(Cite
as: 54 Cal.App.4th 1387)
In
re BRANDON M., a Person Coming Under the Juvenile Court
Law. SONOMA COUNTY
HUMAN
SERVICES DEPARTMENT et al., Plaintiffs and Respondents,
v.
EVITA
H., Defendant and Appellant.
No.
A074137.
Court
of Appeal, First District, Division 2, California.
May
13, 1997.
SUMMARY
The juvenile court entered an order granting a mother's former
husband de facto parent status as to the 15-year-old minor
son of the mother and another man. The minor was
one of the three juvenile subjects of the dependency proceedings,
all of whom were members of a registered Indian tribe.
(Superior Court of Sonoma County, No. 21946-J, Arnold D. Rosenfield,
Judge.)
The Court of Appeal affirmed. The court held that the
order did not conflict with any provision of the Indian
Child Welfare Act (ICWA) (25 U.S.C. §§ 1901-1923).
The de facto parent doctrine is substantially consistent with the
spirit of the provisions of the ICWA concerning those to
whom preference for custody should be given (25 U.S.C. § 1915(b)),
and it is not at all in conflict
with the letter of the ICWA. Further, the former husband
was not a tribal member, but had once been the
minor's stepparent, none of the parties lived on a reservation,
the other two juveniles were his natural sons and did
not want to be separated from the minor, and the
tribe filed two pleadings specifically endorsing the motion that the
former husband be declared the de facto parent. (Opinion by
Haerle, J., with Kline, P. J., and Ruvolo, J., concurring.)
HEADNOTES
Classified
to California Digest of Official Reports
(1)
Constitutional Law § 34--Distribution
of Governmental Powers--Between Federal and State Governments--Federal Preemption.
Whether federal law preempts state law is fundamentally a question
of congressional intent. When addressing a preemption question, courts start
with the assumption that the historic police powers of the
states are not to be superseded by federal law unless
that is the clear and *1388
manifest purpose of Congress. Therefore, courts should proceed on the
conviction that the proper approach is to reconcile the operation
of both statutory schemes with one another rather than holding
one completely ousted. Preemption may arise in three ways. First,
Congress can define explicitly the extent to which its
enactments preempt state law. Second, in the absence of explicit
statutory language, state law is preempted where it regulates conduct
in a field that Congress intended the federal government to
occupy exclusively. Finally, state law is preempted to the extent
that it actually conflicts with federal law.
(2)
Delinquent, Dependent, and Neglected Children § 14--De
Facto Parents-- Doctrine.
California's doctrine of de facto parent status is a judicially
created doctrine, but one which is now spelled out in
Cal. Rules of Court, rule 1401(a)(4). The de facto parenthood
doctrine simply recognizes that persons who have provided a child
with daily parental concern, affection, and care over substantial time
may develop legitimate interests and perspectives, and may also present
a custodial alternative, which should not be ignored in a
juvenile dependency proceeding. The standing accorded de facto parents has
no basis independent of these concerns. Moreover, the key to
the privileged status of de facto parenthood is adherence to
the role of parent, both physical and psychological.
(3a,
3b)
Delinquent, Dependent, and Neglected Children § 14--De
Facto Parent Doctrine--Conflict With Indian Child Welfare Act:Indians § 1--Indian
Child Welfare Act.
An order of the juvenile court granting a mother's former
husband de facto parent status as to the 15-year-old minor
son of the mother and another man, the
minor being one of the three juvenile subjects of the
dependency proceedings, all of whom were members of a registered
Indian tribe, did not conflict with any provision of the
Indian Child Welfare Act (ICWA) (25 U.S.C. §§ 1901-1923).
The de facto parent doctrine is substantially consistent with the
spirit of the provisions of the ICWA concerning those to
whom preference for custody should be given (25 U.S.C. § 1915(b)),
and it is not at all in conflict with the
letter of the ICWA. Further, the former husband was not
a tribal member, but had once been the minor's stepparent,
none of the parties lived on a reservation, the other
two juveniles were his natural sons and did not want
to be separated from the minor, and the tribe filed
two pleadings specifically endorsing the motion that the former husband
be declared the de facto parent.
[See 10 Witkin, Summary of Cal. Law (9th ed. 1989)
Parent and Child, § 348.]
*1389
(4)
Indians § 1--Federal
and Tribal Law--Preemption.
