(Cite
as: 107 Cal.App.4th 498)
In
re ASIA L., a Person Coming Under the Juvenile Court
Law.
CONTRA
COSTA COUNTY DEPARTMENT OF CHILDREN AND FAMILY SERVICES, Plaintiff and
Respondent,
v.
ROBERT
L., Defendant and Appellant.
In
re JAMES H. et al., Persons Coming Under the Juvenile
Court Law.
CONTRA
COSTA COUNTY DEPARTMENT OF CHILDREN AND FAMILY SERVICES, Plaintiff and
Respondent,
v.
MONICA
D., Defendant and Appellant.
No.
A098500., No. A099079.
Court
of Appeal, First District, Division 3, California.
Feb.
24, 2003.
SUMMARY
The trial court entered an order terminating parental rights with
respect to three children. The trial court found that there
was a likelihood that the children would be adopted, and
that the Indian Child Welfare Act (ICWA) was not applicable.
The trial court did not consider the wishes of the
children prior to
terminating parental rights. (Superior Court of Contra Costa County, Nos.
J9800568, J9800569 and J9901818, William M. Kolin, Judge.)
The Court of Appeal reversed the orders terminating parental rights
and remanded the matter for further proceedings. The court held
that the record did not support the finding that the
notice given by the county social services department to the
relevant tribes satisfied the requirements of the ICWA. The department
failed to comply with the required step of submitting the
required documentation to the trial court for its review. The
court also held that there was insufficient evidence to support
the trial court's finding that there was a likelihood that
the children would be adopted. The court further held that
the mother had standing to raise the issue of whether
the trial court erred in failing to consider and provide
for sibling visitation. Although remand was necessary for other reasons,
the trial court was instructed to consider sibling visitation when
making further placement and case plan orders. (Opinion by Pollak,
J., with Corrigan, Acting P. J., and Parrilli, J., concurring.)
*499
HEADNOTES
Classified
to California Digest of Official Reports
(1)
Delinquent, Dependent, and Neglected Children § 76--Termination
of Parental
Rights--Judicial Review--Authorization of Appeal by Parent.
A mother's appeal from an order terminating her parental rights
with respect to three of her children was not subject
to dismissal on the ground that the appeal had not
been authorized by the mother. The mother's attorney signed the
notice of appeal. In the absence of a satisfactory showing
that the party did not authorize counsel to sign the
notice of appeal, a court presumes that the party's counsel
had the necessary authority to do so. A lack of
consent is shown when a parent, through his or her
actions, demonstrates no true interest in preserving parental rights. In
this case, the mother actively participated in the dependency proceedings.
Although she left a hearing early without explanation, she left
her papers, book, and water behind, indicating that she intended
to return. Her early departure from the hearing did not
necessarily demonstrate a sufficient lack of interest in preserving her
parental ties. Nor could any reasonable inference be drawn regarding
the mother's level of interest in her children from the
fact that her attorney did not sign and file the
notice of appeal until two days before the filing deadline.
Moreover, in opposition to the county social services department's motion
to dismiss, the mother's appellate counsel submitted a declaration stating
that counsel had spoken with the mother numerous times during
the pendency of both her appeals, and that she had
made it clear that she wished to regain custody of
her children and pursue this matter on appeal.
(2a,
2b,
2c)
Indians § 1--Indian
Child Welfare Act--Notice Requirements--Noncompliance:Delinquent, Dependent, and Neglected Children § 25--Dependency
Proceedings.
In dependency proceedings resulting in termination of parental rights, the
record did not support the finding that the notice given
by the county social services department to the relevant tribes,
pursuant to the Indian Child Welfare Act (ICWA), satisfied the
requirements of the ICWA. The department failed to comply with
the required step of submitting the required documentation to the
court for its review. While testimony from the children's social
worker provided evidence that she used the correct form and
served the notices to the tribes by registered mail, copies
of the forms were never submitted to the court. Hence,
the court was unable to evaluate the sufficiency of the
notices sent. Absent the ability to review the forms, neither
the trial court nor the appellate court had the ability
to evaluate whether the forms were defective. Moreover, the *500
record did provide reason to question whether there was a
defect in the notice given to several of the tribes,
since the department failed to serve the notice on the
chairperson or designated agent for service of process, as required
by statute. Absent some evidence that the various business committees
had authority to speak for the tribes or that the
responses received by the social worker came from an authorized
agent, the failure to submit the necessary documents to the
court cannot be considered harmless.
[See 10 Witkin, Summary of Cal. Law (9th ed. 1989)
Parent and Child, § 724D.]
(3)
Indians § 1--Indian
Child Welfare Act--Applicability--Trial Court's Finding--Express or Implied:Delinquent, Dependent, and Neglected
Children § 25--Dependency
Proceedings.
In dependency proceedings, the trial court was not required to
make an express finding that the Indian Child Welfare Act
(ICWA) did not apply. While the record must reflect that
the court considered the issue and decided whether the ICWA
applied, its finding may be either express or implied. In
this case, the trial court expressly found that notice had
been given pursuant to ICWA and then proceeded to terminate
the parents' parental rights under the usual rather than the
heightened ICWA standards. Thus, the trial court implicitly found that
ICWA was not applicable.
