(Cite
as: 230 Cal.App.3d 1611)
In
re BABY GIRL A., a Minor.
JOAN
A., Plaintiff and Respondent,
v.
NATIVE
VILLAGE OF AKHIOK, Movant and Appellant.
No.
G009615.
Court
of Appeal, Fourth District, Division 3, California.
June
7, 1991.
[Opinion
certified for partial publication.
[FN*]]
FN*
Pursuant to California Rules of Court, rule 976(b), part I
of the Discussion is not published, because it does not
meet the standards for publication.
SUMMARY
A mother filed a petition in the superior court seeking
a determination as to whether the Indian Child Welfare Act
(25 U.S.C. § 1901
et seq.) (ICWA), applied to a prospective independent adoption of
her minor child, and asking the court to accept her
consent to the proposed adoption. An Indian tribe sought
to intervene in the proceeding. The mother was a member
of the tribe, but had been raised by non-Indians since
the age of three. She became pregnant by a non-Indian
man and wanted to place the child with a non-Indian
couple. The father joined her in opposing the intervention of
the tribe. The trial court entered an order denying the
tribe's request to intervene in an adoption proceeding. (Superior Court
of Orange County, No. AD 53227, Robert J. Polis, Judge.)
The Court of Appeal reversed the order denying the motion
to intervene and remanded with directions to grant the motion
and to conduct further proceedings. It held that the ICWA
neither compelled nor precluded the intervention, but that the tribe
had sufficient interest in the proceeding to be entitled to
intervene under state law (Code Civ. Proc., § 387).
It also held that the tribe was not necessarily entitled
to placement preference under the ICWA, but the trial court
was, on remand, to consider the relative interests of the
parties in light of the language and purpose of the
ICWA. (Opinion by Moore, J., with Sonenshine, Acting P.J., concurring.
Separate dissenting opinion by Crosby, J.) *1612
HEADNOTES
Classified
to California Digest of Official Reports
(1a,
1b)
Indians § 1--Indian
Tribe's Right to Intervene in Adoption Proceeding Where Mother Is
Member of Tribe:Adoption § 7--Proceedings--Parties--
Indian Tribe's Right to Intervene.
In an adoption proceeding, in which a mother sought a
determination as to whether the Indian Child Welfare Act (25
U.S.C. § 1901
et seq.) (ICWA), applied to a prospective independent adoption of
her minor child, and asking the court to accept her
consent to the proposed adoption, the trial court erred in
denying an Indian tribe's request to intervene. The mother of
the child was a member of the tribe, but had
been in the care of non-Indians since the age of
three, and wanted to place the child with a non-Indian
couple. While the IWCA does not expressly permit an Indian
tribe to intervene in a voluntary adoption proceeding, neither does
it preclude intervention. Code Civ. Proc., § 387,
subd. (a), allows persons who have an interest in matters
being litigated to intervene in an action or proceeding, and
the interests of the tribe were sufficiently important and different
from those of the minor, who was separately represented, to
support allowing it to join the proceeding.
[Race as factor in adoption proceedings, note, 34 A.L.R.4th
167. See also Cal.Jur.3d,
Family Law, § 97
et seq.; 10 Witkin,
Summary of Cal. Law (9th ed. 1989) Parent & Child,
§ 348.]
(2)
Parties § 10--Intervention--Purpose
of Statute Allowing Intervention.
Code Civ. Proc. § 387,
subd. (a), allows persons who have an interest in matters
being litigated to intervene in an action or proceeding. The
statute's purposes are to protect the interests of persons affected
by a judgment, obviate delay, and avoid multiplicity of actions.
(3)
Adoption § 7--Proceedings--Parties--Interveners.
Strictly speaking, adoptions are special proceedings and not subject to
statutes governing civil actions generally. However, parties with a sufficient
interest may be permitted to intervene in an adoption proceeding.
(4a,
4b)
Adoption § 23--Order
and Subsequent Proceedings--Preference for Placement With Indian Tribe Under Indian
Child Welfare Act.
In an adoption proceeding involving a child who was one-half
Indian and whose parents preferred placement with a non-Indian couple,
the trial court was not mandated to apply placement preferences
under the Indian Child Welfare Act (25 U.S.C. § 1901
et seq.), in favor of the Indian tribe into which
the mother was born. Under 25 U.S.C. § 1911(b),
a preference is granted to tribal courts in foster care
and *1613
parental termination matters where an Indian child resides or is
domiciled off the reservation absent objection by either parent. However,
this was a voluntary adoption of a child who had
never been on the reservation, and thus the tribe's interest
was not as great. In such case, the parents' placement
preference must also be considered where appropriate. Since both parents
objected to placement with the tribe, the court need only
consider the tribe's placement preference and must balance it against
the
parents' preference.
