(Cite
as: 144 Cal.App.3d 786)
In
re JUNIOUS M., a Minor. DEPARTMENT OF SOCIAL SERVICES OF
THE CITY AND COUNTY
OF
SAN FRANCISCO, Petitioner and Respondent,
v.
DIANA
L., Objector and Appellant.
Civ.
No. AO16428.
Court
of Appeal, First District, Division 3, California.
Jul
11, 1983.
[Certified
for partial publication.
[FN*]]
FN*
Certified for publication except as to part III. (Cal. Rules
of Court, rules 976(b) and 976.1.)
SUMMARY
In proceedings to declare a minor free from parental custody
and control (Civ. Code, § 232,
subds. (a)(1) and (a)(7)), in which there was evidence that
the minor might be an Indian child subject to the
Indian Child Welfare Act of 1978 (25 U.S.C. §§ 1901-1963),
which provides that in involuntary custody proceedings involving a child
who might be an Indian, the trial court must
notify the Indian child's tribe of the proceedings and of
its right of intervention, the trial court determined that because
neither the child nor his Indian mother was an enrolled
member of the tribe and the child had developed no
Indian identification, the minor was not an Indian child and
the act did not apply. The trial court thereafter entered
an order declaring the minor to be free from the
custody and control of his natural parents. (Superior Court of
the City and County of San Francisco, No. 105061, Harry
W. Low, Judge.)
The Court of Appeal reversed and remanded for further proceedings,
holding that in a child custody proceeding in which it
appears that the minor may be an Indian child, the
trial court must notify the tribe in question and must
seek its determination of the child's Indian status, which determination
is conclusive for purposes of deciding whether the Indian Child
Welfare Act of 1978 applies. The court further held that
since it could not say as a matter of law
that the minor was not an Indian child within the
meaning of the act, the trial court's error in failing
to inform the tribe of the proceedings could not be
deemed harmless. (Opinion by Barry-Deal, J., with Scott, Acting P.
J., and Feinberg, J., concurring.) *787
HEADNOTES
Classified
to California Digest of Official Reports
(1a,
1b)
Delinquent, Dependent, and Neglected Children § 22--
Proceedings--To Declare One Free From Custody and Control of Parents--Indian
Child--Notice to Tribe--Indian Child Welfare Act.
In proceedings to declare a minor free from parental custody
and control (Civ. Code, § 232,
subds. (a)(1) and (a)(7)), in which there was evidence that
the minor might be an Indian child subject to the
Indian Child Welfare Act of 1978 (25 U.S.C. §§ 1901-1963),
which provides that in involuntary custody proceedings involving a child
who might be an Indian the court must notify the
Indian child's tribe of the proceedings and of its right
of intervention, the trial court erred in determining that, because
neither the child nor his Indian mother was an enrolled
member of the tribe and the child had developed no
Indian identification, the minor was not an Indian child and
the act therefore did not apply. The question of whether
the minor was an Indian child was one for the
tribe to determine. Further, the error was prejudicial, since it
could not be said as a matter of law that
the minor was not an Indian child within the meaning
of the act.
[See Cal.Jur.3d,
Indians, § 8;
Am.Jur.2d,
Indians, § 65.]
(2)
Indians § 1--Indian
Child Welfare Act--Construction--Guidelines.
In construing the Indian Child Welfare Act of 1978 (25
U.S.C. §§ 1901-1963),
intended to protect Indian cultural values in involuntary custody proceedings
involving Indian children, the Department of the Interior's interpretation
of certain provisions of the act, while not intended to
have binding legislative effect, is entitled to great weight as
the construction of a statute by the executive department charged
with its administration.
(3)
Indians § 1--Indian
Child Welfare Act--Involuntary Custody Proceedings--Lack of Notice--Prejudice.
Under the Indian Child Welfare Act of 1978 (25 U.S.C.
§§ 1901-1963),
which provides that in involuntary custody proceedings involving a child
who might be an Indian the court must notify the
Indian child's tribe of the proceedings and of its right
of intervention, lack of notice is not necessarily prejudicial to
the tribe, even when it is required.
COUNSEL
John F. Prentice, under appointment by the Court of Appeal,
for Objector and Appellant. *788
George Agnost, City Attorneys, Thomas J. Owen, Craig M. McCabe
and Robert H. Aaronson, Deputy City Attorneys, for Petitioner and
Respondent.
