(Cite
as: 59 Cal.App.4th 703)
CRYSTAL
R., a Minor, etc., et al., Petitioners,
v.
THE
SUPERIOR COURT OF SANTA CRUZ COUNTY, Respondent, v. COLLEEN C.
et al., Real
Parties
in Interest.
No.
H016859.
Court
of Appeal, Sixth District, California.
Nov.
26, 1997.
SUMMARY
In proceedings to terminate parental rights involving a minor child
whose father was an enrolled member of the Haida Indian
Tribe, the juvenile court found that the Indian Child Welfare
Act (ICWA) applied. The minor and her de facto parents,
joined by the social services agency, filed a petition for
a writ of mandate, seeking application of the "existing Indian
family doctrine" to remove the proceedings from the requirements of
the ICWA. (Superior Court of Santa Cruz County, No. J015341,
Kathleen K. Akao, Judge.)
The Court of Appeal granted the petition and directed the
trial court to conduct a hearing in which the father
and his tribe had the burden of proving, by a
preponderance of the evidence, that the father maintained significant ties
with
the tribe; if they were unable to carry this burden,
the requirements of the ICWA would not apply, and the
trial court was to proceed with a selection and implementation
hearing under Welf. & Inst. Code, § 366.26.
The father barely knew his daughter and had only recently
established contact with his tribe. The child's interests in permanently
belonging to a family took precedence over the rights of
the biological parents, who were unable to demonstrate their fitness
as caretakers. Congress envisioned situations in which the child's best
interests take precedence over the tribe's interests. The existing Indian
family doctrine ensures that a child's ties with his or
her Indian parents and with the tribe are protected and
preserved only where such ties exist. In the absence of
such ties, the doctrine ensures that the ICWA's protections will
not be abused and that state law will operate to
protect the best interests of the child. The doctrine is
limited to cases where neither the parents nor the child
has significant ties with tribal culture. (Opinion by Bamattre-Manoukian, J.,
with Cottle, P. J., and Premo, J., concurring.) *704
HEADNOTES
Classified
to California Digest of Official Reports
(1a,
1b,
1c)
Indians § 1--Indian
Child Welfare Act--Termination of Parental
Rights--Existing Indian Family Doctrine:Delinquent, Dependent, and Neglected Children § 26--Dependent
Children--Jurisdiction.
In proceedings to terminate parental rights involving a child whose
father was an enrolled member of the Haida Indian Tribe,
in which the trial court determined that the Indian Child
Welfare Act (ICWA) applied, the Court of Appeal directed the
trial court to conduct a hearing in which the father
and his tribe had the burden of proving, by a
preponderance of the evidence, that the father maintained significant social,
cultural, or political ties with the tribe. If they were
unable to meet this burden, the "existing Indian family doctrine"
precluded application of the ICWA, and the trial court was
to proceed with a selection and implementation hearing. The father
barely knew his daughter and had only recently established contact
with his tribe. The child's interests in permanently belonging to
a family took precedence over the rights of the biological
parents, who were unable to demonstrate their fitness as caretakers.
Congress envisioned situations in which the child's best interests take
precedence over the tribe's interests. The existing Indian family doctrine
ensures that a child's ties with his or her Indian
parents and with the tribe are protected and preserved only
where such ties exist. In the absence of such ties,
the doctrine ensures that the ICWA's protections will not be
abused and that state law will operate to protect the
best interests of the child. The doctrine is limited to
cases where neither the parents nor the child has significant
ties with tribal culture.
[See 10 Witkin, Summary of Cal. Law (9th ed. 1989)
Parent and Child, § 348.]
(2)
Indians § 1--Indian
Child Welfare Act--Requirements for Application.
More is required to justify an application of the Indian
Child Welfare Act (ICWA) than a biological parent's mere formal
enrollment in a tribe, or a self-serving after-the-fact tribal recognition
of such a parent's membership. Such token attestations of cultural
identity fall short of establishing the existence of those significant
cultural traditions and affiliations that the ICWA exists to preserve.
Congress did not intend that the special protections provided by
the ICWA be invoked as a legal ploy in a
custody proceeding by a parent who has otherwise abdicated parental
rights and has no demonstrable ties to Indian culture. *705
(3)
Indians § 1--Indian
Child Welfare Act--Termination of Parental Rights-- Existing Indian Family Doctrine--Applicability
to Dependency Proceedings.
In determining the applicability of the Indian Child Welfare Act
(ICWA), most courts adopting the existing Indian family doctrine have
applied it in the context of voluntary adoption proceedings initiated
by one or both parents. However, it is equally appropriate
in dependency proceedings, particularly where services have been provided, and
have been unsuccessful, and it appears the family will not
be reunited. Although the application of the provisions of the
ICWA in a dependency proceeding, unlike the voluntary adoptions cases,
may not
result in the child being immediately removed from his or
her home and placed with strangers in a foreign culture,
it nonetheless necessarily results in delay, expense, and uncertainty for
all parties. Severing the psychological bond with de facto parents
who have become the child's family unit obviously has devastating
consequences to the best interests of the child. Almost as
detrimental is the constant specter of the possibility of such
a consequence. A child deserves to have a stable and
permanent home in which his or her mind and character
can grow, unhampered by uncertainty and fear of what the
next day or week or court appearance may bring.
COUNSEL
Sharon Saldavia and Shannon M. Sullivan for Petitioners.
No appearance for Respondent.
Ted Meneice and J. J. Hamlyn III for Real Parties
in Interest.
BAMATTRE-MANOUKIAN,
J.
Crystal R., the child who is the subject of these
dependency proceedings, is seven years old. Her father, who is
of Indian heritage, has been incarcerated almost all of her
life and barely knows her. Her mother, a non-Indian, tried
to raise Crystal by herself but, because of her problems
with drug addiction, was unable to provide adequate parenting. Crystal
has been cared for throughout these
past seven years by her mother's aunt and uncle, who,
like the mother, are non-Indian. They have provided the only
constant and continuing source of stability in Crystal's life and
she has become part of their family in recent years.
In this writ petition, Crystal and her de facto parents
now ask this court to allow their family ties to
become permanent and legal. *706
In opposition to the petition, Crystal's biological parents contend that
the juvenile court must apply the requirements of the Indian
Child Welfare Act (the ICWA or the Act) before terminating
parental rights and freeing Crystal for adoption by the aunt
and uncle. The ICWA, enacted in 1978, was Congress's response
to statistics showing a widespread practice of unwarranted removal of
Indian children from their families by social services agencies. Congress
declared that the policy behind the Act was "to protect
the best interests of Indian children and to promote the
stability and security of Indian tribes and families." (25 U.S.C.
§ 1902.)