(5)
Adoption § 3--Construction
of Federal Statute Giving Preference for Placement With Indian Tribe--Constitutional
Implications on Mother's Right to Choose Placement of Child.
The application of the placement preference for an Indian tribe
under the Indian Child Welfare Act (25 U.S.C. § 1901
et seq.) (ICWA), does not violate the constitutional rights of
a mother to choose who will adopt her child. In
a voluntary adoption, the mother may choose to retain the
minor until she signs a formal consent (Civ. Code, § 226a).
However, if she chooses to proceed with the adoption, her
choice of adopting parents is not entirely unfettered (Civ. Code,
§ 226.2).
By enacting the ICWA, Congress has placed further conditions on
the choice of prospective parents when placing an Indian child
for adoption.
COUNSEL
Jack F. Trope, Bertram E. Hirsch and Allogan Slagle for
Movant and Appellant.
Van Deusen, Youmans & Walmsley and Christian R. Van Deusen
for Plaintiff and Respondent.
Sylvia Paoli, under appointment by the Court of Appeal, for
Minor.
MOORE,
J.
Joan A. filed a petition in the superior court seeking
a determination of whether the Indian Child Welfare Act (25
U.S.C. § 1901
et seq.; hereinafter ICWA or the Act) [FN1] applied to
a prospective independent adoption of Baby Girl A. (minor), her
natural child, and asking the court to *1614
accept her consent to the proposed adoption. The Native Village
of Akhiok, sought to intervene in the proceeding. Ultimately, the
lower court denied its request. The village appeals from that
order.
FN1
All statutory references are to title 25 of the United
States Code unless otherwise specified.
The parties seek resolution of two issues: (1) Whether appellant
is entitled to intervene in what is described as a
prospective adoption action under either the ICWA or state law;
and (2) whether the ICWA's placement preferences would apply to
that proceeding. On our own motion, we raised the question
of whether a justiciable controversy exists giving California courts jurisdiction
to reach the substantive issues. We conclude the matter is
justiciable and, on the merits, hold the lower court erred
by denying appellant the right to intervene, but that the
ICWA's placement preferences must be considered in light of the
entire language of the Act and the Department of Interior's
interpretation of it.
Facts
Appellant is a federally recognized Indian tribe. Respondent Joan A.
was born to a couple who were members of the
tribe in 1971. When respondent was three years old, she
and her older sister were removed from the custody of
their natural parents because of abuse and subsequently adopted by
a non- Indian couple.
In late 1988, respondent became pregnant by John S., who
is not an Indian. Respondent chose to place her unborn
child for adoption with a non-Indian couple in New York.
In April 1989, respondent went to live in New York.
The minor was born June 10.
An attorney retained by the New York couple to handle
the adoption informed appellant of the minor's birth. Appellant intervened
and sought to take her. Respondent objected and returned to
California with the child.
On June 13, the minor's great uncle, a member of
appellant's village, applied to the tribal council to have the
child accepted as a member of the tribe. The council
considered the application July 1, and granted it by a
unanimous vote. On July 27, respondent sent a letter to
appellant resigning as a member of the tribe and giving
up all rights stemming from her biological heritage.
In California, respondent obtained court-appointed counsel to assist her in
completing
the proposed adoption by the New York couple. The lower
court ordered an adoption case number be issued for the
matter and also appointed a separate attorney to represent the
minor. On July 31, respondent filed the petition to determine
the applicability of the ICWA and to accept her consent
*1615
to an adoption of minor by the New York couple.
John S. signed a declaration joining in this request. Appellant
responded to the petition by making a motion to intervene
in the proceeding.
The New York couple apparently decided not to proceed with
the proposed adoption of the minor. On September 21, respondent
dismissed the California proceeding. She then took the child to
Canada and relinquished her to a couple in British Columbia.
On October 2, the couple filed a notice initiating a
private adoption with the British Columbia Superintendent of Child and
Family Service.
Appellant learned of respondent's new effort and informed Canadian authorities
it claimed rights in relation to the minor and wanted
to protect the minor's rights as an Indian child and
member of the tribe. The Canadian couple with whom respondent
placed the minor, obtained a court order granting them interim
custody and guardianship of the child. The Superintendent of Child
and Family Service petitioned the British Columbia Supreme Court [FN2]
for directions. Appellant filed a counterpetition, and an Akhiok couple
applied for custody of the
minor.