(4)
Indians § 1--Indian
Child Welfare Act--Notice Requirements--Procedure of Social Services Agency:Delinquent, Dependent, and
Neglected Children § 25--
Dependency Proceedings.
To satisfy the notice provisions of the Indian Child Welfare
Act and to provide a proper record for the juvenile
court and appellate courts, a social service agency should follow
a two-step procedure. First, it should identify any possible tribal
affiliations and send proper notice to those entities, return receipt
requested (Cal. Rules of Court, rule 1439(f)). Second, the agency
should provide to the juvenile court a copy of the
notice sent and the return receipt, as well as any
correspondence received from the Indian entity relevant to the minor's
status.
(5a,
5b)
Delinquent, Dependent, and Neglected Children § 74--Termination
of Parental Rights--Findings--Adoptability--Evidence--Sufficiency.
In dependency proceedings resulting in an order terminating parental rights
with respect to three children, there was insufficient evidence to
support the trial court's finding that there was a likelihood
that the children would be adopted. While the age and
*501
physical health of the two older children weighed in favor
of adoptability, their emotional and psychological development presented a potential
obstacle to adoption. In addition to other problems, the oldest
of the three children was found by his therapist to
be extremely hyperactive and in need of medication. He had
poor attention span and impulse control. The daughter's therapist reported
that she was hyperactive, and she stole, lied, and aggravated
other children. The department failed to provide evidence of approved
families willing to adopt the children. Moreover, the foster parents'
willingness to consider adopting the two children was too vague
to be considered evidence that some family, if not this
foster family, would be willing to adopt the children. The
social worker's conclusion alone was insufficient to support a finding
of adoptability, and the evidence failed to demonstrate clearly and
convincingly that there was a likelihood that the two children
would be adopted within a reasonable time. The evidence regarding
the children's younger brother was similarly weak.
(6)
Delinquent, Dependent, and Neglected Children § 76--Termination
of Parental Rights--Judicial Review.
In order for a juvenile court to terminate parental rights
under Welf. & Inst. Code, § 366.26,
the court must find by clear and convincing evidence that
it is likely that the child will be adopted (Welf.
& Inst. Code, § 366.26,
subd. (c)(1)). The appellate court reviews the juvenile court's order
to determine whether the record contains substantial evidence from which
a reasonable trier of fact could find clear and convincing
evidence that the child was likely to be adopted. Clear
and convincing evidence requires a finding of high probability. The
evidence must be so clear as to leave no substantial
doubt.
(7)
Delinquent, Dependent, and Neglected Children § 74--Termination
of Parental Rights--Findings--Adoptability.
The issue of adoptability in dependency proceedings requires the juvenile
court to focus on the child, and whether the child's
age, physical condition, and emotional state make it difficult to
find a person willing to adopt. It is not necessary
that the child already be placed in a preadoptive home
or that a proposed adoptive parent be waiting. However, there
must be convincing evidence of the likelihood that adoption will
take place within a reasonable time. Usually,
the fact that a prospective adoptive parent has expressed interest
in adopting the minor is evidence that the minor's age,
physical condition, mental state, and other matters relating to the
child are not likely to dissuade individuals from adopting the
minor. In other words, a prospective adoptive parent's willingness to
adopt generally indicates the minor is likely to be adopted
within a *502
reasonable time either by the prospective adoptive parent or by
some other family. Alternatively, evidence of approved families willing to
adopt a child of a particular age, physical condition, and
emotional state can be used to evaluate the likelihood of
the child's adoption.
(8)
Delinquent, Dependent, and Neglected Children § 74--Termination
of Parental Rights--Findings--Consideration of Child's Wishes.
The purpose of the statutory injunction that the court consider
the wishes of the child prior to terminating parental rights
(Welf. & Inst. Code, § 366.26,
subd. (h)) simply requires the court to consider what the
child's preferences are. While the court is both statutorily mandated
and morally constrained to act in the best interests of
the child, to the extent possible children should have some
voice. It is their futures that the court decides, their
destinies the court begins, and their entire lives that the
court affects.
(9)
Delinquent, Dependent, and Neglected Children § 54--Dependency
Proceedings--Sibling Visitation.
On appeal from dependency proceedings resulting in an order terminating
parental rights with respect to three children, the mother had
standing to raise the issue of whether the trial court
erred in failing to consider and provide for sibling visitation.
Although remand was necessary for other reasons, the trial court
was required to consider sibling visitation when making further placement
and case plan orders (Welf. & Inst. Code, § 16002,
subd. (b)). The statute contemplates that sibling contact will be
an ongoing issue subject to periodic review throughout the dependency
proceedings. When the juvenile court terminates parental rights and refers
a child for adoption, it retains jurisdiction over that child
until the adoption is effected. During that interim period, the
juvenile court can make visitation orders as it sees fit,
and sibling contact should remain the subject of its concern.
COUNSEL
J. Ross Walker for Defendant and Appellant Robert L.
Janet Hite Saalfield for Defendant and Appellant Monica D.