State jurisdiction over Indians matters is preempted by the operation
of federal law if it interferes or is incompatible with
federal and Indian tribal interests reflected in federal law, unless
the state interests at stake are sufficient to justify the
assertion of state authority. However, the state's interests will be
particularly substantial if the state can point to off-reservation effects.
The principles of tribal self-government, grounded in notions
of inherent sovereignty and in congressional policies, seek an accommodation
between the interests of the tribes and the federal government
on the one hand, and those of the states, on
the other. Nonreservation Indians are generally subject to nondiscriminatory and
generally applicable state laws absent express federal law to the
contrary. Even on Indian reservations, state laws generally may be
applied insofar as they do not interfere with reservation self-government
or essential internal tribal affairs or impair a right reserved
by federal law. Jurisdiction over matters of family relations is
traditionally reserved to the states. Thus, where it is contended
that a federal law must override state law on a
matter relating to family relations, it must be shown that
application of the state law in question would do major
damage to clear and substantial federal interests.
COUNSEL
Alan Siraco for Defendant and Appellant.
James P. Botz, County Counsel, and Tara Harvey, Deputy County
Counsel, for Plaintiffs and Respondents.
HAERLE,
J.
I.
Introduction
This is an appeal from a March 29, 1996, order
of the juvenile court granting Roger
H. of Arkansas de facto parent status as to the
fifteen-year-old minor who was one of the three juvenile subjects
of the proceeding below. It is also a purported appeal
from a portion of an April 8, 1996, order of
the same court permitting the minor to go to Arkansas
"for a ninety-day trial home visit" with Roger H. We
affirm the former order and dismiss the purported appeal from
the latter. *1390
II.
Factual and Procedural Background
In early 1995 appellant Evita H. (sometimes hereafter the mother)
and her three children were living in Lake County. On
April 18 of that year, the three minors were taken
into protective custody by the Clear Lake Police Department. Three
days later, petitions were filed on behalf of each child
under Welfare and Institutions Code section 300, subdivision (b). The
petitions alleged that the children had suffered or would suffer
serious physical harm as a result of the failure of
appellant to provide adequate food, clothing, shelter or medical care
and by her inability to provide regular care due to,
among other things, substance abuse.
The petitions included specific allegations to the effect that the
mother's home was without adequate food, heat or water, as
well as the fact that drugs and drug paraphernalia were
found in the home, including in the children's rooms. The
petitions further alleged that the mother was taking a variety
of prescription
drugs that affected her ability to care for her children.
In May 1995 a jurisdictional hearing was held in Lake
County Superior Court; that court sustained the allegations of the
petition. The following month the case was transferred to Sonoma
County, where the mother was then residing.
Brandon, the child that is the subject of this appeal,
was 13 years old at the time of the jurisdictional
hearing and is now 15. His biological father, James M.,
has never been involved with his son and his whereabouts
are totally unknown. When Brandon was five months old, the
mother met Roger H. and shortly thereafter they began living
together in Washington State. Two half brothers, Marcus and Joshua,
the other two children who were subjects of the original
petitions, were born to the couple in 1982 and 1983
respectively. Their parents were married in 1983.
Between 1983 and 1989, the family moved from Washington State
to Missouri and then to Texas. The mother and Roger
H. separated in May 1989; their marriage was subsequently dissolved
and Roger H. moved to Arkansas where he presently resides
with his current wife and stepchildren. After the separation, the
mother had primary custody of the children, with Roger H.
retaining visitation rights with all three children until the mother
moved with them to California in late 1989.
The evidence is conflicting regarding Roger H.'s knowledge concerning and
contact
with the children during the first few years of their
residency in California. There is, however, no dispute that contact
between all three of *1391
the boys and Roger H. was renewed in 1992. Indeed,
according to Roger H., Brandon called him to ask for
assistance in paying outstanding bills for the family. Once contact
was reestablished, all three of the boys spent time with
Roger H. in Arkansas every year; in 1994, Brandon stayed
there for several months. In early 1995, Brandon called Roger
H. to ask for money to pay outstanding water bills.
Subsequent investigations (initiated in part at least by a call
made by Roger H. to Lake County Child Protective Services)
led to the filing of the original petitions on behalf
of all three children.
Brandon and his two half brothers are all recognized members
of the Stewart's Point Rancheria Tribe of Pomo Indians (the
Tribe).
The contested disposition hearing was scheduled for September 1995 in
Sonoma County. Roger H. and the mother both asked that
the children be placed with them. Additionally, an interstate contract
for the placement of children was initiated with Arkansas and
a home study of Roger H. was requested.