FN2
The parties inform us the British Columbia Supreme Court is
a trial court equivalent to the superior court in California.
Meanwhile, appellant also filed a cross-petition in the California proceeding
seeking court orders: (1) Requiring respondent to divulge the minor's
whereabouts, and revoking any consent to placement of the minor
that did not comply with the ICWA; (2) issuing an
order to show cause for respondent's arrest; and (3) making
the minor a ward of the court. Appellant argued, inter
alia, the ICWA gave it authority to direct the minor's
placement. Both respondent and the minor's court-appointed attorney responded to
this petition.
On January 5, 1990, the British Columbia Supreme Court issued
a decision concluding Canada lacked jurisdiction over the minor, she
had been wrongfully removed from California, and this state was
the proper forum for determining the minor's adoptive placement. The
Canadian couple seeking to adopt the minor appealed the decision.
Apparently, that appeal is still pending.
A hearing in the California proceeding was held January 19.
The court vacated the dismissal of the original petition, nunc
pro tunc, as of September 21, 1989, allowed appellant to
intervene in the action, and found the ICWA applied to
this case. It directed temporary custody of the minor remain
with the couple in British Columbia pending further hearing on
the applicability of the ICWA's placement preferences. *1616
Respondent timely filed a motion for reconsideration seeking to vacate
the trial court's order permitting appellant's intervention in the proceeding.
[FN3] She contended the ICWA did not permit an Indian
tribe to intervene in a voluntary adoption proceeding, and granting
intervention in this case would violate her constitutional rights as
a parent. Appellant opposed the motion, arguing it was entitled
to intervene under either the ICWA or Code of Civil
Procedure section 387.
FN3
The notice of motion also stated respondent was seeking reconsideration
of the court's finding minor was an Indian child. However,
respondent presented no argument or authority on this issue and
has not appealed the lower court's finding.
After a hearing, the lower court granted respondent's motion to
reconsider and then found appellant did not have the right
to intervene in this case. The trial judge agreed appellant
had enrolled the minor as a member of the tribe.
But he reasoned that by not requiring notice to Indian
tribes in voluntary proceedings,
Congress intended to preclude them from intervening in such cases
or requiring state courts hearing voluntary adoptions to follow the
Act's placement preferences.
Discussion
I.
Existence
of a Justiciable Controversy
[FN*]
FN*
See footnote, ante,
page 1611.
. . . . . . . . . .
.
II. Appellant's
Right to Intervene in the Action
(1a)
Appellant's primary argument is that it is entitled to intervene
in this case. In support of its claim, appellant cites
section 1911(c) and the United States Supreme Court's decision in
Mississippi
Choctaw Indian Band v. Holyfield
[1989] 490 U.S. 30 [104 L.Ed.2d 29, 109 S.Ct. 1597],
and contends the lower court erred by finding the absence
of a notice requirement in section 1913 supported an opposite
conclusion. Alternatively, appellant claims it is entitled to intervene under
state law.
Section 1911(c) of the ICWA states in part: "In any
State court proceeding for the foster
care placement
of, or termination
of parental rights
to, an Indian child, the ... Indian child's tribe shall
have a right to intervene at any
point in the proceeding." (Italics added.) Thus, the Act limits
a tribe's right to intervene to only foster care placements
and actions terminating parental rights. The present case is an
ancillary proceeding intended to assist in *1617
completing a voluntary adoptive placement. (§
1903(1)(iv).) Section 1911(c), does not give appellant an automatic right
to intervene in this case. [FN6]
FN6
The dissent argues this case involves an action to terminate
respondent's parental rights. (§
1903(1)(ii).) Consequently, he concludes appellant has standing to intervene under
the ICWA to challenge the validity of respondent's consent to
an adoption (§§
1911(c), 1914), but the Act's placement preferences (§
1915) do not apply. First, section 1903(1)(ii) applies only to
actions "resulting in the termination of the parent-child relationship." (Italics
added.) At the completion of these proceedings respondent will still
be the minor's mother. That relationship will not terminate until
a court grants the prospective adoptive parents' petition for adoption.
Second,
although criticizing our characterization of the case as one ancillary
to a voluntary adoption, the dissent concedes the present action
is only "the first step toward the termination of [respondent's]
parental rights"
and is intended "to facilitate an adoption." (See dis. opn.,
post,
p. 1622.) Finally, reliance on Matter
of Adoption of Baby Boy L.
(1982) 231 Kan. 199 [643 P.2d 168] is without merit
since, as the dissent notes, that case involved an involuntary
proceeding to terminate the father's parental rights. (See dis. opn.,
post,
p. 1624.)