This was to be accomplished in part by the establishment
of "minimum Federal standards" governing the removal of Indian children
from their families and the placement of such children according
to preferences for homes reflecting Indian culture. (Ibid.)
We do not believe the policies underlying the Act are
served by its application in the circumstances before us, where
the Indian parent has not been part of the child's
life, the record does not reveal that he has maintained
any significant ties with Indian culture and the child has
formed strong bonds with her non-Indian adoptive parents, who in
this case are members of her extended family. Two other
California Courts of Appeal have recently refused to apply the
special protections of the Act in circumstances where there is
no existing Indian family to protect. (In
re Bridget R.
(1996) 41 Cal.App.4th 1483 [49 Cal.Rptr.2d 507] (Bridget
R.)
and In
re Alexandria Y.
(1996) 45 Cal.App.4th 1483 [53 Cal.Rptr.2d 679] (Alexandria
Y.).)
We now join those courts in adopting the "existing Indian
family" doctrine.
Accordingly, we will grant the writ petition and return the
matter to the juvenile court so that the court may
conduct a hearing to determine whether there is factual support
to establish that Crystal was part of an existing Indian
family, so as to justify the application of the ICWA.
In the event that no existing Indian family is found,
the court is to proceed with the selection and implementation
hearing under state law.
Background
Crystal R. was born on October 26, 1990. Her mother
and father were not married. In fact, up until several
months before Crystal was born, the mother was still formally
married to another man. Crystal's mother has struggled with drug
addiction most of her adult life. Crystal's father has a
lengthy criminal history and has spent much of his adult
life in prison. Not surprisingly, the mother
and father's relationship has been sporadic and unstable. For example,
when Crystal was six months old, the father was placed
on parole. The following month he violated parole, and was
subsequently *707
reincarcerated, when he harassed the mother at her home and
threatened to take away baby Crystal.
In January of 1993 when Crystal was two years old,
she was placed in emergency foster care when the mother
was arrested for driving under the influence of heroin. When
the mother was released from jail, Crystal was returned to
her. The mother refused voluntary services at that time. Two
additional referrals to child protective services involved neglect or abuse
of Crystal due to the mother's drug use.
The following year, when Crystal was three, the mother violated
probation and was arrested for being under the influence of
a controlled substance, possessing hypodermic needles, and for child endangerment.
The sheriff found the mother and Crystal to be living
in a home with many hazards to Crystal's personal safety.
Crystal was unclothed and had a fresh cut from a
razor.
On January 25, 1994, a petition was filed by the
Santa Cruz Human Resources Agency (hereafter, the Agency) alleging that
the mother was unable to care for Crystal. (Welf. &
Inst. Code, § 300,
subd. (b).) An amended petition alleged that the father was
incarcerated and had not provided support for his child. (Welf.
& Inst. Code, § 300,
subd. (g).) According to the social worker's report,
the father had never had any significant contact with Crystal.
The mother expressed fear of the father and wanted her
whereabouts and Crystal's kept confidential.
On February 18, 1994, the petition was sustained, Crystal was
declared a dependent of the court and, pursuant to her
mother's request, she was placed in the home of the
mother's aunt and uncle, who had cared for Crystal at
various times since her birth. A case plan for reunification
was developed for the mother. The father was in prison
and did not appear at the hearing. The social worker's
report noted that Crystal was a "Possible Alaskan Native," and
an "Indian Heritage Questionaire" was sent to the father.
At the six-month review hearing on August 19, 1994, Crystal's
dependency and current placement were continued. The mother was following
the recommended activities on her service plan and had been
participating in a six-month program at New Life Center. She
had obtained a job and was motivated to have her
child returned to her. Crystal had initially exhibited some behavioral
problems after being removed from her mother's custody. However she
had subsequently adjusted to living with the aunt and uncle,
although she missed her mother. Unsupervised visits were ordered, starting
September 1, 1994. The father was incarcerated at Pelican Bay
and did not make an appearance. *708
On September 16, 1994, the court appointed counsel to represent
the father. Counsel
informed the court that the father had told her he
was descended from the Haida Indian Tribe in Alaska. The
court ordered the Agency to provide notice to the tribe
in accordance with the Act.
At a hearing on October 28, 1994, the social worker
advised the court that she had not heard from the
mother and was concerned. A case plan was prepared for
the father and the court ordered that a visit be
arranged between Crystal and her father in prison. Meanwhile, the
Agency initiated contact with the Haida Corporation in Juneau, Alaska.
On November 29, 1994, the Central Council of Tlingit and
Haida Indian Tribes of Alaska (the tribe) noticed its intent
to intervene in the dependency proceedings. The notice identified the
father as one-half Haida. He had been recently enrolled as
a tribal member as of November 10, 1994. Crystal was
therefore one-fourth Haida by blood. She was not enrolled but
was eligible for membership. [FN1]
FN1
Crystal was later officially enrolled as a member of the
tribe on February 5, 1997.
At the 12-month review hearing on March 3, 1995, the
social worker reported that the mother had relapsed to drug
use. She had been rearrested and upon her release
from jail, she had entered a 28-day residential program, which
she had completed successfully. She renewed her commitment to pursue
recovery and be reunited with her daughter. She had been
visiting with Crystal once or twice monthly. Crystal had been
transported to prison to visit with her father on December
2, 1994. She was four years old at the time.
Aside from brief contact when she was a small baby,
this was the first time Crystal had ever visited with
her father. Crystal and her father visited a second time
at a court appearance in January of 1995. Interaction between
the two was limited.
Crystal was adjusting well to home life with the aunt
and uncle. They were very interested in the dependency proceedings
and had been granted standing as de facto parents. Counsel
for the father reported that the father and the tribe
had wanted to place Crystal with the father's sister in
Salinas. However, attempts to contact the sister and initiate this
placement were unsuccessful. At the conclusion of the 12-month hearing,
the court ordered an additional 6 months of services. A
further order provided that the father was to have monthly
visits with Crystal while he was in custody.
At the 18-month review on July 21, 1995, the social
worker reported that the mother was living in a clean
and sober environment and had "worked hard" on completing her
case plan. She was working with Families In *709
Transition and was active in her AA/NA program and at
the Parent Center. She had given birth
to a baby boy in April of 1995. She had
graduated successfully from a six-month perinatal program. Her visits with
Crystal had been increased gradually and had been going well.
Crystal was comfortable with her mother and had told the
aunt and uncle that she would like to live with
her mother again. Crystal had visited her father in prison
two more times. Although he expressed an interest in reuniting
with Crystal, he had not been able to complete his
service plan while in prison.
The court recommended returning Crystal to her mother by August
18, 1995, but continuing her as a dependent child, with
six months of in-home services and frequent contact and visits
with the aunt and uncle. The court ordered no further
physical visits with the father in prison, as these were
difficult for Crystal. However, phone calls were allowed.