BARRY-DEAL, J.
I.
Summary
We hold that in a child custody proceeding, if it
appears that the minor may be an Indian child, the
court must notify the tribe in question and must seek
its
determination of the child's Indian status, which determination is conclusive
for the purpose of deciding whether the Indian Child Welfare
Act of 1978 applies.
II.
Statement of the Case and of the Facts
The minor's natural mother (appellant) appeals from a judgment entered
after the trial court issued its order declaring Junious M.
(the minor) free from parental custody and control. The minor's
father did not participate in the proceedings and has not
appealed. Appellant contends that the trial court erred in determining
that the Indian Child Welfare Act of 1978 (the Act)
did not apply to these proceedings. We conclude that the
trial court erred in failing to notify the Nooksack Indian
Tribe of the pending proceedings and that under the circumstances
the error requires a qualified reversal of the judgment.
A detailed statement of the history of this case is
not necessary to resolution of this appeal. We therefore offer
this synopsis.
The minor was born on December 15, 1974, in San
Francisco and declared to be a dependent child of the
juvenile court on December 2, 1976. Appellant cared for him
for about a year and a half or two years
after his birth, and he was then placed with his
maternal grandmother. He was placed with his foster mother in
August 1978 and has remained with her to the present
time. These placements were necessary because appellant was in and
out of county jails and from about mid-1979
to December 1980 was incarcerated in state prison.
During the period of appellant's incarcerations, the Department of Social
Services of the City and County of San Francisco (department)
supervised three visits between her and the minor. Frequent visits
were arranged after *789
she was released, some as a part of a reunification
plan. These were not successful; the minor developed adverse physical
symptoms as a result of nervous tension engendered by the
visits. On several occasions he terminated the visits after a
minute or two in his natural mother's presence.
Attempts by the department to work out a service agreement
with appellant were unsuccessful because of appellant's lack of cooperation.
On August 25, 1981, [FN1] the department filed its petition
to have the minor declared free from parental custody and
control, pursuant to Civil Code section 232, subdivisions (a)(1) and
(a)(7). On September 11, the petition was set for hearing
on October 15, and counsel was appointed for the minor
on September 28.
FN1
All relevant dates are in the year 1981, unless otherwise
indicated.
The Civil Code section 232 hearing took three days, beginning
on Thursday, October 15. After the weekend recess, counsel for
appellant raised for the first
time the issue of applicability of the Act. Ultimately the
trial court ruled that the Act was inapplicable to these
proceedings.
On December 29, the court filed its order declaring the
minor to be free from the custody and control of
his natural parents. Judgment was entered on December 30. This
appeal followed.
III.
Denial of Appellant's Code of Civil Procedure Section 170 Motion
[FN*]
IV.
Applicability of the Act
(1a)Appellant
contends that the trial court erred in determining that the
notice provisions of the Act did not apply, that this
error violated the minor's due process rights, and that therefore
the judgment of the trial court must be reversed and
the cause remanded for further proceedings consistent with the Act.
We conclude that notice to the tribe was required.
FN*
Part III of this opinion is not certified for publication.
(See fn. *, ante,
at p. 786.)
A. Purposes
and Scope of the Act
The Act (25 U.S.C.A. ch. 21, §§ 1901-1963
[FN3]) was enacted "... to protect the best interests of
Indian children and to promote the stability and security of
Indian tribes and families by the establishment of minimum Federal
*790
standards for the removal of Indian children from their families
and the placement of such children in foster or adoptive
homes which will reflect the unique values of Indian culture,..."
(§
1902.) The legislation was Congress' response to its findings that
"... an alarmingly high percentage of Indian families are broken
up by the removal, often unwarranted, of their children from
them by nontribal public and private agencies and that an
alarmingly high percentage of such children are placed in non-Indian
foster and adoptive homes and institutions; ..." (§
1901, subd. (4); see generally, Barsh, The
Indian Child Welfare Act of 1978: A Critical Analysis
(1980) 31 Hastings L.J. 1287 (hereafter cited as Barsh); Note,
The
Indian Child Welfare Act of 1978: Provisions and Policy
(1980) 25 San Diego L.Rev. 98.)
FN3
Unless otherwise indicated, all further statutory citations are to title
25, United States Code Annotated.