Silvano B. Marchesi, County Counsel, and Paul Muniz, Deputy County
Counsel, for Plaintiff and Respondent. *503
POLLAK,
J.
In appeal No. A099079, Monica D. appeals from an order
terminating her parental
rights with respect to three of her children, Asia, James,
and Joel. In appeal No. A098500, Robert L. appeals from
the same order terminating his parental rights with respect to
his child Asia. The appeals have been consolidated and Robert
and Monica raise overlapping arguments.
Specifically, Robert and Monica contend there is insufficient evidence to
support the court's finding that there is a likelihood that
the children will be adopted; that the trial court abused
its discretion in finding that the termination of parental rights
would not substantially interfere with sibling relationships; and that the
trial court further erred in failing to consider the wishes
of the children prior to terminating parental rights. In addition,
the parents contend that the trial court failed to secure
compliance with the Indian Child Welfare Act (ICWA or the
Act). In a prior appeal from the dispositional order regarding
Joel (In
re Joel G.
(May 21, 2002, A095592) [nonpub. opn.]), this court determined that
there had not been adequate compliance with ICWA, and reversed,
subject to reinstatement of the order upon compliance with the
Act and consideration of the requirements of Welfare and Institutions
Code section 361.3. [FN1] We conclude here that the court
still has not properly secured compliance with ICWA. Moreover, the
record does not reflect a likelihood of adoption sufficient to
support the termination of Robert and Monica's parental rights. [FN2]
Accordingly, we must again reverse.
FN1
All statutory references are to the Welfare and Institutions Code
unless otherwise noted.
FN2
In light of this determination, we deny the several requests
to augment the record that have been filed by the
parties.
Factual
and Procedural History
In March 1998, the Contra Costa County Department of Social
Services (the department) filed a juvenile dependency petition alleging that
then three-year-old James H. and then one-and-a-half-year-old Asia L. came
within subdivisions (g) and (i) of section 300 based upon
Monica's drug use. Monica admitted certain of the allegations in
the petition, and the children were placed in the care
of her mother. Robert has been in and out of
prison throughout the dependency proceedings, and when released on parole
his whereabouts have generally been unknown.
On August 25, 1999, the department filed a petition alleging
that Joel G., then three days old, came within the
meaning of section 300, subdivisions *504
(b), (g) and (j), based upon Monica's drug use and
Joel's positive test for drug exposure at birth. On September
15, 1999, Monica admitted
to an amended petition alleging only a subdivision (b) cause
of action. Throughout the next year, Monica made substantial progress
in drug treatment and, in December 1999, Joel was placed
in her care. In June 2000, Asia and James were
also placed in her care.
In February 2001, however, a supplemental petition was filed alleging
that the previous disposition had been ineffective in that Monica
had failed to keep her drug-testing appointments and had been
absent from the program for two days without making arrangements
for the care of her children. All three children were
removed from her care. On June 19, 2001, the court
sustained the allegations in the supplemental petition and denied Monica
reunification services. The court also set a section 366.26 hearing
for James and Asia. Monica appealed the dispositional order on
the supplemental petition regarding Joel and argued, in addition to
other contentions, that the court had failed to secure compliance
with ICWA.
The section 366.26 hearing, originally set for October 16, 2001,
was continued twice to permit the department to assess the
adoptability of Asia and James and was ultimately set for
April 9, 2002. On December 19, 2001, the court set
a section 366.26 hearing in Joel's case, also to be
heard on April 9, 2002. In the meantime, the department
was authorized by the court to place Asia and James
with a foster family in Stanislaus County because no suitable
placement
could be found within Contra Costa County. Joel was placed
for a portion of this time with his paternal grandmother,
but was ultimately removed when his grandmother had financial difficulties
and was unable to care for him. He was then
placed in an emergency foster home.
At the permanency planning hearing held on April 9, 2002,
the children's social worker, Rachel Foster, testified regarding the notice
she had given to various Indian tribes as ICWA admittedly
required, and the responses she had received. The court concluded
that proper notice had been given under ICWA, and terminated
parental rights to all three children, consistent with the department's
recommendation. Robert and Monica each filed timely notices of appeal.
On May 21, 2002, this court issued its opinion in
In
re Joel G.,
supra,
A095592, in which it reversed the June 19, 2001 dispositional
order as it related to Joel, "subject to reinstatement upon
compliance with the ICWA notice requirements." On October 8, 2002,
the trial court conducted a further dispositional hearing and set
a section 366.26 hearing for January 21, 2003. *505
In light of the ongoing proceedings in Joel's case, the
department filed a motion to dismiss this appeal as it
pertained to Joel only. The motion was denied.
Discussion
(1)
Initially, the department requests that we dismiss Monica's appeal on
the ground that the appeal has not been authorized by
Monica. Monica's attorney signed the notice of appeal. In the
absence of a satisfactory showing that the party did not
authorize counsel to sign the notice of appeal, we presume
that her counsel had the necessary authority to do so.
(In
re Malcolm D.
(1996) 42 Cal.App.4th 904, 910 [50 Cal.Rptr.2d 148].)
"A lack of consent is shown when a parent, through
his or her actions, demonstrates no true interest in preserving
parental rights." (In
re Sean S.