The case was reviewed on February 23, 1996. The social
worker reported that after Crystal was returned to her mother
in August of 1995, they both lived in Arriba House,
a clean and sober facility. The father was released from
prison in December of 1995. Soon thereafter, he moved into
a home with the mother and Crystal, in violation of
previous court orders. However, the father was participating in the
recommended programs as well as volunteering at a local high
school. The mother had been doing a "fine job" of
rehabilitation, according to the social worker, and was maintaining a
stable household for her family.
Crystal and her little half brother appeared "well cared for
and happy." The aunt and uncle maintained continued contact with
Crystal. Visits were arranged through the social worker, as there
were conflicts between the father and the uncle.
At the February 1996 hearing, the court found the mother
and father were in contempt of previous court orders but
the court did not impose sanctions, finding that both parents
had made good progress towards completion of their case plans.
The court continued Crystal as a dependent child and ordered
six more months of in-home services.
On May 9, 1996, the mother was arrested for possession
of cocaine and being under the influence of cocaine. On
May 16, 1996, the father was arrested and placed on
a parole hold when he tested positive for heroin. He
was also found to have weapons in his car. On
May 20, 1996, the Agency filed a supplemental petition under
Welfare and Institutions Code section 387 containing these allegations. Crystal
was again placed in protective custody and she returned to
the home of the aunt and uncle.
A contested hearing on the section 387 petition, combined with
the 12-month review of the in-home dependency, took place on
July 19, 1996. *710
The social worker reported that the mother was devastated by
her relapse, which she attributed to the pressures of family
life. She was aware that the recommendation
would be to terminate reunification services. She realized she was
unable to provide adequate parenting for Crystal and she had
talked with Crystal about the aunt and uncle taking care
of her from now on. Crystal had renewed her strong
attachment to her de facto parents and was adjusting well
to their home environment. The father was again incarcerated and
indicated he reserved comment until he had researched tribal law
with his attorney.
The social worker recommended that the court terminate reunification services
and set a Welfare and Institutions Code section 366.26 hearing.
The court found "beyond a reasonable doubt" that return of
Crystal to her parents' custody would create a substantial risk
of detriment and it ordered reunification services terminated. A section
366.26 hearing was set for November 1, 1996. In the
meantime the mother, who was living at Sunflower House, was
to have supervised visits with Crystal. [FN2] The father was
to have no visits while in prison.
FN2
The last reported visit between the mother and Crystal was
on September 30, 1996. At that time they said goodbye
to one another. Crystal reportedly did not show emotion on
this occasion. Crystal and her new family have now relocated
in another county.
After several continuances, the Welfare and Institutions Code section 366.26
hearing commenced on December 16, 1996. The Agency recommended that
parental rights be terminated and that Crystal be freed for
adoption. The social worker wrote that Crystal was "very attached
to her prospective adoptive parents. She looks to them for
comfort, security, affection and attention; she appears happy and relaxed
with them." Crystal's CASA (court-appointed special advocates) worker and her
therapist strongly believed adoption was in Crystal's best interests. The
aunt and uncle had developed a close relationship with Crystal
over the years and they very much wished to adopt
her. Crystal herself, now six years old, was happy in
her new home and wanted to continue living there and
to be adopted by the aunt and uncle. At the
start of the hearing, a dispute developed regarding the application
of the heightened standards and additional requirements of the ICWA,
in light of recent decisions in Bridget
R.
and Alexandria
Y.
The court therefore continued the matter and ordered all counsel
to submit trial briefs.
On May 2, 1997, the court issued its decision finding
that the provisions of the Act applied to this proceeding.
The court acknowledged a split of authority and decided to
follow those cases holding that judicial exceptions to the application
of the Act were impermissible. The Welfare and Institutions Code
section 366.26 hearing was rescheduled for June 30, 1997, to
be conducted under the
federal standards as mandated by the Act. *711
On May 19, 1997, Crystal and the aunt and uncle,
joined by the Agency, filed a petition for a writ
of mandate in this court, asking that we direct the
juvenile court to follow California law, as set forth in
Bridget
R.
and Alexandria
Y.
and to apply the "existing Indian family" doctrine to remove
these proceedings from the requirements of the Act. We issued
an alternative writ of mandate, asked for opposition and ordered
a stay of all further juvenile court proceedings. For the
reasons stated below we have decided to grant the writ
petition.
Relevant
Law Under the ICWA
Studies conducted in the 1970's showed that, as a result
of state foster care and adoption proceedings, large numbers of
Indian children were being separated from their families and tribes
and were being placed in non-Indian homes. (Mississippi
Choctaw Indian Band v. Holyfield
(1989) 490 U.S. 30, 32 [109 S.Ct. 1597, 1599-1600, 104
L.Ed.2d 29] (Holyfield).)
The studies revealed that approximately 25 to 35 percent of
all Indian children had been removed from their families and
placed in foster care, adoptive families or institutions. Approximately 90
percent of those placements were in non-Indian homes. (Ibid.)
Congress referred to these statistics in its congressional findings in
the preamble to the Act, noting that such practices seriously
diluted the continued
existence and integrity of Indian tribes. (25 U.S.C. § 1901(4).)
[FN3] In enacting the ICWA, Congress sought to " 'protect
the rights of the Indian child as an Indian and
the rights of the Indian community and tribe in retaining
its children in its society.' " The Act established "
'a Federal policy that, where possible, an Indian child should
remain in the Indian community.' " (Holyfield,
supra,
490 U.S. at p. 37 [109 S.Ct. at p. 1602].)
FN3
All further statutory references are to title 25 of the
United States Code unless otherwise specified.
These policies were to be implemented, in title I of
the Act, by providing for tribal jurisdiction over custody proceedings
involving an Indian child, for intervention by the tribe in
state proceedings, and for the application of strict federal standards
governing state action to remove an Indian child from its
Indian family and community.
By its terms the ICWA applies wherever an Indian child
is the subject of a child custody proceeding. A child
custody proceeding is described as any proceeding involving foster care
placement, termination of parental rights, preadoptive placement or adoptive placement.
(§
1903(1).) There are only two exceptions-delinquency proceeding placements and awards
of custody to one of the
parents in a divorce proceeding-neither of which applies here. *712
(Ibid.)
An Indian child is defined by the ICWA as "any
unmarried person who is under age eighteen and is either
(a) a member of an Indian tribe or (b) is
eligible for membership in an Indian tribe and is the
biological child of a member of an Indian tribe." (§
1903(4).)
