctaw Indian Band v. Holyfield,
supra,
490 U.S. at p. 50, fn. 24 [109 S.Ct. at
p. 1609]; see also id.
at p. 33, fn. 1 [109 S.Ct. at p. 1600].)
The California courts are also divided over the existing Indian
family doctrine. In In
re Junious M.
(1983) 144 Cal.App.3d 786 [193 Cal.Rptr. 40],
a case from the First Appellate District, the trial court
refused to apply the ICWA in a proceeding to terminate
parental rights under former Civil Code section 232, based in
part on its determination that the minor "had developed no
identification as an Indian." (144 Cal.App.3d at p. 796.) The
Court of *86
Appeal noted, however, that "[t]he language of the Act contains
no such exception to its applicability, and we do not
deem it appropriate to create one judicially." (Ibid.)
Further:
"Even if judicial creation of exceptions to the Act were
permissible, creation of one where the child has been deprived
of development of an Indian identity would not be appropriate.
Congress has found that it has a responsibility to protect
and preserve the Indian tribes and their resources and 'that
there is no resource that is more vital to the
continued existence and integrity of Indian tribes than their children
....' (§
1901, subds. (2), (3).) It has therefore established a policy
of attempting to place Indian children in '... homes which
will reflect the unique values of Indian culture, ...' (§
1902.) Thus a major purpose of the Act would be
undermined by such an exception." (144 Cal.App.3d at p. 796.)
The same court revisited the issue after Holyfield
in Adoption
of Lindsay C.
(1991) 229 Cal.App.3d 404 [280 Cal.Rptr. 194], with similar results.
In an action to terminate the parental rights of an
Indian father who had
had little contact with his three-year-old daughter, the court held
application of the ICWA's notice requirements "is in keeping with
the tenor of Holyfield
which stresses consideration of not only the wishes of the
parents, but the well-being and interests of the child and
the tribe." (Id.
at p. 416; see also In
re Crystal K.
(1990) 226 Cal.App.3d 655, 666 [276 Cal.Rptr. 619] (Third Appellate
District) ["Limiting the Act's applicability solely to situations where nonfamily
entities physically remove Indian children from actual Indian dwellings deprecates
the very links-parental, tribal and cultural-the Act is designed to
preserve."].)
More recently, the Second, Fourth, and Sixth Appellate Districts have
approved the existing Indian family doctrine. [FN5] In In
re Bridget R.
(1996) 41 Cal.App.4th 1483 [49 Cal.Rptr.2d 507], the parents of
newborn twins voluntarily relinquished their parental rights and placed the
children for adoption by a non-Indian couple. About a year
later, the father disclosed his Indian heritage for the first
time and invoked the Act in an effort to invalidate
the relinquishment and place the children within his extended family.
The trial court entered orders to that effect, and the
Court of Appeal reversed. The appellate court found in these
circumstances that the children's right to a stable and permanent
home had assumed constitutional dimensions, and therefore concluded, under principles
of substantive due process, equal protection,
and federalism, that: "[the ICWA] can properly *87
apply only where it is necessary and actually effective to
accomplish its stated, and plainly compelling, purpose of preserving Indian
culture through the preservation of Indian families. We agree with
those courts which have held that ICWA's purpose is not
served by an application of the Act where the child
may be of Indian descent, but where neither the child
nor
either parent
maintains any significant social, cultural or political relationships with Indian
life." (41 Cal.App.4th at p. 1512.) The matter was remanded
to the trial court for further proceedings to determine whether
the parents had, in fact, maintained significant ties to the
Indian community. (41 Cal.App.4th at p. 1523.) [FN6]
FN5
Two other California cases have recognized the doctrine without relying
on it. (In
re Baby Girl A.
(1991) 230 Cal.App.3d 1611, 1620- 1621 [282 Cal.Rptr. 105]; In
re Wanomi P.
(1989) 216 Cal.App.3d 156, 168 [264 Cal.Rptr. 623].)
FN6
The court set out at some length the rules that
were to govern these proceedings. It directed that the parents
would bear the burden of proof on the issue; that
the lower court's inquiry must focus on the parents' ties
to
the tribe, rather than on any relationship between the tribe
and extended family members; and that the determination must be
made as of the time the parents relinquished their parental
rights. The court also identified several factors bearing on the
determination.
"In
considering whether the biological parents maintained significant ties to the
Tribe, the court should also consider whether the parents privately
identified themselves as Indians and privately observed tribal customs and,
among other things, whether, despite their distance from the reservation,
they participated in tribal community affairs, voted in tribal elections,
or otherwise took an interest in tribal politics, contributed to
tribal or Indian charities, subscribed to tribal newsletters or other
periodicals of special interest to Indians, participated in Indian religious,
social, cultural or political events which are held in their
own locality, or maintained social contacts with other members of
the Tribe." (In
re Bridget R.,
supra,
41 Cal.App.4th at pp. 1514-1515.)
In
re Alexandria Y.