Appellant's reliance on Mississippi
Choctaw Indian Band v. Holyfield, supra,
490 U.S. 30, is misplaced. There an unmarried Indian woman
living on the tribe's reservation left it temporarily to give
birth to twins. Then she and the children's natural father,
who was also an Indian and living on the reservation,
voluntarily consented to the twins adoption by a non-Indian couple.
The tribe's motion to vacate the adoption was denied. The
United States Supreme Court reversed, finding the natural mother was
domiciled on the reservation, and the childrens' domicile was the
same as hers until the adoption proceeding had been concluded.
Therefore, under section 1911, subdivision (a), the tribe had exclusive
jurisdiction over the matter. (Id.
at pp. 48-49 [104 L.Ed.2d. at pp. 46-47].)
A case similar to the present appeal is Matter
of J.R.S.
(Alaska 1984) 690 P.2d 10. There the state removed an
Indian child from his mother's custody for abuse. Prior to
the removal the mother was not living on an Indian
reservation.
Later, she voluntarily relinquished her parental rights. A couple petitioned
to adopt the minor. Several months later the mother's tribe
sought to intervene in both the parental rights termination action
and the adoption proceeding. The trial court permitted the tribe
to intervene in the termination action only.
First, the Alaska Supreme Court rejected a claim the ICWA
authorized the tribe's intervention in the adoption proceeding. The court
noted that the ICWA itself "does not give a tribe
the right to intervene in an adoption proceeding. ..." (690
P.2d at p. 15.) It then held: "The Act thus
distinguishes between 'adoptive placement' and 'termination of parental rights'; only
in the latter case does § 1911(c)
support intervention. In short, we think Congress recognized that terminations
and adoptions might be handled in separate actions. In Alaska,
for example, the two proceedings are fundamentally different. [Citations.] If
Congress believed that a tribe which had *1618
intervened in a termination proceeding would automatically be allowed to
participate in an adoption proceeding, the Act it passed does
not reflect this belief." (690 P.2d at pp. 15-16.)
But, the court agreed that "neither the Act nor its
legislative history establishes the contrary position the adoptive parents present:
that Congress implicitly forbade state courts to allow tribes to
intervene in adoptive proceedings.
..." (690 P.2d at p. 16.) Shifting its focus to
state law which is similar to Code of Civil Procedure
section 387, the court concluded intervention was necessary to preserve
the tribe's central role in child custody proceedings: "An Indian
tribe may petition a state court to set aside actions
which violate Indian parents' rights or improperly take jurisdiction from
a tribal court, but the [Act] does not provide for
the filing of such a petition if a state ignores
§ 1915's
adoptive preferences. [Citation.] Procedurally, the tribe must intervene if it
is to defend the Act's preference system. ..." (Id.
at p. 18.) The court also held none of the
other parties to the adoption proceeding adequately represented the tribe's
interests. (Id.
at pp. 18-19.)
The same is true here. While the ICWA does not
expressly grant appellant the right to intervene in a voluntary
adoption proceeding, neither does it preclude intervention. Respondent relies on
the maxim expressio
unius est exclusio alterius
("expression of one thing is the exclusion of another"). But
that rule will not be used to contradict or vary
a clear expression of legislative intent. (Williams
v. Los Angeles Metropolitan Transit Authority
(1968) 68 Cal.2d 599, 603 [68 Cal.Rptr. 297, 440 P.2d
497].) Congress made it very clear the ICWA is intended
to protect the rights of Indian tribes as well as
those of Indian children and families. (§§
1901(3), 1902.)
Contrary to respondent's claim, appellant did seek intervention under state
law in its opposition to the motion to reconsider. (2)
Code of Civil Procedure section 387, subdivision (a) states in
part: "Upon timely application, any person, who has an interest
in the matter in litigation, or in the success of
either of the parties, or an interest against both, may
intervene in the action or proceeding." The statute's purpose is
to protect the interests of persons affected by a judgment,
obviate delay and avoid multiplicity of actions. (People
v. Superior Court
(Good)
(1976) 17 Cal.3d 732, 736 [131 Cal.Rptr. 800, 552 P.2d
760]; Deutschmann
v. Sears, Roebuck & Co.
(1982) 132 Cal.App.3d 912, 915 [183 Cal.Rptr. 573].)
(3)
Strictly speaking, adoptions are special proceedings and not subject to
statutes governing civil actions generally. (Code Civ. Proc., §§ 23,
307 et seq.; Adoption
of Thevenin
(1961) 189 Cal.App.2d 245, 251 [11 Cal.Rptr. 219].) But parties
with a sufficient interest may be permitted to intervene in
*1619
an adoption proceeding. In Adoption
of Lenn E.