Where the Indian child resides or is domiciled within a
reservation, the Act provides that the tribe is to have
exclusive jurisdiction over custody proceedings involving that child. (§
1911(a).) Where the child is not domiciled or does not
reside within the reservation, the Act creates concurrent but presumptively
tribal jurisdiction. The state court must transfer jurisdiction to the
child's tribe, if the tribe or either parent requests it,
except upon a showing of "good cause," objection by either
parent, or where the tribal court declines jurisdiction. (§
1911(b).) In the event that jurisdiction is not transferred, section
1911(c) provides that an Indian child's tribe may intervene in
any state court custody proceeding involving the child.
Sections 1912 and 1913 of the Act, respectively, set forth
the federal standards for involuntary proceedings to remove Indian children
from their homes, and for voluntary foster care and adoptive
placements. As concerns us here, in a proceeding involving the
involuntary termination of parental rights, the Act requires that the
Agency prove "beyond a reasonable doubt," supported by
the testimony of qualified experts, that continued custody of the
child by the Indian parent or custodian "is likely to
result in serious emotional or physical damage to the child."
(§
1912(f).) In addition, the court must be satisfied that active
efforts have been made to provide remedial services and rehabilitative
programs "designed to prevent the breakup of the Indian family."
(§
1912(d).) Furthermore, the court must follow certain placement preferences as
set forth in the Act, in the absence of good
cause. In adoptive placements, preference must be given to a
placement with a member of the child's extended family, with
other members of the Indian child's tribe, or with another
Indian family. (§
1915.)
Since many of the cases discussing the Act involve voluntary
termination of parental rights, we briefly note the provisions of
section 1913. Voluntary relinquishments of parental rights must be in
writing. A judge must certify that the consequences were fully
explained and understood. Any relinquishment executed within 10 days of
the birth of the child is not valid. (§
1913(a).) The Indian parent is entitled to withdraw consent "for
any reason" at any time prior to the final order
of adoption or termination, and upon such withdrawal the child
must be returned to the Indian parent. (§
1913(c).)
Finally, section 1914 provides that any Indian child, parent or
tribe may petition to invalidate a voluntary or involuntary termination
of parental *713
rights upon a showing that such action violated any of
the provisions of sections 1911, 1912 or 1913.
The
"Existing Indian Family" Doctrine
This doctrine was first articulated in 1982 by the Supreme
Court of Kansas in Matter
of Adoption of Baby Boy L.
(1982) 231 Kan. 199 [643 P.2d 168] (Baby
Boy L.).
In that case a non-Indian mother relinquished her illegitimate child
at birth and gave her consent to his adoption by
a specific adoptive family, also non-Indian. The biological father, who
was incarcerated at the time of the child's birth, was
five-eighths Kiowa Indian. He sought custody of the child, either
for himself or for his extended Indian family. The tribe
was given notice and moved to intervene in the adoption
proceedings. The trial court denied the tribe's motion, finding that
the Act did not apply because this was not a
situation where a state agency was acting to remove a
child from an existing Indian family. The court further found
it was in the best interests of the child to
be adopted by the family of the mother's choice, which
was the only home the child had ever known. The
tribe, the father and the father's parents appealed, arguing that
the court was required to apply the Act because this
was a custody proceeding involving an "Indian child" as defined
by section 1903(1) and (4).
The Kansas Supreme Court acknowledged that the proceeding qualified under
the definitions
contained in the Act as a child custody proceeding involving
an Indian child. The court found, however, that to apply
the provisions of the Act under the circumstances would not
further its important purposes and policies, namely "to protect the
best interests of Indian children and to promote the stability
and security of Indian tribes and families." (§
1902.) The court found that "... the overriding concern of
Congress and the proponents of the Act was the maintenance
of the family and tribal relationships existing in Indian homes
and to set minimum standards for the removal of Indian
children from their existing Indian environment. It was not to
dictate that an illegitimate infant who has never been a
member of an Indian home or culture, and probably never
would be, should be removed from its primary cultural heritage
and placed in an Indian environment over the express objections
of its non-Indian mother." (Baby
Boy L.,
supra,
643 P.2d at p. 175.)
The Kansas court examined the provisions of the Act and
concluded that the underlying thread running throughout the legislation was
a concern about "the removal of Indian children from an
existing Indian family unit and the resultant breakup of the
Indian family." (Baby
Boy L.,
supra,
643 P.2d at p. *714
175.) The Act's purpose would be violated, rather than furthered,
if it were applied in circumstances where the child was
only five-sixteenths Indian by blood, had never been removed from
an Indian family and, so long as the mother
was alive to object, would probably never become part of
the father's family or any other Indian family. (Ibid.)
Following the lead of the Kansas court, numerous other state
courts adopted the existing Indian family doctrine and refused to
apply the provisions of the Act where its purpose, to
prevent improper removal of Indian children from their Indian families,
would not be served. [FN4] On the whole, these courts
followed the rationale that the Act operates to protect tribal
interests and preserve Indian cultural ties only when such ties
can be shown to exist.
FN4
These included Alabama (S.A.
v. E.J.P.
(Ala. 1990) 571 So.2d 1187); Indiana (Matter
of Adoption of T.R.M.
(Ind. 1988) 525 N.E.2d 298); Kentucky (Rye
v. Weasel
(Ky. 1996) 934 S.W.2d 257; Louisiana (Hampton
v. J.A.L.
(La. Ct. App. 1995) 658 So.2d 331); Missouri (In
the Interest of S.A.M.
(Mo. 1986) 703 S.W.2d 603); Oklahoma (Matter
of S.C.
(Okla. 1992) 833 P.2d 1249); and Washington (Matter
of Adoption of Crews
(1992) 118 Wn.2d 561 [825 P.2d 305]).
Other states rejected the doctrine, on the basis that the
plain language of the Act applied to custody proceedings involving
all Indian children, whether they lived in a culturally Indian
environment or not. [FN5] According to these courts,
a narrow focus only upon the interests of a particular
existing family failed to recognize the broader interests of the
tribe in preserving Indian culture through the concept of tribal
sovereignty. To limit the application of the Act to situations
where Indian children were physically removed from actual Indian dwellings
would deprecate the tribal and cultural links the Act was
designed to preserve.
FN5
See decisions from Alaska (Matter
of Adoption of T.N.F.
(Alaska 1989) 781 P.2d 973); California (In
re Junious M.
(1983) 144 Cal.App.3d 786 [193 Cal.Rptr. 40] and In
re Crystal K.
(1990) 226 Cal.App.3d 655 [276 Cal.Rptr. 619]); Idaho (Matter
of Baby Boy Doe
(1993) 123 Idaho 464 [849 P.2d 925]); Michigan (In
re Elliott
(1996) 218 Mich. App. 196 [554 N.W.2d 32]); Montana (Matter
of Adoption of Riffle
(1996) 277 Mont. 388 [922 P.2d 510]); New Jersey (Matter
of Adoption of a Child of Indian Heritage
(1988) 111 N.J. 155 [543 A.2d 925]); Utah (State,
In Interest of D.A.C.