At a settlement conference on August 28, 1995, prior to
the disposition hearing, the parties were able to come to
an agreement, which included a stipulation that (a) Roger H.
would have two supervised visits with the three boys before
returning to Arkansas, (b) the minors would be placed in
an approved
Indian foster home, (c) the mother would have supervised visitation
with the minors, and (d) reunification services would be offered
to both the mother and Roger H.
A six-month review hearing was set for March 1, 1996.
[FN1] In the six-month report prepared for the court, the
social worker extensively discussed the boys' current situation and each
parent's progress (or lack thereof) in completing their respective service
plans; it also made recommendations to the court. The social
worker addressed in detail the mother's continued denial of prior
drug use and her failures with respect to her service
plan. The social worker also made, rather emphatically, the point
that the three boys "should not be separated, as Ms.
[H.] well knows. Their emotional survival depends upon their remaining
intact as a team. As one goes, so goes the
rest. Brandon's younger brothers would not countenance being separated from
their brother for any reason, nor should they."
FN1
All subsequent dates are in 1996.
In advance of the six-month hearing, Roger H. filed a
request that he be declared the de facto parent of
Brandon. A hearing on this request was also set for
March 1. On that date, all parties were in court.
Additionally, the Tribe, which
had been involved with the dependency process, filed a notice
*1392
of appearance of its attorney of record, California Indian Legal
Services, Inc. Its attorney appeared at the March 1 hearing,
accompanied by the chairperson of the Tribe.
At that hearing, the mother objected to the department's recommendations
that her reunification services be terminated and that the children
be placed with Roger H. She also opposed Roger H.'s
request to be declared Brandon's de facto father. As a
result, the matter was placed on the court's master calendar
for March 29 for the scheduling of a contested review
hearing. The court directed that any party wishing to respond
to Roger H.'s motion regarding de facto parent status do
so within 10 days. The mother filed her opposition to
Roger H.'s motion on March 11. Two days later, the
Tribe filed a pleading regarding the same motion, effectively stating
that de facto status should be granted to Roger H.
Simultaneously, it filed a "Statement in Support of Transfer of
Minors to Custody of Roger H[.]" reiterating that position.
On March 29, Judge Arnold Rosenfield filed a written order
granting Roger H.'s motion to be declared Brandon's de facto
parent. On the same day, the case was assigned for
the contested hearing to Judge Raymond Giordano, with that hearing
scheduled to commence on April 1.
All parties were present in court on that day. After
opening statements by each
of the attorneys present, and a recess to permit the
court to study the six-month report and the Arkansas "home
study" that had been completed on Roger H., counsel requested
a conference with the judge. After that conference, a settlement
agreed to by all parties was put on the record.
The gist of the settlement was that all three boys
would commence a ninety-day trial visit with Roger H. in
Arkansas, after which they would be returned to California for
a visit with appellant, reunification services to appellant would be
continued, and the matter would be reviewed again by the
court in July. A formal order to this effect was
signed by Judge Giordano on April 4 and filed four
days later.
On April 26, the mother filed a timely appeal from
the court's written order granting Roger H.'s motion to be
declared Brandon's de facto parent.
III.
Discussion
A.
The
Mother's Appeal From the Court's Order Granting Roger H. "De
Facto
Parent"
Status
The mother's appeal from the court's March 29 order granting
de facto parent status to Roger H. is based entirely
on a single premise: California's *1393
de facto parent doctrine is preempted by the federal Indian
Child Welfare Act (25 U.S.C. §§ 1901-1923)
(ICWA). Addressing this contention requires some brief review of (a)
the doctrine of preemption, (b) California's de facto parent doctrine,
and (c) the purpose and thrust of the ICWA.
The preemption doctrine derives from the supremacy clause of the
United States Constitution which declares that the "Laws of the
United States ... shall be the supreme Law of the
Land; and the Judges in every State shall be bound
thereby, any Thing in the Constitution or Laws of any
State to the Contrary notwithstanding." (U.S. Const., art. VI, cl.
2.)