(1996) 46 Cal.App.4th 350, 352 [53 Cal.Rptr.2d 766].) Here, Monica
has actively participated in the dependency proceedings. She attended the
hearing on April 9, 2002. While she left the hearing
early without explanation, she left her papers, book and water
behind, indicating that she intended to return. Contrary to the
department's assertion, her early departure from the hearing does not
necessarily demonstrate a sufficient lack of interest in preserving her
parental ties. Nor can any reasonable inference be drawn regarding
Monica's level of interest in her children from the fact
that her attorney did not sign and file the notice
of appeal until two days before the filing deadline.
Monica's conduct is markedly different from that of the parents
in the cases relied upon by the department (i.e., In
re Sean S., supra,
46 Cal.App.4th 350; In
re Alma B.
(1994) 21 Cal.App.4th 1037 [26 Cal.Rptr.2d 592]). In Sean
S.,
the court held that the department made a sufficient showing
that the appeal was not authorized where the parent was
properly notified of the selection and implementation hearing and could
have attended but instead telephoned her attorney and told him
she was not going to appear. (46 Cal.App.4th at pp.
352-354.) Likewise, in Alma
B.
the court found a sufficient showing of disinterest in the
proceedings where the parent was not present at the hearing
and neither the department nor her counsel knew her whereabouts.
(21 Cal.App.4th at p. 1043.)
Moreover, in opposition to the department's motion to dismiss, Monica's
appellate counsel has submitted a declaration stating, "I have spoken
with appellant numerous times during the pendancy of both her
appeals.... [S]ince the filing of the notice of appeal in
this case, appellant has once *506
again made it extremely clear that she is most desirous
of regaining custody of her children and pursuing this matter
on appeal." Accordingly, we deny the department's request to dismiss
the appeal, and we turn to the merits of the
challenges to the order terminating parental rights.
1.
ICWA
Compliance
(2a)
Monica and Robert question whether the trial court made the
necessary determination that ICWA did not apply to the children
and reassert that substantial evidence does not support the conclusion
that notice had been given in
compliance with ICWA. (3)
Initially, we reject the contention that the trial court was
required to make an express finding that ICWA did not
apply. While the record must reflect that the court considered
the issue and decided whether ICWA applies, its finding may
be either express or implied. (In
re Jennifer A.
(2002) 103 Cal.App.4th 692, 705 [127 Cal.Rptr.2d 54]; In
re Levi U.
(2000) 78 Cal.App.4th 191, 199 [92 Cal.Rptr.2d 648].) Here the
trial court expressly found that "notice had been given pursuant
to ICWA" and then proceeded to terminate appellants' parental rights
under the usual rather than the heightened ICWA standards. Thus,
the court implicitly found that ICWA was not applicable. (2b)
Nonetheless, the record does not support the finding that the
notice given by the department to the tribes satisfied the
requirements of ICWA.
Title 25 United States Code section 1912(a) provides in relevant
part: "In any involuntary proceeding in a State court, where
the court knows or has reason to know that an
Indian child is involved, the party seeking the foster care
placement of, or termination of parental rights to, an Indian
child shall notify the parent or Indian custodian and the
Indian child's tribe, by registered mail with return receipt requested,
of the pending proceedings and of their right of intervention."
California Rule of Court, rule 1439(g), [FN3] provides that "the
juvenile court hearing shall not proceed until at least
10 days after those entitled to notice under the Act
have received notice." Finally, the California Department of Social Services,
Child Welfare Services Manual of Policies and Procedures, regulation 31-515.12,
requires that the notice given to the Indian child's parent
and to the child's tribe be sent on Form SOC
319 (319 form) entitled "Notice of Hearing" and be received
by the Indian child's parent and tribe no later than
20 days prior to the hearing date.
FN3
All further references to rules are to the California Rules
of Court.
At the April 9, 2002 hearing, Foster testified that she
"sent off completed 318 and 319 forms to the [Bureau
of Indian Affairs (BIA)] as well as a list of
all Apach?
and Cheyenne tribes within the United States" and that she
*507
"received a number of responses from the tribes.... [O]f those
responses, they all indicated that neither parent nor child is
registered nor eligible to be registered. The ones that I
have not received a letter from the tribe directly, I
do have the green certified cards that they did, in
fact, receive the 318 and 319 forms but have not
received an official response from them." She indicated that she
received certified mail receipt cards from all the tribes, as
well as from the BIA and Monica, which showed receipt
between March 16 and 19, 2002. However,
neither copies of the completed 319 forms, return receipt cards
nor any other correspondence was received into evidence.
Monica and Robert contend that Foster's testimony is insufficient to
demonstrate compliance with ICWA because the forms were mailed to
the wrong addresses, and that without reviewing copies of the
forms, the court could not and did not verify that
the information submitted to the tribes was accurate and complete.
[FN4] (4)
In In
re Marinna J.
(2001) 90 Cal.App.4th 731, 739-740, footnote 4 [109 Cal.Rptr.2d 267],
the court set out the necessary steps for ensuring compliance
with ICWA: "To satisfy the notice provisions of the Act
and to provide a proper record for the juvenile court
and appellate courts, [a social service agency] should follow a
two-step procedure. First, it should identify any possible tribal affiliations
and send proper notice to those entities, return receipt requested.