(Utah 1997) 933 P.2d 993).
The only United States Supreme Court case interpreting the Act
did not directly address the existing Indian family doctrine. (Holyfield,
supra,
490 U.S. 30.) Holyfield
involved section 1911(a) of the Act, which provides for exclusive
jurisdiction in tribal court where the Indian child is domiciled
on the reservation. The question in Holyfield
was whether twin children whose parents lived on the reservation,
but who traveled to a distant town to give birth
to the children and place them for adoption, were "domiciled"
on the *715
reservation within the meaning of the Act. The court found
that the term "domicile" must be interpreted under federal rather
than state law. Under federal law the newborn children were
domiciled on the reservation because both parents lived there. Although
the parents had clearly gone to some effort to place
the children outside of the reservation, the court found that
the Act reflected concerns "going beyond the wishes of individual
parents." (Holyfield,
supra,
at p. 50 [109 S.Ct. at p. 1609].) The Act
sought to protect the tribe's interest in its children, an
interest which was distinct from the interest of the parents.
As the court explained, "Congress was concerned not solely about
the interests of Indian children and families, but also about
the impact on the tribes themselves of the large numbers
of Indian children adopted by non-Indians." (Holyfield,
supra,
at p. 49 [109 S.Ct. at pp. 1608-1609].)
Some courts have opined that Holyfield,
while not expressly rejecting the existing Indian family doctrine, has
raised questions about the continued viability of Baby
Boy L.
and its progeny. [FN6] Other courts have continued to
apply the doctrine, finding that Holyfield
is limited to its facts. [FN7] Still other states appear
to be divided on the issue. [FN8]
FN6
See Adoption
of Lindsay C.
(1991) 229 Cal.App.3d 404 [280 Cal.Rptr. 194]; Matter
of Baby Boy Doe,
supra,
849 P.2d 925; In
re Elliott,
supra,
554 N.W.2d 32. See also Matter
of Adoption of Baade
(S.D. 1990) 462 N.W.2d 485, where the South Dakota Supreme
Court reversed its earlier decision in Claymore
v. Serr
(S.D. 1987) 405 N.W.2d 650.
FN7
See, e.g., Matter
of S.C.,
supra,
833 P.2d 1249; Matter
of Adoption of Crews,
supra,
825 P.2d 305; S.A.
v. E.J.P.,
supra,
571 So.2d 1187; C.E.H.
v. L.M.W.
(Mo.Ct.App. 1992) 837 S.W.2d 947; Rye
v. Weasel,
supra,
934 S.W.2d 257; In
re Morgan
(Tenn.Ct.App. 1997) 1997 WL 716880.
FN8
For example, the Illinois Supreme Court recently published a decision
in which three justices wrote separately, advocating recognizing the existing
Indian family doctrine, three others wrote rejecting it and the
lead justice decided the case on a different basis, neither
accepting nor rejecting
the doctrine. (Matter
of Adoption of S.S.
(1995) 167 Ill.2d 250 [212 Ill.Dec. 950, 657 N.E.2d 935].)
California falls into this last category. Panels from the First
and Third Appellate Districts have rejected the doctrine as an
impermissible judicially created exception to federal law. (In
re Junious M.,
supra,
144 Cal.App.3d 786; In
re Crystal K.,
supra,
226 Cal.App.3d 655; Adoption
of Lindsay C.,
supra,
229 Cal.App.3d 404.) Recently, however, the Second Appellate District held
that recognition of the existing Indian family doctrine was necessary
under the facts of that case in order to preserve
the constitutionality of the ICWA. (Bridget
R.,
supra,
41 Cal.App.4th 1483.) Several months later the Fourth Appellate District
followed suit in Alexandria
Y.,
supra,
45 Cal.App.4th 1483. [FN9] *716
FN9
In light of the split of authority among the appellate
courts of this state, it would be extremely helpful to
those practicing in this field, as well as to the
families themselves, for our Supreme Court to review and resolve
this issue and provide guidance for future cases.
Bridget
R.
involved twin children whose biological parents voluntarily relinquished
their parental rights and placed the children for adoption through
an adoption agency shortly after their birth. Although the parents
had initially stated that they had no Indian heritage, the
father later informed the various parties that he was of
Indian descent. On this basis, the parents then sought to
invoke the ICWA, invalidate their relinquishments, and have the children
removed from the adoptive parents and placed within the father's
extended Indian family. The trial court made orders to this
effect.
The Court of Appeal reversed. The court started with the
premise that children have fundamental rights and interests in family
relationships which are of constitutional dimension. The state traditionally protects
these interests where a parent has been found unfit, or
has relinquished parental rights or otherwise has failed to establish
a parent-child relationship. In a case where the interests of
the tribe, which are based on the statutory rights and
entitlements of the ICWA, interfere with the fundamental rights of
the child to be secure in a stable and permanent
home, the ICWA becomes constitutionally suspect, and must be subjected
to strict scrutiny. It must be found to serve a
compelling government purpose and to be actually necessary and effective
to accomplish that purpose. (Bridget
R.,
supra,
41 Cal.App.4th at p. 1507.)
The court in Bridget
R.
found that the ICWA met the first prong of this
test. Preserving American Indian culture is undeniably a compelling interest.
However
as to the second prong, the court agreed with the
line of cases following Baby
Boy L.,
that "... this purpose will not be served by applying
the provisions of ICWA which are at issue in this
case to children whose biological parents do not have a
significant social, cultural or political relationship with an Indian community."
(Bridget
R.,
supra,
41 Cal.App.4th at p. 1507.) "It is almost too obvious
to require articulation," the court continued, "that 'the unique values
of Indian culture' [citation] will not be preserved in the
homes of parents who have become fully assimilated into non-Indian
culture." (Ibid.)
Thus unless the parents could show significant social, cultural or
political ties with their Indian heritage, applying the Act to
remove the children from a home where they had formed
familial bonds would violate the children's due process rights.
The court applied a similar analysis in concluding that the
Act violated the children's equal protection rights if applied in
the absence of a showing of significant ties between the
Indian parents and the tribe. Without such a showing, the
Act would require that Indian children be treated differently from
non-Indian children in the same situation, based only on their
race. (Bridget
R.,
supra,
41 Cal.App.4th at p. 1508.) *717
Finally, the court in Bridget
R.
examined the Act in terms of the conflict between Congress's
plenary power over Indian affairs and the states' traditional
authority over the family relationships of its citizens. Congress exceeds
its authority, the court found, when it legislates in matters
generally reserved to the states in the absence of any
"adequate nexus" to the enumerated power. Such a nexus could
be shown by demonstrating a significant relationship between the family
and the Indian tribe. Otherwise, such a family is "in
all respects indistinguishable from other residents of the state," and
should be governed by state law. (Bridget
R.,
supra,
41 Cal.App.4th at p. 1511.)
In sum, the court concluded that the presence of significant
cultural ties between the family and the Indian tribe is
a necessary prerequisite to a constitutional application of the ICWA.