Subchapter I of the Act, with which we are concerned,
deals with custody proceedings involving Indian children. "'[C]hild custody proceeding,"'
as that term is used in the Act, refers to
proceedings for foster care placement, termination of parental rights, preadoptive
placement, and adoptive placement. (§
1903, subd. (1).) An Indian tribe has exclusive jurisdiction over
any such proceeding
involving an Indian child who resides or is domiciled within
its reservation. (§
1911, subd. (a).) [FN4] Where the child is not so
domiciled, and a proceeding is initiated in a state court,
the court must transfer the proceeding to the jurisdiction of
the tribe under certain circumstances. (§
1911, subd. (b).) In cases which are not transferred, the
tribe has the right to intervene in the state court
proceedings. (§
1912, subd. (c).)
FN4
Section 1911 provides as follows: "(a)
Exclusive jurisdiction
[¶]
An Indian tribe shall have jurisdiction exclusive as to any
State over any child custody proceeding involving an Indian child
who resides or is domiciled within the reservation of such
tribe, except where such jurisdiction is otherwise vested in the
State by existing Federal law. Where an Indian child is
a ward of a tribal court, the Indian tribe shall
retain exclusive jurisdiction, notwithstanding the residence or domicile of the
child. [¶]
(b)
Transfer of proceedings; declination by tribal court
[¶]
In any State court proceeding for the foster care placement
of, or termination of parental rights to, an Indian child
not domiciled or residing within the reservation of the Indian
child's tribe, the court, in the absence of good cause
to the contrary, shall transfer such proceeding to the jurisdiction
of the tribe, absent objection by either parent, upon the
petition of either parent or the Indian custodian or the
Indian child's tribe: Provided,
That such transfer shall be subject to declination by the
tribal court of such tribe. [¶]
(c)
State court proceedings; intervention
[¶]
In any State court proceeding for the foster care placement
of, or termination of parental rights to, an Indian child,
the Indian custodian of the child and the Indian child's
tribe shall have a right to intervene at any point
in the proceeding. [¶]
(d)
Full faith and credit to public acts, records, and judicial
proceedings of Indian tribes
[¶]
The United States, every State, every territory or possession of
the United States, and every Indian tribe shall give full
faith and credit to the public acts, records, and judicial
proceedings of any Indian tribe applicable to Indian child custody
proceedings to the same extent that such entities give full
faith and credit to the public acts, records and judicial
proceedings of any other entity."
B. Notice
Provisions of the Act
Of course, the tribe's right to assert jurisdiction over the
proceeding or to intervene in it is meaningless if the
tribe has no notice that the action is *791
pending. (Barsh, supra.,
at p. 1313.) Section 1912 therefore provides: "In any involuntary
proceeding in a State court, where the court knows
or has reason to know that an Indian child is
involved, the party seeking the foster care placement of, or
termination of parental rights to, an Indian child shall notify
the parent or Indian custodian [FN5] and the Indian child's
tribe, by registered mail with return receipt requested, of the
pending proceedings and of their right of intervention.... No foster
care placement or termination of parental rights proceeding shall be
held until at least ten days after receipt of notice
by the parent or Indian custodian and the tribe ...:
Provided,
That the parent or Indian custodian or the tribe shall,
upon request, be granted up to twenty additional days to
prepare for such proceeding." (§
1912, subd. (a).)
FN5
"'Indian custodian' means any Indian person who has legal custody
of an Indian child under tribal law or custom or
under State law or to whom temporary physical care, custody,
and control has been transferred by the parent of such
child; ..." (§
1903, subd. (6).)
Violation of the notice provisions may be cause for invalidation
of the proceeding. (§
1914.)
C.
Presentation
of the Issue to the Trial Court
On October 19, the third day of the Civil Code
section 232 hearing, the issue
of applicability of the Act was raised to the court
for the first time. Child welfare worker Robert Fogal testified
that he had investigated the question of the minor's possible
Indian child status beginning in November 1980, but that, based
upon information received from previous workers, the federal government, appellant,
and appellant's mother, he concluded that the Nooksack Tribe was
Canadian and that therefore the Act did not apply.