" (1)
Whether federal law preempts state law 'fundamentally is a question
of congressional intent ....' [Citations.]" (Smiley
v. Citibank
(1995) 11 Cal.4th 138, 147 [44 Cal.Rptr.2d 441, 900 P.2d
690], affd. ___ U.S. ___ [116 S.Ct. 1730, 135 L.Ed.2d
25].) When addressing a preemption question, we start " 'with
the assumption that the historic police powers of the States
[are] not to be superseded by ... Federal Act unless
that [is] the clear and manifest purpose of Congress.' "
(Cipollone
v. Liggett Group, Inc.
(1992) 505 U.S. 504, 516 [112 S.Ct. 2608, 2617, 120
L.Ed.2d 407]; see also Smiley
v.
Citibank,
supra,
11 Cal.4th at p. 148.) "Therefore, courts should proceed on
'the conviction that the proper approach is to reconcile the
operation of both statutory schemes with one another rather than
holding one completely ousted.' " (Storer
Cable Com. v. City of Montgomery, Alabama
(M.D.Ala. 1992) 806 F.Supp. 1518, 1531, quoting Merrill
Lynch, Pierce Fenner & Smith v. Ware
(1973) 414 U.S. 117, 127 [94 S.Ct. 383, 389-390, 38
L.Ed.2d 348].)
Preemption may arise in three ways. " 'First, Congress can
define explicitly the extent to which its enactments pre-empt state
law.' [Citations.] 'Second, in the absence of explicit statutory language,
state law is pre-empted where it regulates conduct in a
field that Congress intended the Federal Government to occupy exclusively.'
[Citations.] 'Finally, state law is pre-empted to the extent that
it actually conflicts with federal law.' [Citations.]" (Smiley
v. Citibank,
supra,
11 Cal.4th at p. 147.)
(2)
California's doctrine of de facto parent status is a judicially
created doctrine, but one which is now spelled out in
the California Rules of Court. Rule 1401(a)(4) provides: " 'De
facto parent' means a person who has been found by
the court to have assumed, on a day-to-day basis, the
role of parent, fulfilling both the child's physical and psychological
needs for care and affection, and who has assumed that
role for a substantial period." (Cal. Rules of Court, rule
1401(a)(4).)
Rule 1412(e) explains what this status means: "[De facto parents]
Upon a sufficient showing the court may recognize the child's
present or previous *1394
custodians as de facto parents and grant standing to participate
as parties in disposition hearings and any hearing thereafter at
which the status of the dependent child is at issue.
The de facto parent may: [¶]
(1) Be present at the hearing; [¶]
(2) Be represented by retained counsel or, at the discretion
of the court, by appointed counsel; [¶]
(3) Present evidence." (Cal. Rules of Court, rule 1412(e).)
This doctrine stems from the case of In
re B.G.
(1974) 11 Cal.3d 679 [114 Cal.Rptr. 444, 523 P.2d 244].
Justice Baxter, writing almost two decades later in In
re Kieshia E.
(1993) 6 Cal.4th 68 [23 Cal.Rptr.2d 775, 859 P.2d 1290],
summarized the holding of that case as follows: "In In
re B.G.[,
supra,
] 11 Cal.3d 679 ..., this court established an important
rule of procedure for child custody and dependency cases. We
held that one who is not the child's parent or
legal custodian, but who has become a 'de facto parent'
by assuming that daily role over substantial time, may be
privileged to participate as a party to the court proceedings."
(Id.
at pp. 70-71.) "Alluding to a recent book on custody
policy, we observed that a nonparent who has undertaken the
parental role on a day-to-day basis, 'seeking to fulfill both
the child's physical needs and his psychological need for affection
and care [, may become the child's de facto parent].
[Citation.]' [Citation.] We concluded that one who 'assumes the role
of parent, raising the child in his own home,' may,
in time, acquire an 'interest' which is 'substantial' in the
' "companionship, care, custody, and management" ' of the child.
[Citation.] [¶]
... [¶]
Hence, we concluded, de facto parents should be permitted 'to
appear as [full] parties,' not mere amici curiae, in a
juvenile dependency
proceeding. Their standing, we stressed, does not depend upon pending
guardianship applications. Rather, we held, the fact of de facto
parenthood alone should entitle them to intervene and protect their
'own interest' in the child's care and custody. [Citation.]" (Id.
at pp. 75-76.)
Justice Baxter then articulated the present status of the doctrine
in the following words: "The de facto parenthood doctrine simply
recognizes that persons who have provided a child with daily
parental concern, affection, and care over substantial time may develop
legitimate interests and perspectives, and may also present a custodial
alternative, which should not be ignored in a juvenile dependency
proceeding. The standing accorded de facto parents has no basis
independent of these concerns. Moreover, as we said in In
re B.G.,
supra,
the key to the privileged status of de facto parenthood
is adherence to 'the role of parent,' both physical and
psychological. [Citations.]" (In
re Kieshia E.,
supra,
6 Cal.4th at pp. 77-78; see also In
re Patricia L.