If applied without such a showing, the Act is unconstitutional
in three respects: (1) it improperly interferes with an Indian
child's fundamental due process rights respecting family relationships, (2) on
the sole basis of race, it deprives the child of
equal opportunities and protection of the laws, and (3) it
impermissibly intrudes upon a power ordinarily reserved to the states.
(Bridget
R.,
supra,
41 Cal.App.4th at p. 1512.) The court also disapproved of
an "after the fact assertion of tribal and Indian-parent rights
under ICWA." (Ibid.)
Thus on remand the trial court was to determine whether
the parents had any significant ties with tribal culture at
the time they relinquished their parental rights.
If not, then the application of the Act to remove
the children from their adoptive family would be
unconstitutional.
In Alexandria
Y.,
supra,
45 Cal.App.4th 1483, the Fourth Appellate District followed Bridget
R.
and adopted the existing Indian family doctrine in a case
which, like ours, involved a dependency proceeding. The juvenile court
in Alexandria
Y.
had declined to follow ICWA placement preferences and had denied
a motion to transfer jurisdiction to the tribe. The Court
of Appeal affirmed, finding that the juvenile court had acted
properly in refusing to apply the ICWA "because neither [the
child] nor [the mother] had any significant social, cultural or
political relationship with Indian life; thus, there was no existing
Indian family to preserve." (Id.
at p. 1485.)
Finally, we note that at various times since its enactment,
amendments to the ICWA have been proposed in Congress by
proponents of the existing Indian family doctrine as well as
by those opposing the doctrine, both *718
without success. [FN10] New proposals are presently pending in both
the House and Senate to amend the provisions of the
Act governing adoption. [FN11]
FN10
(See, e.g., H.R. No. 1448, 104th Cong., 1st Sess. (1995);
Sen. No. 764, 104th Cong., 1st Sess. (1995); Sen. No.
1962, 104th Cong., 2d Sess. (1996); Sen. No. 1976, 100th
Cong., 1st Sess. (1987); Title III of H.R. No. 3286,
104th Cong., 2d Sess. (1996).)
FN11
(Sen. No. 569, 105th Cong., 1st. Sess. (1997); H.R. No.
1082, 105th Cong., 1st Sess. (1997).)
Discussion
(1a)
As is apparent from the above survey, courts statewide and
across the nation are sharply divided on the issue whether
an existing Indian family is a prerequisite to application of
the provisions of the ICWA in a child custody proceeding.
Persuasive arguments have been made in support of both views.
As we explain below, we have concluded, after careful study
of the provisions of the Act and the substantial body
of case law cited above, that the application of the
existing Indian family doctrine is warranted under certain circumstances. Our
analysis is based on the factual and procedural context of
this case and requires that we weigh important, and often
competing, interests and policy considerations. These include Crystal's interest in
achieving permanency in her family life, the interests of the
biological parents in maintaining the family relationship and the tribe's
interest in preserving Indian culture.
We begin with the conviction that the child's best interests
must be the paramount concern in custody proceedings. Nothing is
more basic to a child's well-being during the formative years
than a stable and loving home environment.
As the court in Bridget
R.
observed, children are not merely chattels of their parents but
rather have important rights and interests of their own, including
the "right to be protected from neglect and to 'have
a placement that is stable [and] permanent.' " (In
re Jasmon O.
(1994) 8 Cal.4th 398, 419 [33 Cal.Rptr.2d 85, 878 P.2d
1297].)
California law recognizes a stage in the dependency process where
the rights of the child and the parents diverge and
the child's rights are found to be more compelling. (Cynthia
D. v. Superior Court
(1993) 5 Cal.4th 242, 253- 254 [19 Cal.Rptr.2d 698, 851
P.2d 1307].) Thus, where a child has been in out-of-home
placement under the jurisdiction of the dependency court for 18
months and the parents have been provided services but have
failed to correct the problems which initially caused the child
to be removed from the home, the court is entitled
to terminate efforts to reunite the family and focus on
providing an appropriate permanent placement for the child. (In
re Jasmon O.,
supra,
8 Cal.4th at p. 420; Welf. & Inst. Code, §§ 336.21,
subd. (f), 366.22, subd. (a), 366.26.) *719
The case before us reached that turning point over a
year ago. Reunification services have been terminated and the parents
have not sought review of that order. Thus it has
been established in this case that the parents have not
shown themselves able to make the changes necessary to provide
Crystal a safe and
stable home environment. Crystal's mother acknowledged that because of her
continuing struggle with drug addiction, she was unable to care
for Crystal. Crystal's father, whom she hardly knew and who
had never provided support for her, was back in prison.
At the time services were terminated, Crystal had been in
out-of-home relative placement for well over the statutory 18-month period.
The aunt and uncle have known her all her life.
She has been living as part of their family for
most of the past four years and strong attachments have
formed. They want to provide a permanent home for her
and she wants to be adopted by them. [FN12] Crystal's
best interests, in the opinion of the professionals personally involved
in this case, including the social worker, Crystal's therapist and
the CASA worker, are to remain with her present family
and be adopted by them.
FN12
The CASA worker wrote, in a recent report of a
visit to Crystal's home, that she was "thriving" there. She
was calm, comfortable and affectionate with the aunt and uncle
and was very excited and involved with activities as a
first grader at the local school. She calls her aunt
and uncle Mom and Dad, and wanted in turn to
be called Sarah B., rather than Crystal R. According to
the CASA worker the child had "moved on with her
life" and should be allowed to remain at home with
her adoptive family.
Under the posture of this case, it is clear that
Crystal's interests in permanently belonging to this family where she
is loved and cared for take precedence over the rights
of the parents, who have been unable to demonstrate their
fitness as caretakers. Terminating parental rights and freeing Crystal for
adoption by her present family would therefore be relatively automatic
at the Welfare and Institutions Code section 366.26 hearing (see,
e.g., In
re Matthew C.
(1993) 6 Cal.4th 386, 392 [24 Cal.Rptr.2d 765, 862 P.2d
765]), were it not for the additional requirements imposed by
the ICWA to protect the tribe's interests.
The federal statutory scheme also reflects a shifting balance of
interests. Congress identified a twofold purpose: to "protect the best
interests of Indian children" as well as to "promote the
stability and security of Indian tribes and families." (§
1902.) These two goals may at times be in harmony,
as are the interests of the parent and child in
the early stages of dependency proceedings. However, the ICWA recognizes
that the tribe's interest in child custody proceedings diminishes as
the family's connections to the tribe become more attenuated. Thus
the Act provides for exclusive jurisdiction if the child lives
on the reservation (§
1911(a)), concurrent jurisdiction if the parents or child no longer
reside on the reservation (§
1911(b)), and intervention by the tribe
in the state court proceeding if jurisdiction is not transferred.