(1986) 182 Cal.App.3d 210 [227 Cal.Rptr. 63], the Court of
Appeal upheld a trial court's order granting maternal grandparents the
right to intervene in an adoption proceeding brought by the
child's paternal grandparents, and gave them standing to appeal the
adoption decree. (Id.
at pp. 217-220; see also Reeves
v. Bailey
(1975) 53 Cal.App.3d 1019, 1023 [126 Cal.Rptr. 51].) We conclude
the same rule should apply here as well.
(1b)
The lower court erred by denying appellant's intervention in this
case. While the ICWA does not expressly permit appellant to
intervene and an attorney was appointed to represent the minor,
the interests of the tribe under the Act are sufficiently
important to support allowing it to join this proceeding and
its interests are not coextensive with those of the minor.
[FN7]
FN7
In light of our foregoing discussion we need not consider
appellant's contention the motion for reconsideration failed to satisfy Code
of Civil Procedure section 1008, subdivision (a)'s requirement that it
be "based upon an alleged different state of facts."
III. Application
of the ICWA's Placement Preferences
(4a)
A determination of whether or not the lower court must
employ the Act's placement preferences is not necessary to a
resolution of the case. But the parties raised this issue
both here and in the lower court, and we note
the prospect of applying the statutory preferences was a factor
in the lower court's ruling. Because we are reversing that
decision and the placement issue will arise again, because of
the uncertainty existing in the law concerning it, and because
any further delay will prejudice the child, we shall give
the lower court
guidance on the matter. (Code Civ. Proc., § 43.)
(5)
Respondent argues application of the ICWA's placement preferences to this
case would violate her constitutional right to choose who will
adopt her child, and California law affords greater protection to
her than the ICWA. These arguments are without merit.
As noted, this case involves a voluntary adoption. Until respondent
signs a formal consent to the adoption, she may choose
to retain the minor. (Civ. Code, § 226a.)
But if she chooses to proceed with it, her choice
of the adopting parents is not entirely unfettered. (See Civ.
Code, § 226.2.)
By enacting the ICWA, Congress has placed further conditions on
the choice of prospective parents when placing an Indian child
for adoption.
(4b)
Neither is respondent's reliance on section 1921 persuasive. That section
permits a court to apply a state or other federal
law to a child custody proceeding involving an Indian child
if it "provides a higher standard of protection to the
rights of the parent or Indian custodian of an Indian
child" *1620
than the ICWA. Section 1921 refers to state laws or
federal statutes that protect the "rights guaranteed by the Act."
(See Guidelines for State Courts, Indian Child Custody Proceedings, 44
Fed.Reg. 67584 (Nov. 26, 1979), hereinafter guidelines.) Respondent is seeking
to protect rights that are separate and apart from those
contained in the ICWA.
Nonetheless, the lower court is not required to comply with
the ICWA's statutory placement preferences. Section 1915(a) provides in part:
"In any adoptive placement of an Indian child under State
law, a preference shall be given, in
the absence of good cause to the contrary,
to a placement with [¶]
(1) a member of the child's extended family; [¶]
(2) other members of the Indian child's tribe; or [¶]
(3) other Indian families." (Italics added.) Section 1915(c) gives the
tribe the authority to alter the order of preference but
it also provides that, "[w]here appropriate, the preference of the
Indian child or parent shall be considered ...."
The Act does not define what is meant by "in
the absence of good cause to the contrary." However, that
phrase is explained in the Department of Interior's guidelines. Section
F.3(a) thereof states: "For purposes of foster care, preadoptive or
adoptive placement, a determination of good cause not to follow
the order of preference ... shall be based on one
or more of the following considerations: [¶]
(i) The request of the biological parents ...." (Guidelines, 44
Fed.Reg. at p. 67594.) Although the guidelines do not have
binding legislative effect, they "are a useful aid in interpreting
[the Act's] provisions. ..." (In
re Robert T.
(1988) 200 Cal.App.3d 657, 663 [246 Cal.Rptr. 168] [guidelines used
to interpret similar language found in § 1911(b)].)
Here, both respondent and the minor's natural father have made
it clear, by their words and actions, that they do
not want the child placed with an Indian family. In
addition, we note the minor is only part Indian. She
has never lived in appellant's village nor in a tribal
environment. If the natural parents choose not to place the
child for adoption, she will not be raised in an
Indian culture.