(1992) 9 Cal.App.4th 61, 66-67 [11 Cal.Rptr.2d 631]; In
re Rachael C.
(1991) 235 Cal.App.3d 1445, 1449-1452 [1 Cal.Rptr.2d 473], overruled on
other grounds in In
re Kieshia E.,
supra,
6 Cal.4th at p. 80.) *1395
Finally by way of legal background, we come to the
ICWA. The United States Congress enacted that statute in 1978.
In so doing, it adopted findings that, among other things,
noted that Indian children were a vital resource "to the
continued
existence and integrity of Indian tribes" and that "the United
States has a direct interest ... in protecting Indian children
who are members of ... an Indian tribe." (25 U.S.C.
§ 1901(3).)
It went on to state that "an alarmingly high percentage
of Indian families are broken up by the removal, often
unwarranted, of their children from them" and that such children
are often "placed in non-Indian foster and adoptive homes ...."
(25 U.S.C. § 1901(4).)
The pertinent congressional findings concluded as follows: "[T]he States, exercising
their recognized jurisdiction over Indian child custody proceedings through administrative
and judicial bodies, have often failed to recognize the essential
tribal relations of Indian people and the cultural and social
standards prevailing in Indian communities and families." (25 U.S.C. § 1901(5).)
Congress then declared: "[I]t is the policy of this Nation
to protect the best interests of Indian children and to
promote the stability and security of Indian tribes and families
by the establishment of minimum Federal standards for the removal
of Indian children from their families and the placement of
such children in foster or adoptive homes which will reflect
the unique values of Indian culture, and by providing for
assistance to Indian tribes in the operation of child and
family service programs." (25 U.S.C. § 1902.)
In a 1989 decision, the United States Supreme Court summarized
the ICWA's essential
thrust in these words: "At the heart of the ICWA
are its provisions concerning jurisdiction over Indian child custody proceedings.
Section 1911 lays out a dual jurisdictional scheme. Section 1911(a)
establishes exclusive jurisdiction in the tribal courts for proceedings concerning
an Indian child ' who resides or is domiciled within
the reservation of such tribe,' as well as for wards
of tribal courts regardless of domicile. Section 1911(b), on the
other hand, creates concurrent but presumptively tribal jurisdiction in the
case of children not domiciled on the reservation: on petition
of either parent or the tribe, state-court proceedings for foster
care placement or termination of parental rights are to be
transferred to the tribal court, except in cases of 'good
cause,' objection by either parent, or declination of jurisdiction by
the tribal court. [¶]
Various other provisions of ICWA Title I set procedural and
substantive standards for those child custody proceedings that do take
place in state court.... The most important substantive requirement imposed
on state courts is that of § 1915(a),
which, absent 'good cause' to the contrary, mandates that adoptive
placements be made preferentially with (1) members of the child's
extended *1396
family, (2) other members of the same tribe, or (3)
other Indian families. [¶]
The ICWA thus, in the words of the House Report
accompanying it, 'seeks to protect the rights of the Indian
child as an Indian and the rights of the Indian
community and tribe in retaining its children
in its society.' [Citation.] It does so by establishing 'a
Federal policy that, where possible, an Indian child should remain
in the Indian community,' [citation] and by making sure that
Indian child welfare determinations are not based on 'a white,
middle-class standard which, in many cases, forecloses placement with [an]
Indian family.' [Citation.]" (Mississippi
Choctaw Indian Band v. Holyfield
(1989) 490 U.S. 30, 36-37 [109 S.Ct. 1597, 1602, 104
L.Ed.2d 29] (Holyfield),
fn. omitted.)
(3a)
With this background, we come to the mother's contention that
the ICWA preempts California's de facto parent doctrine as and
when a court attempts to apply that doctrine to Indian
children. It will be recalled that there are three ways
federal law may be found to preempt state law: (1)
by virtue of an express preemption clause in the federal
law; (2) by "implied preemption," otherwise sometimes referred to as
the "occupation of the field" by the federal government; or
(3) by virtue of a conflict between the provisions of
federal and state law.