(§
1911(c).) *720
As the tribe's interest in the proceedings weakens, the state's
interest in protecting the best interests of the child assumes
more importance. While providing means for the tribe to participate
in the proceedings in order to ensure that the interests
of the Indian family and community are preserved and protected,
Congress clearly envisioned situations in which the child's best interests
take precedence over the tribe's interests. (See, e.g., Matter
of Appeal in Maricopa County
(1983) 136 Ariz. 528 [667 P.2d 228, 234]; In
re Interest of C.W.
(1992) 239 Neb. 817 [479 N.W.2d 105].) For instance, the
Act specifically provides that the state court can deny a
request to transfer jurisdiction or can override the ICWA placement
preferences based on a showing of "good cause." (§§
1911(b), 1915.) "Good cause" often includes considerations affecting the best
interests of the child, such as whether the child has
had any significant contact with the tribe, the detriment to
the child from removal to a tribal court, or the
extent of the child's bonding with a prospective adoptive family.
(See, e.g., C.E.H.
v. L.M.W.,
supra,
837 S.W.2d 947; Matter
of Adoption of T.R.M.,
supra,
525 N.E.2d 298; In
re Interest of C.W.,
supra,
479 N.W.2d 105; In
re Robert T.
(1988) 200 Cal.App.3d 657 [246 Cal.Rptr. 168]; In
re Baby Girl A.
(1991) 230 Cal.App.3d 1611, 1620 [282
Cal.Rptr. 105]; Adoption
of M.
(1992) 66 Wn.App.475 [832 P.2d 518].) [FN13]
FN13
But see also Matter
of Adoption of Riffle,
supra,
922 P.2d 510; Yavapai-Apache
Tribe v. Mejia
(Tex.App. 1995) 906 S.W.2d 152, 169; Matter
of Custody of S.E.G.
(Minn. 1994) 521 N.W.2d 357, 362-363, holding that "good cause"
under the Act does not include the best interests of
the child.
Where the state court proceeding has reached the point at
which reunification has failed and the child's interests in permanent
placement outweigh the interests of the parents, we believe it
is appropriate for the court to examine the strength of
the tribe's interests in protecting Indian cultural ties. If the
evidence shows that such ties have become so attenuated as
to be virtually nonexistent, it makes little sense to bring
the requirements of the ICWA to bear on the proceedings.
Not only does the application of the ICWA in such
circumstances work against the best interests of the child, who
is poised to move forward with his or her life
as part of a stable family unit, it does nothing
to further the purpose of preserving " 'the unique values
of Indian culture.' " (In
re Bridget R.,
supra,
41 Cal.App.4th at p. 1507.)
It is often the case, as it is here, that
the parent who seeks to invoke the protections of the
Act has had no significant relationship either
with the tribe or with the child.
Crystal is seven years old and has had no meaningful
contact with her father, with the exception of a five-month
period just prior to his most recent arrest and reincarceration.
The father was not born in Alaska, where this tribe
is located, has never lived there, and has indicated *721
no intention of returning there. Although Crystal may be the
"biological child of a tribal member" (§
1903(4)), the father was not an enrolled member when she
was born. His interest in his Indian heritage is a
recent phenomenon, sparked, as it would appear, by the commencement
of the dependency and the notice provided by the Agency.
Prior to that time the father was seemingly not part
of any "Indian community" and in all likelihood never would
have been in the absence of these proceedings.
(2)
As the court in Bridget
R.
observed, "... more is required to justify an application of
ICWA than a biological parent's mere formal enrollment in a
tribe, or a self-serving after-the-fact tribal recognition of such a
parent's membership. Such token attestations of cultural identity fall short
of establishing the existence of those significant
cultural traditions and affiliations which ICWA exists to preserve ...."
(Bridget
R.,
supra,
41 Cal.App.4th at p. 1512, italics in original.) We do
not believe Congress could have
intended that the special protections provided by the ICWA be
invoked as a legal ploy in a custody proceeding by
a parent who has otherwise abdicated parental rights and has
no demonstrable ties to Indian culture. We find no compelling
reason why such a parent should be entitled to rights
and protections greater than any other resident of the state.
(1b)
The existing Indian family doctrine has the imprimatur of the
high courts of many other states. [FN14] As these courts
have found, the doctrine is supported both by language in
the Act itself and by the legislative history behind it.
Legislators were concerned about statistics showing that state agencies, who
had "no basis for intelligently evaluating the cultural and social
premises underlying Indian home life and childrearing," were acting *722
to remove Indian children from their families and tribes. [FN15]
Congress sought to provide special protection for such families and
to preserve the cultural values underlying Indian home life. Preservation
of the Indian family was thus "an integral purpose of
the ICWA from its inception." (Matter
of S.C.,
supra,
833 P.2d at p. 1256.) Consistent with this purpose, the
language of the Act repeatedly refers to the preservation of
the Indian family, the breakup of the Indian family, and
the removal of Indian children from their Indian parents or
custodians. (See, e.g., §§ 1901(4),
1902, 1912(d), 1914, 1916(b), 1920, 1922.) It "was never intended
to apply
where the preservation of an 'Indian family or environment' was
not at stake." (Hampton
v. J.A.L.,
supra,
658 So.2d 331, 334; Matter
of Adoption of Crews,
supra,
825 P.2d at p. 310.)
FN14
See Matter
of Adoption of T.R.M.,
supra,
525 N.E.2d at page 303 ("The Act is applicable when
you have Indian children being removed from their existing Indian
environment."); Baby
Boy L.,
supra,
643 P.2d at page 175 ("... the Act is concerned
with the removal of Indian children from an existing Indian
family unit and the resultant breakup of the Indian family.");
Matter
of S.C.,
supra,
833 P.2d at page 1255 (Although the child may be
an "Indian child" based on the tribe's constitution, "we do
not find an existing Indian family unit or environment from
which [the child] was removed or to which he would
be returned. To apply ICWA in this specific situation would
not further the policies and purposes of ICWA."); Matter
of Adoption of Crews,
supra,
825 P.2d at pages 310-311 ("ICWA is not applicable when
an Indian child is not being removed from an Indian
cultural setting, the natural parents have no substantive ties to
a specific tribe, and neither the parents nor their families
have resided or plan to reside within a tribal reservation.