Citing Mississippi
Choctaw Indian Band v. Holyfield, supra,
490 U.S. 30 and Matter
of Adoption of Halloway
(Utah 1986) 732 P.2d 962, appellant argues its right to
assert a placement preference is equivalent to respondent's. Both of
these cases involved an interpretation of section 1911(a), which grants
Indian tribes exclusive jurisdiction over child custody proceedings concerning Indian
children residing or domiciled on the reservation. In Halloway,
the Utah Supreme Court noted the tribe's interest in its
children "is distinct from but on a parity with the
interest of the parents." (Id.
at p. 969.) The United States Supreme Court's opinion in
Holyfield
quoted this *1621
language with approval. (490 U.S. at p. 53 [104 L.Ed.2d
at p. 49.]) In context, the statement refers to the
tribe's interest in dealing "with children of domiciliaries of the
reservation ...." (Matter
of Adoption of Halloway, supra,
732 P.2d at p. 969.)
The tribe's interest in actions involving Indian children living off
the reservation
is not as great. A review of the ICWA's provisions
supports this difference in the interests and rights between an
Indian child's parents and his or her tribe. For example
section 1911(b) grants a preference to tribal courts in foster
care and parental termination matters where an Indian child resides
or is domiciled off the reservation "absent
objection by either parent."
(Italics added.) Also, section 1913(a) permits an Indian parent or
custodian to voluntarily consent to a foster care placement or
termination of parental rights without first notifying the tribe. Finally,
under section 1915(c), the Indian parent's placement preference must be
considered "[w]here appropriate."
Furthermore, this interpretation of the ICWA does not entirely preclude
an Indian child adopted by non-Indians from discovering and reestablishing
his or her roots later on in life. Section 1917
permits an adopted Indian to receive information on his or
her "tribal affiliation ... and ... such other information as
may be necessary to protect any rights flowing from the
individual's tribal relationship" upon reaching the age of 18.
Therefore, upon remand the lower court should review the Act's
placement preferences in light of the foregoing discussion and the
evidence produced by the parties.
Disposition
The order denying appellant's motion to intervene in this proceeding
is reversed, and the matter remanded to the superior court
with directions to grant the motion and to conduct further
proceedings consistent with this opinion. In the event the Canadian
adoption proceeding is revived, Canadian authorities can, pursuant to principles
of comity, decide whether to give effect to the lower
court's findings concerning placement under the ICWA. The parties shall
bear their own costs on appeal.
Sonenshine, Acting P. J., concurred.
CROSBY,
J.,
Dissenting.
The majority's reasoning is unsound in several respects, and the
relief afforded by the lead opinion is unclear and unnecessary.
As explained below, we can-and should-simply end the matter now
*1622
by affirming the order of the superior court, even though
it, too, was grounded on an incorrect reading of the
law.
Preliminarily, I note the trial court found this proceeding to
determine the voluntariness of the mother's relinquishment of her American
Indian child for adoption to be governed by the Indian
Child Welfare Act (25 U.S.C. § 1901
et seq.)
(ICWA). (Compare, Matter
of Adoption of Baby Boy L.
(1982) 231 Kan. 199 [643 P.2d 168].) No one has
made a serious argument to the contrary here (except the
majority); this is hardly surprising, given that the very purpose
of the mother's petition was to comply with the ICWA.
Yet my colleagues conclude the Native Village of Akhiok has
no right under the ICWA to intervene. They explain the
Orange County Superior Court action is not one to terminate
parental rights, but is "an ancillary proceeding intended to assist
in completing a voluntary adoptive placement." This is simply incorrect.
Section 1903(1)(ii) of the ICWA defines " 'termination of parental
rights' " as "any action resulting in the termination of
the parent-child relationship." A birth mother's voluntary consent to the
adoption of her child is nothing if not the first
step toward the termination of her parental rights. Also, it
is somewhat disingenuous to say the current proceedings are merely
"ancillary" to an adoption proceeding. Although no adoption is pending
here, the whole point of the inquiry below was to
facilitate an adoption via a voluntary relinquishment in compliance with
the ICWA. While it was plainly required by the ICWA,
it had exactly no purpose under California law. (See maj.
opn., ante,
p. 1617, fn. 6.)
Section 1911(c) of 25 United States Code provides, "... the
Indian child's tribe shall have a right to intervene at
any point in the proceeding" for termination
of parental rights. Thus, the tribe has a federal right
of intervention; resort to Code of Civil Procedure section 387,
subdivision (a) is unnecessary. [FN1]
FN1
Having said that, I hasten to add that any victory
for the tribe under section 1911(c) is somewhat Pyrrhic. An
Indian tribe can exercise its right of intervention only if
it has notice of a pending action. The act does
not require notice of a birth parent's intention to voluntarily
consent to an adoptive placement (25 U.S.C. § 1913);
but the tribe may intervene nonetheless, although its role is
severely limited in scope (25 U.S.C. § 1914).