(Rule 1439(f).) Second, [the agency] should provide to the juvenile
court a copy of the notice sent and the return
receipt, as well as any correspondence received from the Indian
entity relevant to the minor's status." This two-step procedure was
emphasized in two recent cases. (In
re H. A.
(2002) 103 Cal.App.4th 1206, 1214-1215 [128 Cal.Rptr.2d 12]; In
re Jennifer A., supra,
103 Cal.App.4th at pp. 702-703.) In Jennifer
A.,
the court reversed the trial court's jurisdictional and dispositional orders,
holding that the record did not support the court's finding
of ICWA compliance where the only evidence received was the
social worker's testimony that she had sent notice to the
relevant tribe and to the BIA. (In
re Jennifer A., supra,
103 Cal.App.4th at pp. 698, 703.) The court emphasized that
the two-step procedure set forth in Marianna
J.
had not been followed and held that presentation of the
required documents to the appellate court by request for judicial
notice was not an *508
available solution. (Id.
at pp. 702-703.) The court noted that without the required
documents " 'the court did not have a sufficient record
from which to make a determination whether there had been
compliance with the notice provisions of the ICWA, or whether
further inquiry was needed.' " (Id.
at p. 703.) The court concluded that the error was
not harmless, even though the department had presented to the
appellate court a letter from the tribe sent two months
after the hearing stating that the child was not an
Indian child within the meaning of the Act. (Id.
at p. 705.) The court reasoned that the notice sent
to the tribe, of which the court did take judicial
notice, omitted family information that seemingly was available and incorrectly
related other information, so that it was necessary for the
trial court to review the information in the first instance
to make the necessary determination of compliance. (Ibid.)
Similarly, in H.A.,
the court warned: "We hold that a party, such as
the Department here, who seeks the foster care placement of
or termination of parental
rights to a child who may be eligible for Indian
child status, must do the following or face the strong
likelihood of reversal on appeal to this court. [¶]
First, the Department must complete and serve, pursuant to the
terms of 25 United States Code section 1912(a) the 'NOTICE
OF INVOLUNTARY CHILD CUSTODY PROCEEDING INVOLVING AN INDIAN CHILD' along
with a copy of the dependency petition. Second, the Department
must file with the superior court copies of proof of
the registered mail or certified mail and the return receipt(s),
the completed 'NOTICE OF INVOLUNTARY CHILD CUSTODY PROCEEDING INVOLVING AN
INDIAN CHILD' that was served, and any responses received." (In
re H. A., supra,
103 Cal.App.4th at pp. 1214-1215.) In H.
A.,
the department failed to use the proper 319 form and
had not sent the notice by registered mail. The department
argued that the error was harmless since it had received
a response from the relevant tribe stating that the children
were not affiliated with it. The court disagreed, pointing out
that although the BIA periodically publishes a current list of
designated tribal agents for service of process, the department had
not sent the notice to the tribe chairperson or to
its designated agent for service of process. (H.
A.,
at p. 1213.) The court concluded that because there was
no showing in the record that the response was from
the proper person, the court could not rely on that
letter as evidence of the tribe's lack of interest in
the proceedings. (Id.
at pp. 1213-1214.)
FN4
Monica also contends there is no evidence that she was
mailed a completed 319 form, rather than merely a notice
of the hearing. However, this claim has been waived because
at the April 9, 2002 hearing, Monica's attorney did not
raise any concerns about the form of the notice she
received. While Monica cannot waive the tribes' rights to proper
notice, she can waive procedural irregularities to the extent that
they affect only her rights. (In
re Jennifer A., supra,
103 Cal.App.4th at p. 707.) Moreover, Foster testified that she
mailed the 318 and 319 forms to the tribes and
that she received return receipts from the tribes and from
Monica all within three days. Absent any evidence to the
contrary, it is reasonable to assume that Foster complied with
the department's guidelines and mailed the 319 form to Monica
on the same day she mailed the 319 form to
each of the tribes. (See Evid. Code, § 664.)
(2c)
Here, the department failed to comply with the second step
in In
re Marinna J.(,
supra,
90 Cal.App.4th 731) by failing to submit the required documentation
to the court for its review. While Foster's testimony provides
evidence that she did use the correct form and served
the notices by registered mail, copies of the forms were
never submitted to the court. Hence, the court was
unable to evaluate the sufficiency of the notices sent. *509
The department argues that it was unnecessary to submit the
form to the court as there is no evidence to
suggest either that Foster was untruthful or that the notices
were in some fashion defective. Absent the ability to review
the forms, however, neither the trial court nor this court
has the ability to evaluate whether the forms were defective.
Moreover, the record does provide reason to question whether there
was a defect in the notice given to several of
the tribes because the department failed to serve the notice
on the chairperson or designated agent for service of process
as required by statute. Rule 1439(e)(2), specifically directs that "[n]otice
to the tribe shall be to the tribal chairman unless
the tribe has designated another agent for service." Foster testified
that she sent notice to the "Apache Business Committee" in
Anadarko, Oklahoma, rather than the "Apache Tribe of Oklahoma, Chairperson"
as listed in the most recent Federal Register. (66 Fed.