(1996) 45 Cal.App.4th 1483 [53 Cal.Rptr.2d 679] concerned the trial
court's refusal to apply the Act's tribal jurisdiction and placement
preference provisions in a dependency proceeding. The Court of Appeal
agreed with Bridget
R.
that "recognition of the existing Indian family doctrine
is necessary to avoid serious constitutional flaws in the ICWA."
(In
re Alexandria Y.,
supra,
45 Cal.App.4th at p. 1493.) It affirmed the judgment, finding
that neither the mother nor the child had any significant
relationship with Indian life, and "thus, there was no existing
Indian family to preserve." (Id.
at p. 1485.) [FN7]
FN7
Alexandria
Y.
disagreed with Bridget
R.,
however, regarding the scope of the existing Indian family doctrine.
Bridget
R.
would limit the doctrine to those situations where neither the
child nor either parent has a significant relationship with Indian
life. Alexandria
Y.
proposed a broader rule "dependent on the unique facts of
each situation" (In
re Alexandria Y.,
supra,
45 Cal.App.4th at p. 1493), but found the ICWA inapplicable
in that case under any version of the doctrine because
the mother and child had no relationship with their tribe,
"let alone a significant one." (Id.
at p. 1494.)
Crystal
R. v. Superior Court, supra,
59 Cal.App.4th 703 involved the child of an Indian father
who was frequently incarcerated, and a non-Indian mother who suffered
from a drug problem. Consequently, the child spent several years
as a dependent of the juvenile court in the care
of her mother's aunt and uncle,
who wished to adopt her. By the time the child
was six years *88
old, the matter had reached a section 366.26 hearing, where
the trial court determined the ICWA's heightened standards should apply.
The child, and the aunt and uncle, then filed a
petition for writ of mandate. The Court of Appeal granted
the petition and directed the lower court to conduct a
hearing of the sort described in Bridget
R.
to determine if the father had any significant ties to
the Indian community. (59 Cal.App.4th at p. 724.) In reaching
this result, the court sought to strike a balance between
the shifting interests of the child, the parents, and the
tribe.
"Where the state court proceeding has reached the point at
which reunification has failed and the child's interests in permanent
placement outweigh the interests of the parents, we believe it
is appropriate for the court to examine the strength of
the tribe's interests in protecting Indian cultural ties. If the
evidence shows that such ties have become so attenuated as
to be virtually nonexistent, it makes little sense to bring
the requirements of the ICWA to bear on the proceedings.
Not only does the application of the ICWA in such
circumstances work against the best interests of the child, who
is poised to move forward with his or her life
as part of a stable family unit, it does nothing
to further the purpose of preserving ' "the unique values
of Indian culture." ' [Citation.]" (59 Cal.App.4th at p. 720.)
(2a)
We share the court's concern for a dependent child's interests
in permanence and stability, and agree these interests may in
some cases outweigh the competing interests of the parents and
the tribe. But we believe this concern can and should
be accommodated by the ICWA without resort to the existing
Indian family doctrine's strained interpretation of the Act. Bridget
R.,
Alexandria
Y.,
and Crystal
R.
all arose in circumstances where strict application of the Act's
placement preferences would have caused an Indian child to be
removed from the non-Indian home where she had spent most
or all of her life and placed in an Indian
environment with which she was completely unfamiliar. The Act, however,
also permits the court to depart from the statutory preferences
where good cause exists to do so. [FN8]
FN8
Section 1915(a) of the Act provides in part: "In any
adoptive placement of an Indian child under State law, a
preference shall be given, in the absence of good cause
to the contrary, to a placement with (1) a member
of the child's extended family; (2) other members of the
Indian child's tribe; or (3) other Indian families."
The ICWA does not define "good cause," and the published
decisions have given the term somewhat varying interpretations. However, the
determination generally involves
the same sort of considerations that have prompted some courts
to adopt the existing Indian family doctrine. For example, in
Matter
of Adoption of F.H.
(Alaska 1993) 851 P.2d 1361, 1363-1364 [851 P.2d 1361], after
acknowledging that a good cause determination is within the superior
court's discretion, the appellate court affirmed a *89
trial court's deviation from the Act's placement preferences based upon
the mother's preference for the prospective adopting parents, the bond
between the minor and the prospective adopting mother, and the
uncertainty of the minor's future if not adopted. In Matter
of Baby Boy Doe
(1995) 127 Idaho 452 [902 P.2d 477, 487], the court
looked to the mother's wishes, the certainty of psychological and
emotional trauma if the child was removed from the adoptive
parents, the likelihood of emotional damage if the child had
contact with the father while living with extended family, and
the extraordinary physical or emotional needs as established by testimony
of a qualified expert witness. And in Adoption
of M.