It is clear that neither of the first two principles
obtains here. In the first place, the federal law contains
nothing at all by way of an express preemption provision.
Second, it simply cannot be maintained that the ICWA in
any way, manner, shape or form "occupies the field" of
child custody or adoption, even as to Indian children. As
respondent points out, the ICWA is totally
devoid of any provisions dealing with, e.g., the bases on
which a child may be removed from a parent's custody,
when and how often hearings must be held to review
a child's status, who is entitled to what reunification services
and for how long, or many, many other similar issues.
Appellant's claim of preemption must, therefore, depend, and depend exclusively,
upon a showing that there is a "conflict" between the
California de facto parent principle and one or more provisions
of the ICWA. Appellant asserts that such a conflict indeed
exists and that it derives from the fact that, whereas
de facto parent status may be conferred upon one who
has no "biological or cultural relationship to the minor, such
a designation does not fit within any of the categories
of caretakers contemplated by the ICWA." She points out, among
other things, that 25 United States Code section 1915(b), mandates
that "[i]n any foster care or preadoptive placement, a preference
shall be given, in the absence of good cause to
the contrary, to a placement with- [¶]
(i) a member of the Indian child's extended family; [¶]
(ii) a foster home licensed, approved, or specified by the
Indian child's tribe *1397
..." etc. From this, appellant argues that "Congress clearly intended
to prevent the placement of Indian children with non-Indian, nonbiologically-related
parties unless there was no alternative."
(4)
The United States Supreme Court's basic approach to preemption in
alleged
conflicts between Indian rights and status and state law was
set forth most recently in New
Mexico v. Mescalero Apache Tribe
(1983) 462 U.S. 324 [103 S.Ct. 2378, 76 L.Ed.2d 611],
where the court held that the application of New Mexico's
hunting and fishing laws to even nonmembers of a tribe
present on an Indian reservation was preempted by federal law
and by the tribe's own regulatory scheme. It stated the
general rule to be: "State jurisdiction is pre-empted by the
operation of federal law if it interferes or is incompatible
with federal and tribal interests reflected in federal law, unless
the state interests at stake are sufficient to justify the
assertion of state authority." (Id.
at p. 334 [103 S.Ct. at p. 2386].) The court
went on to recognize, however, that a state's interests "will
be particularly substantial if the State can point to off-reservation
effects ...." (Id.
at p. 336 [103 S.Ct at p. 2388].)
Our colleagues in the Second District discussed this issue as
it applied to the ICWA in the recent and leading
case of In
re Bridget R.
(1996) 41 Cal.App.4th 1483 [49 Cal.Rptr.2d 507]. They said: "The
principles of tribal self-government, grounded in notions of inherent sovereignty
and in congressional policies, seek an accommodation between the interests
of the tribes and the federal government on the one
hand, and those of the states, on the other. [Citation.]
Thus, the United States Supreme Court has held nonreservation
Indians are generally subject to nondiscriminatory and generally applicable state
laws '[a]bsent express federal law to the contrary.' [Citation.] Even
on Indian reservations, state laws generally may be applied insofar
as they do not interfere with reservation self-government or essential
internal tribal affairs, or impair a right reserved by federal
law. [Citation.] [¶]
Jurisdiction over matters of family relations is traditionally reserved to
the states. [Citations.] Thus, where it is contended that a
federal law must override state law on a matter relating
to family relations, it must be shown that application of
the state law in question would do ' "major damage
" to "clear and substantial federal interests." [Citations].' [Citation.]" (Id.
at p. 1510.)
(3b)
We do not believe that any "major damage" can or
will be done to either federal law or Indian tribal
law, custom, status or rights, as the same are posited
in the ICWA, from the application of California's de facto
parent doctrine in this case. Congress clearly intended that its
1978 statute exist side-by-side with the child custody laws of
the 50 states and necessarily *1398
understood that the courts of those states would and should
attempt to harmonize, not presume conflicts between, the two. The
drafters of the California Rules of Court were clearly of
a similar frame of mind because, shortly following the very
same rules that articulate the de facto parent principle
(Cal. Rules of Court, rules 1401(a)(4) and 1412(e)), there appears
almost in haec verba the ICWA, reduced to a California
court rule. (See Cal. Rules of Court, rule 1439.) We
have great difficulty with the proposition that we can or
should readily find conflict between one California juvenile court rule
and two others.