Reg. 65725, 65734 (Dec. 20, 2001).) Similarly, notice was addressed
to the "Cheyenne-Arapaho Business Committee" rather than the "Cheyenne-Arapaho tribes
of Oklahoma, Chairperson;" the "Fort Sill Apache Business Committee" rather
than the "Fort Sill Apache Tribe of Oklahoma, Chairperson"; and
the "Northern Cheyenne Tribal Council" in Lame Deer rather than
the "Northern Cheyenne Tribe of Northern Cheyenne Reservation, Director, Tribal
Social Services." Absent some evidence that the various
business committees had authority to speak for the tribes or
that the responses received by Foster came from an authorized
agent, the failure to submit the necessary documents to the
court cannot be considered harmless. (In
re H. A., supra,
103 Cal.App.4th at pp. 1213-1214 [no evidence that Enrollment Committee
Chairman for the Santa Ynez Band of Mission Indians had
authority to speak for tribe when designated agent for service
of process under the Federal Register was Santa Ynez Band
of Mission Indians, ICWA Coordinator].) Accordingly, the matter must be
reversed for further compliance with ICWA. [FN5]
FN5
In the previous appeal from the dispositional order in Joel's
case, we reversed subject to reinstatement of the order upon
compliance with ICWA. Here, however, a similar condition of reinstatement
is not appropriate in light of the insufficiency of the
evidence that the children are likely to be adopted, as
discussed infra.
2. Clear
and Convincing Evidence of Adoptability
(5a)
Robert and Monica also appeal from the order terminating their
parental rights on the ground that there is insufficient evidence
of the children's adoptability. (6)
In order for a juvenile court to terminate parental
rights under section 366.26, the court must find by clear
and convincing evidence that it is likely that the child
will be adopted. (§
366.26, subd. (c)(1).) We review the juvenile court's order to
determine whether the record contains substantial evidence from which a
reasonable trier of fact could find clear and convincing evidence
that Asia, James and Joel were *510
likely to be adopted. (§
366.26, subd. (c)(1); In
re Lukas B.
(2000) 79 Cal.App.4th 1145, 1154 [94 Cal.Rptr.2d 693].) "Clear and
convincing" evidence requires a finding of high probability. The evidence
must be so clear as to leave no substantial doubt.
(In
re Jerome D.
(2000) 84 Cal.App.4th 1200, 1205 [101 Cal.Rptr.2d 449].)
(7)
"The issue of adoptability requires the court to focus on
the child, and whether the child's age, physical condition, and
emotional state make it difficult to find a person willing
to adopt. [Citations.] It is not necessary that the child
already be placed in a preadoptive home, or that a
proposed adoptive parent be waiting. [Citations.] However, there must be
convincing evidence of the likelihood that adoption will take place
within a reasonable time. [Citation.]" (In
re Brian P.
(2002) 99 Cal.App.4th 616, 624 [99 Cal.App.4th 1333f, 121 Cal.Rptr.2d
326].) "Usually, the fact that a prospective adoptive parent has
expressed interest in adopting the minor is evidence that the
minor's age, physical condition, mental state, and other matters
relating to the child are not likely to dissuade individuals
from adopting the minor. In other words, a prospective adoptive
parent's willingness to adopt generally indicates the minor is likely
to be adopted within a reasonable time either by the
prospective adoptive parent or
by some other family."
(In
re Sarah M.
(1994) 22 Cal.App.4th 1642, 1649-1650 [28 Cal.Rptr.2d 82].) Alternatively, evidence
of "approved families willing to adopt a child of [this]
'age, physical condition, and emotional state' " can be used
to evaluate the likelihood of the child's adoption. (In
re Jerome D., supra,
84 Cal.App.4th at p. 1205; In
re Jennilee T.
(1992) 3 Cal.App.4th 212, 224-225 [4 Cal.Rptr.2d 101] [finding a
likelihood of adoption where the social worker had identified one
family within the foster care system and three families outside
the system, in addition to a potential relative, who were
all willing to adopt a child with potential neurological problems
and all the attendant risks].)
(5b)
The evidence regarding the likelihood that James and Asia will
be adopted is as follows: In anticipation of the initial
October 2001 permanency planning hearing, Foster submitted a report that
indicated that although James suffered from asthma and early exposure
to lead, he was a healthy child and that, while
he appeared to be physically developing normally, he lacked appropriate
socialization skills. At the time of that report, James attended
a regular
first grade class, and his teacher reported that while he
was a bright and energetic child, his behavior prevented him
from accomplishing what he was capable of doing. "He needs
constant supervision and is often out of control in the
classroom to the point that he may not be able
to be maintained in the classroom." James's therapist reported that
James was a "bright child who is highly responsive to
positive attention" but that *511
he was also "extremely hyperactive and in need of medication;
he is the most hyperactive child she has ever seen."
She said that "James requires a great deal of limit
setting and containment as he has a poor attention span
and impulse control, has a low frustration tolerance, and makes
abrupt changes." In her report, Foster stated that "James has
a probability for adoption but it is difficult to place
based on the fact that, at this time, there is
no identified prospective parent." She requested and was granted a
90-day continuance to further assess James's adoptability.