(1992) 66 Wn.App. 475 [832 P.2d 518, 522], the court
enumerated the following factors: the best interests of the child,
the wishes of the biological parents, the suitability of the
persons preferred for placement, the child's ties to the tribe
and the child's ability to make any cultural adjustments necessitated
by the particular placement. [FN9] (But see Matter
of Custody of S.E.G.
(Minn. 1994) 521 N.W.2d 357, 361-363 ["[A] finding of good
cause cannot be based simply on a determination that placement
outside the preferences would be in the child's best interests."].)
FN9
Other cases that have considered this question include Matter
of Adoption of Riffle
(1996) 277 Mont. 388 [922 P.2d 510, 515]; Yavapai-Apache
Tribe v. Mejia
(Tex.App. 1995) 906 S.W.2d 152, 169; In
Interest of J.W.
(Iowa App. 1995) 528 N.W.2d 657; People
in Interest of J.L.P.
(Colo.App. 1994) 870 P.2d 1252, 1256-1259; In
re Interest of C.W.
(1992) 239 Neb. 817 [479 N.W.2d 105, 113-114]; C.E.H.
v. L.M.W.
(Mo.App.W.D. 1992) 837 S.W.2d 947, 952-955; In
re Baby Girl A.,
supra,
230 Cal.App.3d at p. 1620; In
re Robert T.
(1988) 200 Cal.App.3d 657, 663 [246 Cal.Rptr. 168]; Matter
of Adoption of T.R.M.
(Ind. 1988) 525 N.E.2d 298; Matter
of Appeal in Maricopa County
(1983) 136 Ariz. 528 [667 P.2d 228, 234]; In
re Interest of Bird Head
(1983) 213 Neb. 741 [331 N.W.2d 785, 791]. See also
Guidelines for State Courts; Indian Child Custody Proceedings, 44 Fed.
Reg. 67584 et seq. (Nov. 26, 1979).
Thus, the principal rationale for the existing Indian family doctrine
loses much of its force in this situation. The "good
cause" exception was intended to provide
a state court with flexibility in determining the placement of
an Indian child. (In
re Interest of Bird Head,
supra,
331 N.W.2d at p. 791.) Conversely, it implicitly establishes the
limits of the court's discretion in applying the requirements of
the ICWA. In short, it would appear the courts in
Bridget
R.,
Alexandria
Y.,
and Crystal
R.,
and in many other "existing Indian family" cases, could have
reached the same result, albeit somewhat more circuitiously, without having
to rely on a judicially created exception to the ICWA
that appears nowhere in the Act itself. [FN10]
FN10
Indeed, Alexandria
Y.
began as a "good cause" case in which the trial
court initially found there was good cause both to deny
transfer to the tribal court and to apply the ICWA
placement preferences. The court later relied on the existing Indian
family doctrine as an additional basis for its decision, and
the appellate court affirmed on that ground alone. (In
re Alexandria Y.,
supra,
45 Cal.App.4th 1483.)
(3)
When statutory language is clear and unambiguous there is no
need for construction and courts should not indulge in it.
(Solberg
v. Superior *90
Court
(1977) 19 Cal.3d 182, 198 [137 Cal.Rptr. 460, 561 P.2d
1148].) (2b)
Congress has clearly defined the nature of the relationship an
Indian child
must have with a tribe in order to trigger application
of the Act. There is no threshold requirement in the
Act that the child must have been born into or
be living with an existing Indian family, or must have
some particular type of relationship with the tribe or his
or her Indian heritage. "No amount of probing into what
Congress 'intended' can alter what Congress said,
in plain English, ..." (Matter
of N.S.
(S.D. 1991) 474 N.W.2d 96, 100, fn. * (specially conc.
opn. of Sabers, J.).) [FN11]
FN11
It is worth noting that Congress rejected an earlier version
of the ICWA that would have required, as a prerequisite
to tribal court jurisdiction, that an Indian child not living
on the reservation have "significant contacts" with the tribe. (See
In
re Adoption of S.S.
(1995) 167 Ill.2d 250 [212 Ill.Dec. 590, 657 N.E.2d 935,
951-952] (dis. opn. of McMorrow, J.).)
Moreover, we believe the existing Indian family doctrine conflicts with
the ICWA's policy of protecting and preserving the interests of
Indian tribes in their children. And it undermines the ICWA's
purpose to establish uniform federal standards governing the removal of
Indian children from their families. The determination whether an Indian
child and/or his or her parents have any "significant"
ties to Indian culture is, by its very nature, a
highly subjective one that state courts are ill-equipped to make.
It is "most improbable" that Congress meant to leave it
to the states to determine whether to apply a statute
intended to limit their power in Indian child custody proceedings.