More of that anon.
Section 1913 [FN2] of 25 United States Code sets forth
the requirements for a birth mother's consent to termination of
her parental rights and an adoptive placement. Subdivision (a) describes
the procedures: "... [S]uch consent shall not be valid unless
executed in writing and recorded before a judge of a
court of competent jurisdiction and accompanied by the presiding judge's
*1623
certificate that the terms and consequences of the consent were
fully explained in detail and were fully understood by the
parent .... The court shall also certify that [] the
parent ... fully understood the explanation in English
or that it was interpreted into a language that the
parent ... understood. Any consent given prior to, or within
ten days after, birth of the Indian child shall not
be valid." This subdivision is obviously designed to ensure that
nontribal adoption agencies and placement counselors do not coerce or
defraud Indian parents into surrendering their children for adoption by
non-Indian families.
FN2
That section is titled, "Parental rights, voluntary termination."
In the event a valid consent is given, federal law
provides additional safeguards: Section 1913(c) states, "In any voluntary proceeding
for termination of parental rights to, or adoptive placement of,
an Indian child, the consent of the parent may be
withdrawn for any reason at any time prior to the
entry of a final decree of termination or adoption, as
the case may be, and the child shall be returned
to the parent." Within two years "[a]fter the entry of
a final decree of adoption of an Indian child in
any State court, the parent may withdraw consent thereto upon
the grounds that consent was obtained through fraud or duress
and may petition the court to vacate such decree. ..."
[FN3] (25 U.S.C. § 1913(d).)
FN3
Clearly, federal law is at pains to protect the rights
of Indians in these matters. The contrast between the federal
statute and state law is striking. Under California's adoption scheme,
the court does not become involved until it is time
to enter a decree of adoption or until a birth
mother wishes to withdraw her consent. A birth mother residing
in this state signs a consent for adoption " 'in
the presence of a representative of the Department of Social
Services,' " not a judge. (In
re Baby Boy M.
(1990) 221 Cal.App.3d 475, 478 [272 Cal.Rptr. 27].) Once consent
is given, the birth mother no longer has the absolute
right to reverse her decision. Her consent may be withdrawn
only with the approval of the court upon a finding
that it is in "the best interests of the child."
(Civ. Code, § 226a;
eff. July 1, 1991; see Civ. Code, § 224.64.)
No state statute permits withdrawal of consent postadoption.
As the birth mother's consent to the adoption of her
Indian child is governed by federal law, so is the
tribe's role in the proceedings. (25 U.S.C. § 1911(c).)
Section 1914 of 25 United States Code (alluded to in
fn. 6) severely limits its prerogatives in the case of
Indians not domiciled on a reservation: "[When an] Indian child
[] is the subject of any action for ... termination
of parental rights under State law, ... the Indian child's
tribe may
petition any court of competent jurisdiction to invalidate
such action upon a showing that such action violated any
provision of sections 1911, 1912, and 1913 of this title."
(Italics added.) Only 25 United States Code section 1913, concerning
a parent's voluntary placement of an Indian child for adoption,
is applicable here. [FN4] *1624
FN4
Section 1911(a) pertains to child custody proceedings "involving an Indian
child who resides or is domiciled within the reservation of
such tribe ...." For an Indian child not residing on
a reservation, section 1911(b) provides for transfer of a state
court proceeding to the tribe's jurisdiction unless
a parent objects or there is "good cause to the
contrary." Joan A.'s objection has been strenuous and consistent; accordingly,
that subdivision is not in issue.
All
public records, acts, and judicial proceedings of Indian tribes are
to be accorded full faith and credit. (§
1911(d).) No one has challenged the validity of the tribe's
acceptance of Baby Girl A. as a member, so that
subdivision is not a concern. Neither is 25 United States
Code section 1912, which pertains to involuntary proceedings for termination
of parental rights or placement of Indian children in foster
care.
Thus, while the ICWA gives the tribe the right to
intervene, that can only be for the purpose of challenging
the validity of Joan A.'s consent to the adoption on
the statutory grounds, i.e., that her rights as a parent
were not fully explained or understood by her or that
her consent was obtained either before or within 10 days
after the birth of the child. [FN5] (§
1913(a).) The tribe cannot raise any other challenge to the
birth mother's consent or claim jurisdiction in the tribal courts
over her objection. The majority opinion errs in failing to
recognize the futility of the tribe's intervention under the present
facts.