Foster also prepared a report on Asia in anticipation of
the October 2001 hearing. She indicated that while Asia suffers
from enuresis, she was overall a healthy child and was
on target developmentally. While the report states that Asia is
a "super bright child," her teacher also reported that she
has a problem with not listening, staying still, and stealing.
Asia's therapist reported that she is hyperactive, steals, lies, hoards
material items not food, aggravates
other children, and pulls her braids out of her head
when upset. The report states that the department "believes an
ideal home for Asia would be a specialized placement where
she is the youngest child; where the parents are '
experienced' and capable of dealing with and providing non-punitive structure
to a hyperactive child; one where the primary parent stays
home; and one that will advocate for, participate in, and
follow-up on all physical, mental health, and school related appointments."
The report does not reach a conclusion regarding the likelihood
of adoption and requests a 90-day continuance to further assess
Asia's adoptability. The hearing was continued until January 2002.
In a supplemental report prepared for the January 2002 hearing,
Foster indicated that James was undergoing a full developmental/educational assessment
and that he had been taking Ritalin with mixed results.
She also reported that Asia, while in therapy, was acting
out confusion and distress in her play. Foster stated that
the department "has determined that the children are adoptable but
are in need of specialized placements" and requested a continuance
to enable them to review a number of interested families'
home studies. In preparation for the April 2002 hearing, Foster
submitted an additional report, indicating that in the approximately two
to three months since James and Asia were placed with
a foster family agency in Stanislaus County,
they have "continued to reciprocally connect with the foster parents
and older foster brother" and "[a]lthough James and Asia's foster
parents have indicated that they are willing to explore adoption
of the children, it is too soon for them to
make such a permanent and life changing decision." Regarding the
likelihood of adoptability, Foster concludes: "Although there is no identified
prospective adoptive parent at this time, Children and Family Services
is confident that a prospective adoptive family can be located
for James and Asia." *512
While the age and physical health of James and Asia
weigh in favor of adoptability, their emotional and psychological development
present a potential obstacle to adoption. The department recognized that
James and Asia would require specialized placement-which at least initially
was not available within Contra Costa County-yet the department failed
to provide evidence of approved families willing to adopt children
with the developmental problems faced by James and Asia. Moreover,
unlike the situation in In
re Sarah M., supra,
22 Cal.App.4th 1642, the foster parents' willingness to explore the
option of adopting James and Asia is too vague to
be considered evidence that some family, if not this foster
family, would be willing to adopt these children. (In
re Jerome D., supra,
84 Cal.App.4th at p. 1205 [stepfather's willingness and desire to
adopt child were not sufficient to support the adoptability finding];
In
re Amelia S.
(1991) 229 Cal.App.3d 1060, 1065 [280 Cal.Rptr. 503] [permanency hearing
report indicating that a few foster parents were considering
adoption is a far cry from the clear and convincing
evidence required to establish the likelihood
of adoption].) Likewise, the social worker's conclusion alone is insufficient
to support a finding of adoptability. (In
re Brian P., supra,
99 Cal.App.4th at p. 624.) This evidence simply fails to
demonstrate clearly and convincingly that there is a likelihood that
Asia and James will be adopted within a reasonable time.
The evidence regarding Joel's adoptability is similarly weak. Foster prepared
a report for Joel in preparation for the April 9,
2002 hearing. In it she described Joel as a "cute,
smart, hyperactive" two-and-a-half-year-old child. The report indicates that although Joel
tested positive for drug exposure at birth and has asthma,
he is generally healthy. He is developmentally on target and
presents as a happy child although he has a temper
when angered or does not get his way. Regarding the
likelihood of adoption, the report concludes that the department is
confident that an adoptive home can be located for Joel.
Again, however, the department failed to provide evidence that there
were approved families interested in adopting a child similar to
Joel. Foster suggests that the department would consider re-placing Joel
with his nonbiological paternal grandmother if she got "back on
her feet" financially, and
alternatively, that the current caretakers for James and Asia have
expressed an interest in having Joel placed in their care.
These suggestions, however, are too vague and speculative to amount
to clear and convincing evidence that Joel is likely to
be adopted within a reasonable time. (In
re Jerome D, supra,
84 Cal.App.4th 1200, 1205.) Accordingly, the record does not support
the finding of adoptability of any of the three children.
[FN6] *513
FN6
Monica and Robert also contend that the trial court abused
its discretion by failing to find that termination of parental
rights would substantially interfere with the children's sibling relationships. Under
section 366.26, subdivision (c)(1)(E), once the court has found that
it is likely that a child will be adopted, it
must terminate parental rights unless the court finds a compelling
reason for determining that termination would be detrimental to the
child in that "[t]here would be substantial interference with a
child's sibling relationship, taking into consideration the nature and extent
of the relationship, including, but not limited to, whether the
child was raised with a sibling in the same home,
whether the child shared significant common experiences or has existing
close and strong bonds with a sibling, and whether ongoing
contact is in the child's best
interest, including the child's long-term emotional interest, as compared to
the benefit of legal permanence through adoption." (§
366.26, subd. (c)(1)(E).) Here, the department acknowledges that "it certainly
appears that the children had significant relationships with each other."