Appellant testified that she is Filipino/Canadian Indian, that the Nooksack
is her maternal grandfather's tribe, that her mother grew up
on the reservation, which she (her mother) said was in
Canada, and that to become a member of the tribe,
appellant would have to go to Canada and register as
an Indian. [FN6]
FN6
Appellant also testified that the minor's paternal grandfather had told
her that the minor's father was "Indian and black." An
objection to this testimony was sustained.
After the parties had rested, appellant's attorney argued, inter alia,
that the Act might apply if the Nooksack Tribe was
affiliated with tribes within the United States and that the
court should obtain an opinion from the Secretary of the
Interior on the point. The minor's attorney stated that she
had not had time to explore the issue but would
prepare a memorandum on the point. The court
took the matter, including the issue of applicability of the
Act, under submission. *792
After the hearing, the parties submitted additional documentary evidence and
arguments to the court. On October 21, counsel for appellant
informed the court that he had been in communication with
the Department of the Interior and had been informed that
the Nooksack Tribe is an American (i.e., United States) tribe.
Appellant's confusion on the point appears to have been explained
by the fact that the tribe was considered Canadian until
1973. Counsel also sent the court various documentary evidence in
support of his position that the Act applied to these
proceedings. Counsel for the foster mother and for the department
submitted arguments against application of the Act, to which appellant's
counsel responded.
Based upon this evidence and these arguments, the court held
that the Act was inapplicable because the minor was not
an "'Indian child."' Additional arguments were presented in conjunction with
appellant's motion for new trial, which the court denied.
D.
Notice
Was Required
As we have just explained, when the issue of applicability
of the Act was raised, the trial court heard and
considered testimony and documentary evidence upon which it based its
conclusion that the minor was not an Indian child and
that
therefore the Act did not apply. The court erred in
approaching resolution of the issue in this manner, since the
question of whether the minor was an Indian child was
one for the tribe to determine.
A major purpose of the Act is to protect "...
Indian children who are members of or are eligible for
membership in an Indian tribe; ..." (§
1901, subd. (3).) For purposes of the Act, "'Indian child'
means any unmarried person who is under age eighteen and
is either (a) a member of an Indian tribe or
(b) is eligible for membership in an Indian tribe and
is the biological child of a member of an Indian
tribe; ..." (§
1903, subd. (4).) The Act requires that in any involuntary
child custody proceeding, the court must notify the child's tribe
where it "... knows or has reason to know that
an Indian child is involved, ..." (§
1912, subd. (a).)
(2)(See
fn. 7.)
On November 16, 1979, the Bureau of Indian Affairs of
the Department of the Interior promulgated Guidelines for State Courts;
Indian Child Custody Proceedings (44 Fed.Reg. 67584-67595 (Nov. 26, 1979)
(hereafter Guidelines)). [FN7] These Guidelines begin with a statement of
*793
the policy of the Act-that there is a preference for
keeping Indian children with their families or with other Indian
families and for deferring to tribal judgment on matters concerning
custody of tribal children. (Guidelines, supra.,
at p. 67585.) "Proceedings in state courts involving the custody
of Indian
children shall
follow strict procedures and meet stringent requirements
to justify any result in an individual case contrary to
these preferences." (Guidelines, supra.,
at p. 67586, italics added.) The Act and all regulations,
guidelines, and state statutes relating to it "... shall be
liberally
construed
in favor of a result that is consistent with these
preferences. Any
ambiguities
in any of such statues, regulations, rules or guidelines shall
be resolved in favor of the result that is most
consistent with these preferences."
(Guidelines, supra.,
at p. 67586, italics added.)
FN7
The Guidelines represent the Department of the Interior's interpretation of
certain provisions of the Act; they were not intended to
have binding legislative effect. (Guidelines, supra.,
at p. 67584.) However, the construction of a statute by
the executive department charged with its administration is entitled to
great weight. (See, e.g., Worthington
v. Unemployment Ins. Appeals Bd.
(1976) 64 Cal.App.3d 384, 389; see generally, 5 Witkin, Summary
of Cal. Law (8th ed. 1974) Constitutional Law, § 70,
pp. 3309-3310.) We have analyzed the Guidelines pertinent to the
issue before us and are persuaded that they represent a
correct interpretation of the Act. (Cf. Sanchez
v. Unemployment Ins. Appeals Bd.
(1977) 20 Cal.3d 55, 66 [141 Cal.Rptr. 146, 569 P.2d
140].)