Nor can we in point of fact. The relevant provision
of the ICWA on which appellant relies is 25 United
States Code section 1915(b) which, as noted above, provides that,
"in the absence of good cause to the contrary," preference
in foster or preadoptive placement be given to "(i) a
member of the Indian child's extended family ...." (25 U.S.C.
§ 1915(b).)
Section 1903(2) says the latter term "shall be as defined
by the law or custom of the Indian child's tribe
or, in the absence of such law or custom, shall
be a person who has reached the age of eighteen
and who is the Indian child's grandparent, aunt or uncle,
brother or sister, brother-in-law or sister-in-law, niece or nephew, first
or second cousin, or stepparent." (25 U.S.C. § 1903(2).)
There are several things that are, for present purposes, noteworthy
about the combination of these two statutes. First, and referring
to the definition of "extended family," it should be noted
that Roger H. was
once
the "stepparent" of Brandon. [FN2] Thus, although probably not now
within the federal act's definition of "extended family," he clearly
was in the recent past. Second, nothing
in these sections, or any other provision of the ICWA
for that matter, says that any of the people to
whom preference should be given as custodians of an Indian
child must be of Indian heritage themselves. Third, and perhaps
most importantly, the language and tenor of 25 United States
Code section 1915(b) manifestly bespeaks flexibility: It provides only for
a "preference," notes that even the preference gives way when
there is "good cause to the contrary," and is preceded
by an opening sentence which provides that a child "shall
be placed in the least restrictive setting which most approximates
a family and in which his special needs, if any,
may be met." (25 U.S.C. § 1915(b).)
This language hardly suggests a congressional intention to mandate maintenance
of a connection with the pertinent Indian tribe when all
other factors point in the opposite direction.
FN2
Of course, Roger H. is also the natural father of
Brandon's two half brothers who, as noted by the social
worker in the six-month report, are very closely bonded with
him.
In any event, the de facto parent doctrine is substantially
consistent with the spirit of these provisions and not at
all in conflict with their letter. It is, *1399
in effect, the ICWA's "extended family" definition made more flexible.
Put another way, marrying the de facto parent doctrine and
the pertinent ICWA sections means, and means only, that the
scope of the persons to whom preference should be given
for custody (or, for that matter, for adoption-see 25 U.S.C.
§ 1915(a))
is expanded from the already broad definition of "extended family"
found in section 1903(2) to a group that includes those
encompassed by that definition and
the persons embraced by the California de facto parent definition.
That is not a conflict. It is, at most, a
relatively minor expansion of the definition and an expansion that
does no violence to any mandate of the ICWA as
to the blood line or cultural heritage of the persons
who compose the "extended family."
We take special note of the fact that, in this
case, the Tribe filed not one but two pleadings specifically
endorsing the motion of Roger H. to be declared the
de facto parent of Brandon. In one of these pleadings,
the Tribe's counsel stated: "In the Tribe's opinion and in
keeping with its traditions, the fact that Brandon is not
the biological child of Mr. [H.] is not of great
importance. If Brandon considers Mr. [H.] his father, then the
Tribe will as well." [FN3] Perhaps, as appellant argues, these
statements do not rise to the level of a tribal
"resolution" regarding a "different order of preference" (see 25 U.S.C.
§ 1915(c)),
but they are nonetheless significant to us. [FN4]
FN3
At the April 1 hearing, after the court had issued
its order granting Roger H. de facto parent status, the
Tribe's counsel reiterated its support for that action and for
the placement of all three children with him.
FN4
At oral argument, counsel for the Sonoma County Department of
Social Services suggested that the above-quoted statement suggests a "law
or custom" of the Tribe defining "extended family member" so
as to include Roger H., something expressly countenanced by 25
United States Code section 1903(2) of the ICWA. We think
the record before us does not permit us to go
this far; after all, the trial court made no such
finding nor did the Tribe's counsel even use the key
words of the statute. However, as we have already noted,
the Tribe's position in the court below that the application
of the de facto parent doctrine in this case does
no violence to its interests is certainly meaningful.
The mother argues that the United States Supreme Court's 1988
decision in Holyfield,
supra,
490 U.S. 30 supports preemption here. We disagree. That case
dealt with the question of whether the Mississippi courts or
the tribal courts had jurisdiction over the adoption of Indian
twins. That issue, in turn, depended on whether Mississippi or
tribal law controlled on the issue of whether
the twins were "domiciled" on the reservation. Reversing the Mississippi
Supreme Court, the high court held that, under the ICWA,
tribal law controlled. The opinion said nothing whatsoever concerning the
doctrine of preemption.