However, since the lack of substantial evidence that the children
are likely to be adopted requires that this predicate finding
be set aside, it is unnecessary to determine whether the
potential interference with the sibling relationship alone would have required
that the orders terminating parental rights be vacated.
3. Failure
to Consider the Children's Wishes
Monica contends the order must be reversed as to James
and Asia because the trial court failed to consider the
wishes of the children prior to terminating parental rights. Section
366.26, subdivision (h), requires the court to "consider the wishes
of the minor" prior to making a determination as to
whether parental rights shall be terminated. Section 366.22, subdivision (b)(5)
requires the department to provide the court with "a statement
from the child concerning placement and the adoption or guardianship,
unless the child's age or physical, emotional, or other condition
precludes his or her meaningful response, and if so, a
description of the condition." (8)
"The purpose of the
statutory injunction that the court 'consider the wishes of the
child' simply requires the court to consider what the child's
preferences are. It is a reminder to all, but particularly
those weighted with the decisionmaking responsibility, that the child is
not a cipher in the process. While we are both
statutorily mandated and morally constrained to act in the best
interests of the child, to the extent possible children should
have some voice. It is, after all, their futures we
decide, their destinies we begin and their entire lives we
affect." (In
re Leo M.
(1993) 19 Cal.App.4th 1583, 1592-1593 [24 Cal.Rptr.2d 253].)
The department concedes that the wishes of the children were
not properly presented by the various reports prepared for the
termination hearing and that the court did not consider the
wishes of the children as required by the statute. The
department contends that Monica failed to raise the issue in
the trial court and has therefore waived the issue on
appeal. Monica was served with the department's report, and she
thus knew that it did not discuss the children's wishes.
She failed, however, to argue below that the juvenile court
should have obtained an expression of the minors' wishes for
a permanent plan. Accordingly, she may well be precluded from
presenting the argument here. (In
re Amanda D.
(1997) 55 Cal.App.4th 813, 819-821 [64 Cal.Rptr.2d *514
108].) [FN7] It is unnecessary to decide whether this court
should nonetheless
enforce the statutory requirement, which is intended for the benefit
of the children, since reversal is required on other grounds.
On remand, the trial court should consider the wishes of
the children as required by section 366.26, subdivision (h).
FN7
But compare In
re Patricia E.
(1985) 174 Cal.App.3d 1, 6 [219 Cal.Rptr. 783], relied upon
by Monica, where it was held that a father has
standing to raise his child's right to independent representation on
appeal from an order terminating his parental rights because his
interests were intertwined with the rights of his child.
4. Sibling
Visitation
(9)
Monica contends that the trial court erred by failing to
consider and provide for sibling visitation. Monica does not dispute
that prior cases have consistently held that a parent lacks
standing to raise the issue of sibling visitation in an
appeal from the termination of parental rights. These cases have
held that the minor's interest in maintaining a relationship with
siblings is unrelated to the parent's interest in reunification. (See,
e.g., In
re Jasmine J.
(1996) 46 Cal.App.4th 1802, 1806-1808 [54 Cal.Rptr.2d 560]; In
re Nachelle S.
(1996) 41 Cal.App.4th 1557, 1560-1562 [49 Cal.Rptr.2d 200].) She
contends, however, that these cases all involved orders that predated
the effective date of subdivision (c)(1)(E) of section 366.26 (see
fn. 6, ante),
and that the order in this case was entered after
the effective date of that provision. In In
re Daniel H.
(2002) 99 Cal.App.4th 804, 809-810 [121 Cal.Rptr.2d 475], the court
held that the mother lacked standing to challenge the visitation
order because the termination order was entered before the effective
date of subdivision (c)(1)(E), but the court noted that "[t]he
mother persuasively argues that this new sibling relationship exception probably
renders the standing issue moot. Because sibling relationships are now
a statutory exception to adoption, those relationships directly impact the
parent's interest in reunification, an interest that can be kept
alive merely by avoiding adoption." We agree that Monica has
standing to raise the issue.
Since remand is necessary for other reasons, it is unnecessary
to address the department's argument that Monica has waived any
claim regarding visitation. It is sufficient to point out that
on remand the court should consider sibling visitation when making
further placement and case plan orders. (§
16002, subd. (b); In
re Cliffton B.
(2000) 81 Cal.App.4th 415, 427 [96 Cal.Rptr.2d 778].) "The statute
contemplates that sibling contact will be an ongoing issue subject
to periodic review throughout the dependency proceedings. When the juvenile
court terminates parental rights and refers a child for adoption,
it retains jurisdiction over that child until the adoption is
effected. During that interim period, the juvenile court can make
visitation *515
orders as it sees fit, and sibling contact should remain
the subject of its concern." (In
re Cliffton B., supra,
at p. 427.)
Disposition
The orders terminating parental rights are reversed and the matter
is remanded for further proceedings consistent with this opinion.
Corrigan, Acting P. J., and Parrilli, J., concurred. *516
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