In such a situation, whether or when a child meets
the definition of 'Indian child' under ICWA is not controlling.");
see also S.A.
v. E.J.P.,
supra,
571 So.2d at page 1190 ("To apply the ICWA to
the facts of this case would be contrary to the
congressional intent."); C.E.H.
v. L.M.W.,
supra,
837 S.W.2d at page 952 ("... the Act is not
applicable where an Indian child is not being removed from
an Indian cultural setting ...."); Rye
v. Weasel,
supra,
934 S.W.2d at pages 261-263.
FN15
Hearings before the Subcommittee on Indian Affairs and Public Lands
of the House Committee on Interior and Insular Affairs on
Senate Bill No. 1214, 95th Cong., 2d Sess., at pages
191-192 (1978).
Contrary to the parents' assertions that the existing Indian family
doctrine undermines the purposes and remedial effects of the Act,
we believe that requiring an existing Indian family as a
condition of applying the Act promotes the specific goals Congress
sought to achieve. It ensures that a child's ties with
his or her Indian parents and with the tribe are
protected and preserved where
such ties exist.
(See, e.g., Hampton
v. J.A.L.,
supra,
658 So.2d 331, 335.) In the absence of such ties,
the doctrine ensures that the invocation of the Act's protections
will not be abused and that state law will operate
to protect the best interests of the child.
We do not believe the Supreme Court's decision in Holyfield
abrogates the existing Indian family exception. Holyfield
was concerned with the interpretation of the jurisdictional provisions of
section 1911(a), and specifically with the term "domicile" as used
in the Act. The court did not mention the existing
Indian family doctrine and did not address the issue whether
the Act should apply in the absence of such a
family because both parents in Holyfield
resided on the reservation and clearly had significant ties to
tribal culture. The purpose of the Act was to prevent
the removal of Indian children in precisely such a situation.
Holyfield
in no way negates the conclusion that the Act is
not applicable where an Indian child is not being removed
from an Indian cultural setting, where the natural parents have
no ties to a specific tribe, and where neither the
parents nor their extended families have resided or plan to
reside within a tribal reservation. (C.E.H.
v. L.M.W.,
supra,
837 S.W.2d 947, 952; Matter
of Adoption of Crews,
supra,
825 P.2d at p. 310.) Finally, as we have noted,
other courts, including most recently the two California courts in
Bridget
R.
and Alexandria
Y.,
have *723
continued to apply the existing Indian family doctrine post-Holyfield.
[FN16] The Supreme Court has denied certiorari in Bridget
R. sub nom.
(Dry
Creek Rancheria v. Bridget R.
(1997) ___ U.S. ___ [117 S.Ct. 1460, 137 L.Ed.2d 564].)
FN16
See footnote 7, ante.
The parents contend that the federal guidelines (25 C.F.R. § 23.2
(1997)) and the recently amended California Rules of Court, rules
1410, 1412, and 1439 constitute a rejection of the existing
Indian family doctrine because neither the guidelines nor the California
Rules of Court refer to the doctrine. We are not
persuaded by this argument. The failure to expressly include language
adopting the doctrine is not evidence of any intention to
reject it. The parents argue that rule 1439(f)(1) of the
California Rules of Court amounts to a repudiation of the
doctrine. That rule provides that "a tribe's determination that the
child is or is not a member of or eligible
for membership in the tribe is conclusive." As the case
law makes clear, however, the existing Indian family doctrine applies
to remove the proceedings from the scope of the Act
even if the child is determined to be an Indian
child under the tribe's constitution. (See, e.g., Matter
of Adoption of Crews,
supra,
825 P.2d 305, 308 [the Act was not intended to
apply in certain situations "[r]egardless of [the baby's] tribal membership
or lack thereof"].) The remainder of the amendments to the
rules of court enforce the procedural requirements of the ICWA
and apply only if the Act applies.
We now join the Second and Fourth District Courts of
Appeal in adopting the existing Indian family doctrine. We believe
the Act was intended to preserve Indian culture by protecting
Indian families and communities from unwarranted state interference. It follows
that if the family has no significant ties with an
Indian tribe or community, sufficient to distinguish it from any
other family subject to a state court custody proceeding, the
Act does not serve the purposes for which it was
enacted, and its provisions should not be enforced.
The courts in Bridget
R.
and Alexandria
Y.
have differed regarding the scope of the existing Indian family
doctrine. Bridget
R.
would limit its application to cases where neither the parents
nor the child have significant ties with tribal culture. Alexandria
Y.
advocates a more expansive application of the doctrine "dependent on
the unique facts of each situation." (Alexandria
Y.,
supra,
45 Cal.App.4th at p. 1493.) We are inclined to the
view expressed in Bridget
R.,
which we believe is more in keeping with the purposes
of the ICWA.
(3)
Finally, we note that while most courts adopting the existing
Indian family doctrine have applied it in the context of
voluntary adoption proceedings initiated by one or both parents, we
believe it is equally appropriate in *724
dependency proceedings, particularly where services have been provided, and have
been unsuccessful, and it appears the family will not be
reunited. Although the application of the provisions of the Act
in a dependency proceeding, unlike the voluntary adoption cases, may
not result in the child being immediately removed from his
or her home and placed with strangers in a foreign
culture, it nonetheless necessarily results in delay, expense and uncertainty
for all parties. Severing the psychological bond with de facto
parents who have become the child's family unit obviously has
devastating consequences to the best interests of the child. Almost
as detrimental is the constant spectre of the possibility of
such a consequence. A child deserves to have a "stable
and permanent home[] in which [his or her] mind and
character can grow, unhampered by uncertainty and fear of what
the next day or week or court appearance may bring."
(Bridget
R.,
supra,
41 Cal.App.4th at p. 1504; In
re Jasmon O.,
supra,
8 Cal.4th at p. 419.)
Conclusion
(1c)
The time is long past for Crystal to have the
certainty about her future to which she is entitled. She
is seven years old and does not yet belong to
a permanent family unit. Despite the provision of services during
the reunification period, her biological parents have failed to demonstrate
their ability to provide adequate parenting. The Indian father barely
knows his daughter and has only recently established contact with
his tribe. The only stable home Crystal has experienced for
any significant period of time has been with
her mother's aunt and uncle. Under these circumstances we conclude
that unless the father in this case can establish that
he has maintained significant social, cultural or political ties with
the tribe from which he is descended, the Act does
not apply to this family.
We will therefore grant the writ petition and direct that
the trial court conduct a hearing, as described in Bridget
R.,
in order to determine whether such ties exist. The father
and the tribe have the burden of proof at this
hearing to establish significant ties by a preponderance of the
evidence. In the event they are unable to carry this
burden, the requirements of the ICWA do not apply to
this case and the court is to proceed as soon
as possible with the selection and implementation hearing under Welfare
and Institutions Code section 366.26.
Cottle, P. J., and Premo, J., concurred.
The petition of real parties in interest for review by
the Supreme Court was denied February 18, 1998. *725
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