To the extent there is any California authority on point,
it too runs contrary to the mother's position. In two
recent cases, our sister courts have rejected arguments that the
ICWA preempts procedural and jurisdictional *1400
precepts applicable to juvenile court proceedings. (See In
re Pedro N.
(1995) 35 Cal.App.4th 183, 190 [41 Cal.Rptr.2d 819]; Slone
v. Inyo County Juvenile Court
(1991) 230 Cal.App.3d 263, 266-268 [282 Cal.Rptr. 126].)
It is also noteworthy that one recent and extensive law
review article suggests that the ICWA may not apply to
"interfamilial child custody disputes" at all. (See Atwood, Fighting
Over Indian Children: The Uses and Abuses of Jurisdictional Ambiguity
(1989) 36 UCLA L.Rev. 1051, 1093, 1106, and cases cited
therein.) Indeed, this was exactly the reasoning of a case
decided four years later by a Minnesota appellate court, Matter
of Custody of K.K.S.
(Minn.Ct.App. 1993) 508 N.W.2d 813. In that case, the court
stated that 25 United States Code section 1903(1) of the
ICWA (the provision which defines "child custody proceeding") effectively means
that "[n]o federal law or policy
preempts state power over interparental child custody disputes where the
Indian child and at least one parent reside off the
reservation." (508 N.W.2d at p. 816.) [FN5]
FN5
Also finding no preemption (albeit involving substantially procedural issues) are:
Matter
of Adoption of T.N.F.
(Alaska 1989) 781 P.2d 973, 981; Matter
of J.R.B.
(Alaska 1986) 715 P.2d 1170, 1173; and New
York City DSS v. Oscar C.
(1993) 192 A.D.2d 280 [600 N.Y.S.2d 957, 961]. Courts which
have found provisions of the ICWA preempting state substantive law
or procedure have done so because of an irreconcilable conflict
between the two or
because, under the ICWA, a tribal court had jurisdiction over
the parties. (See, e.g., In
re Adoption of M.T.S.
(Minn.Ct.App. 1992) 489 N.W.2d 285, 288; Matter
of Adoption of Mellinger
(1996) 288 N.J.Super. 191 [672 A.2d 197, 198-199]; Matter
of Adoption of Halloway
(Utah 1986) 732 P.2d 962, 969-970.)
In summary, we find no conflict between any provision of
the ICWA and application of California's de facto parent doctrine
in this case and, accordingly, reject appellant's argument that the
latter is preempted by the former.
B.
The
Mother's Purported Appeal From the Court's Order Regarding a "Trial
Home
Visit"
The mother also purportedly appeals from "[t]he order placing Brandon
with Mr. H[.] ...." We assume this must refer to
paragraph 4 of the trial court's order of April 8,
1996, which says: "The minors are placed with Mr. Roger
H [.] ... the de
facto
father of Brandon, in Flippen, Arkansas, for a ninety-day trial
home visit under the courtesy supervision of Marion County [Arkansas]
Child Protective Services, to commence immediately ...."
There are at least three insurmountable problems with this purported
appeal. First of all, the mother's notice of appeal in
this case referred, and referred only, to the trial court's
"March 29, 1996, order by Judge Arnold *1401
Rosenfield granting DeFacto Parent Status to Roger H[.]." That notice
does not, therefore, permit the briefing of a completely separate
issue addressed by a different judge in a subsequent order.
Perhaps more importantly, the "ninety-day trial home visit," as well
almost all the rest of the court's April 8 order,
was an upshot of settlement discussions undertaken by Judge Giordano
in his chambers on April 1. The results of those
discussions were thereafter expressly agreed to in open court by
all counsel, including the mother's. Patently, she cannot now be
heard to complain of that portion of the court's order.
Finally, we note that the order spoke of only a
"ninety-day trial home visit" to commence in the spring of
last year; any issue relating to the propriety of such
an idea is now patently moot.
IV.
Disposition
The trial court's March 29, 1996, order granting Roger H.
de facto parent status is affirmed. The mother's purported appeal
from so much to the court's April 8, 1996, order
as permits the minor to go to Arkansas for a
"ninety-day trial home visit" with Roger H. is dismissed.
Kline, P. J., and Ruvolo, J., concurred.
Appellant's petition for review by the Supreme Court was denied
August 20, 1997.
|