FN5
This probably explains why Congress did not require notice to
the tribe in proceedings such as this. (25 U.S.C. § 1913.)
Court approval of a nonreservation mother's consent to terminate her
rights was probably viewed as an adequate safeguard in most
cases. Still, out of an abundance of caution, tribes were
given the right to assert a parent's rights when a
state court has not obtained a valid consent under the
ICWA.
I also disagree with the majority's statement that "the placement
issue will arise again." That should not happen in California.
First, the ICWA's placement preferences apply only in the case
of an "adoptive placement of an Indian child under
State law." (§
1915.) As already discussed, no adoption petition is pending here.
Nor is one likely. The child has resided for most
of her life with prospective adoptive parents in Canada. They
cannot adopt her in this state. And the Orange County
Superior Court certainly lacks jurisdiction to compel a court of
a sovereign foreign nation to follow a United States statute,
although, commendably, the Canadian courts have deferred while issues are
pending in this jurisdiction.
Second, the birth mother has insisted that if the court
does not approve her consent to the baby's adoption by
the Canadian family, she will raise the child herself. This
was precisely the situation faced by the Supreme Court of
Kansas in Matter
of Adoption of Baby Boy L, supra,
643 P.2d 168. The child's birth parents were not married.
His mother was a non-Indian, and his father was a
member of the Kiowa Tribe. A petition to involuntarily terminate
the father's parental rights was filed, and the tribe was
given notice per 25 United States Code section 1912. In
the meantime, the birth mother consented to the child's adoption
by a non-Indian couple.
The trial court determined the tribe had no right to
intervene and terminated the father's parental rights. Although the Kansas
Supreme Court found *1625
the Act did not apply at all (on the dubious
basis of the child's illegitimacy), it went to considerable lengths
to explain, "for the sake of argument,
if we were to hold that the ICWA applied to
these proceedings then we still fail to see where any
reversible error could exist." (Matter
of Adoption of Baby Boy L., supra,
643 P.2d at p. 176.) The court observed, "The mother
of Baby Boy L. gave a consent to the [prospective
adoptive parents]. The consent was limited to [them] and was
for their benefit only. She has made it clear that
if this adoption was denied for any reason, or if
an attempt was made to place the child for adoption
under the terms of the Act, she would revoke her
consent and again take custody of her child, and never
consent to his placement with his father or with the
father's extended Indian family, the Kiowa Tribe, the grandparents or
anyone else." (Id.
at p. 177.)
The court then stated, "Any attempt to effect the preferential
placement contemplated by the Act would necessarily result in the
removal of the baby from the custody of [the prospective
adoptive parents] and thereupon there being no consent by the
mother to any such action, the child would be returned
to her. We do not believe that the Congress intended
such ridiculous results nor do we believe that the Kiowa
Tribe could in good faith recommend such a procedure. ...
It is elementary that the law, including the ICWA, and
the courts do not require citizens and litigants to perform
useless acts and be subjected to useless court proceedings where
there is no possibility of any positive result for anyone."
(643 P.2d at p. 177.) I think the Kansas court
was
correct on that point. When a nonreservation parent voluntarily and
validly consents to relinquish an Indian child and refuses to
consent to a tribal placement, nothing in the ICWA gives
the tribe the right to attack, much less veto, the
parent's decision.
My analysis does no violence to the public policy behind
the ICWA. Baby Girl A. has never lived on a
reservation and is not part of an "Indian famil[y] []
broken up by [an unwarranted] removal ... by nontribal public
and private agencies." (25 U.S.C. § 1901(4).)
She is the child of unwed parents, one of whom
happens to be of Indian heritage. The Indian birth mother
was removed from the tribal village and adopted by non-Indian
parents years before enactment of the ICWA. Whether her
adoption fell into the category of abuses which led to
enactment of the ICWA is not pertinent now.
The Native Village of Akhiok has no authority to question
the placement of Baby Girl A. under federal law, given
the circumstances of this case. The tribe should not be
permitted to further delay the child's adoption by additional litigation.
Joan A. was properly advised by the trial court and
voluntarily elected to relinquish her daughter more than 10 days
after her birth. That should be the end of the
matter. What is to be accomplished by *1626
the majority's remand is a mystery to me and will
undoubtedly leave the parties and the trial court wondering just
what they are supposed to do now. I would affirm.
Respondent's petition for review by the Supreme Court was denied
October 3, 1991. Mosk, J., was of the opinion that
the petition should be granted. *1627
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