(Mississippi
Choctaw Indian Band v. Holyfield,
supra,
490 U.S. at p. 45 [109 S.Ct. at pp. 1606-1607].)
"Engrafting a new requirement into ICWA that allows the dominant
society to judge whether the parent's cultural background meets its
view of what 'Indian culture' should be puts the state
courts right back into the position from which Congress has
removed them." (Quinn
v. Walters
(1993) 117 Or.App. 579, 584, fn. 2 [845 P.2d 206,
209]; State,
In Interest of D.A.C.
(Utah App. 1997) 933 P.2d 993, 999.)
The temptation proved to be irresistible in this case. Mishiola,
who was about 23 years of age when her children
were removed in 1994, lived with her grandparents on the
Paiute reservation from ages 12 to 17. There she participated
in tribal activities including gatherings, funerals, and elections. She met
Henry, Sr., in 1990, and gave birth to their first
child, Henry, Jr., about a year later. In the period
from 1991 through 1993, she attended intertribal gatherings and powwows,
utilized Indian social service agencies, and voted by mail in
a tribal election. At home, she cooked Indian food, *91
spoke some Indian words, and dressed Henry, Jr., and Andrew
in swaddling
clothes until they were about six months old. She testified
she attempted in these ways and others to make her
children aware of their Indian heritage. [FN12]
FN12
The department argues that Mishiola's contacts with the Indian community
are irrelevant because the children qualify as Indian children through
their father's tribe. Not even the courts that have argued
most forcefully for the existing Indian family doctrine have proposed
such a broad application of it.
Mishiola's involvement with the local Indian community declined in 1993
when she developed transportation problems, but resumed in 1995, about
the same time Henry, Sr., also began to participate in
Indian activities. Although an enrolled member of the Pima Tribe
since age 10, Henry, Sr., had little contact with tribal
affairs while growing up and took no particular interest in
his Indian heritage before he met Mishiola. Until 1995 he
worked as a truck driver and was often away from
home, but since then he has attended yearly Indian powwows,
enrolled in Indian programs to deal with his alcohol problem,
and attended several "sweats."
In other words, this is not a case where "Indian
children" have been removed from
a home having no connection whatsoever to the Indian community.
[FN13] Consequently, the trial court was left to decide, without
any guidance or expertise, if the parents' Indian activities and
beliefs were "significant" enough to warrant application of the ICWA.
No evidence was presented describing Indian cultural practices generally, or
explaining how the family's "Indianness" might be expected to manifest
itself day to day. Nor is there any way to
tell from the record whether and to what extent an
Indian community exists in the Bakersfield area, or what opportunities
it offers to participate in Indian affairs. In short, as
this case amply demonstrates, the existing Indian family doctrine frustrates
the policies underlying the ICWA by returning Indian child custody
proceedings to a time before its enactment when " 'Indian
children [were] removed from the custody of their natural parents
by nontribal government authorities who have no basis for intelligently
evaluating the cultural and social premises underlying Indian home life
and childrearing.' " (Mississippi
Choctaw Indian Band v. Holyfield,
supra,
490 U.S. at pp. 34-35 [109 S.Ct. at p. 1601].)
FN13
Thus, this appeal arrives in a different posture than those
in Bridget
R.
and Crystal
R.,
where no "significant contacts" determination had yet been made, and
Alexandria
Y.,
where the appellate court
was able to determine that neither the mother nor the
child had any relationship at all with the mother's tribe.
It does not necessarily follow from this result that Mishiola's
parental rights may not be terminated, or that Henry, Jr.,
Andrew, and Alicia must be *92
removed from their present homes and placed in an Indian
environment. [FN14] But these decisions must be made in compliance
with the ICWA. It provides, among other things, that "[n]o
termination of parental rights may be ordered ... in the
absence of a determination, supported by evidence beyond a reasonable
doubt, including testimony of qualified expert witnesses, that the continued
custody of the child by the parent or Indian custodian
is likely to result in serious emotional or physical damage
to the child." (25 U.S.C.A. § 1912(f).)
If parental rights are terminated and the children placed for
adoption, the Act's placement preferences must be followed in the
absence of "good cause." (25 U.S.C.A. § 1915(a).)
And all interested parties, including the Gila River Indian Community,
must be given the opportunity to appear and be heard
at the proceedings leading to these determinations. [FN15] (25 U.S.C.A.
§ 1912.)
FN14
Alicia and her half-sibling Nathaniel have lived with their maternal
great
aunt since shortly after they were removed from their parents'
custody in 1994. Henry, Jr., and Andrew have lived since
1995 with their current foster caretakers, a non-Indian couple who
wish to adopt them.
FN15
Our conclusion that the court erred by applying the existing
Indian family doctrine renders moot the issue whether the Gila
River Indian Community received proper notice of the section 366.26
hearing.
Disposition
The judgment is reversed.
Stone (W. A.), Acting P. J., and Dibiaso, J., concurred.
*93
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