As to determining the status of a child as an
Indian child, the Guidelines provide: "When a state court has
reason
to believe
a child involved in a child custody proceeding is an
Indian, the court shall
seek verification
of the child's status from either the Bureau of Indian
Affairs or the child's tribe .... [¶]
... The
determination by a tribe
that a child is or is not a member of
that tribe, is or is not eligible for membership in
that tribe, or that the biological parent is or is
not a member of that tribe is
conclusive
.... [¶]
... Circumstances under which a state court has reason to
believe a child involved in a child custody proceeding is
an Indian include .... [¶]
... Any party to the case ... informs the court
that the child is an Indian child." (Guidelines, supra.,
at p. 67586, italics added.)
The commentary to this portion of the Guidelines states, "This
guideline makes clear that the best source of information on
whether a particular child is Indian is the tribe itself.
It is the tribe's prerogative to determine membership criteria and
to decide who meets those criteria. Cohen,
Handbook of Federal Indian Law
133 (1942)." (Guidelines, supra.,
at p. 67586; Barsh, supra.,
at p. 1325; see Santa
Clara Pueblo v. Martinez
(1978) 436 U.S. 49, 62-66 [56 L.Ed.2d 106, 117-120, 98
S.Ct. 1670].)
The Guidelines further provide: "In any involuntary child custody proceeding,
the state court shall make inquiries to determine if the
child involved is a member of an Indian tribe or
if a parent of the child is a member of
an Indian tribe and the child is eligible for membership
in an Indian tribe." (Guidelines, supra.,
at p. 67588.) The commentary explains, "This section recommends that
state courts routinely inquire of participants in child custody proceedings
whether the child is an Indian. If anyone asserts that
the child is an Indian or that there is reason
to believe the child may be an Indian, then the
court shall contact the tribe or the Bureau of Indian
Affairs for verification." (Guidelines, supra.,
at p. 67589.) *794
Although the Guidelines provide that a determination of tribal membership
vel
non
should be sought from the tribe, that question may also
be presented to the Bureau of Indian Affairs. The Guidelines
state, "Absent a contrary determination by the tribe that is
alleged to be the Indian child's tribe, a determination by
the Bureau of Indian Affairs that a child is or
is not an Indian child is conclusive." (Guidelines, supra.,
at p. 67586.) The commentary explains, "Because of the Bureau
of Indian Affairs' long experience in determining who is an
Indian for a variety of purposes, its determinations are also
entitled to great deference. [Citation.]"
We conclude that error occurred when the trial court failed
to notify the Nooksack
Tribe of the pending proceedings so that it could make
the determination whether the minor was an Indian child within
the meaning of the Act.
E.
Evidence
Before the Trial Court
(3)(See
fn. 8.)
We examine the evidence before the trial court to determine
whether the error was prejudicial. [FN8]
FN8
Lack of notice is not necessarily prejudicial to the tribe,
even where it is required. ( Matter
of S.Z.
(S.D. 1982) 325 N.W.2d 53, 55.)
It will be recalled that "'Indian child' means any unmarried
person who is under age eighteen and is either (a)
a member of an Indian tribe or (b) is eligible
for membership in an Indian tribe and is the biological
child of a member of an Indian tribe; ..." (§
1903, subd. (4).) There is no question that the minor
is unmarried and under age 18. Thus, he is an
Indian child if he is (a) a member of the
tribe or (b) is eligible for membership and
his mother is a member.
The Constitution and Bylaws of the Nooksack Indian Tribe of
Washington provide as follows:
"Article
II-Membership
"Section
1.
The membership of the Nooksack Indian Tribe shall consist of:
"(a) All original Nooksack Public Domain allottees, and their descendants
living on January 1, 1942.
"(b) All persons of Indian blood whose names appear on
the official census roll of the tribe dated January 1,
1942, provided that the January 1, *795
1942, roll may be corrected by the tribe with the
approval of the Secretary of the Interior.
"(c) All persons born to any enrolled member of the
Nooksack Indian Tribe subsequent to January 1, 1942, provided such
persons possess at least one-fourth (1/4) degree Indian blood.
"(d) No person shall be accepted for Nooksack membership who
is enrolled as a member of any other organized tribe,
band, or Indian community which is officially recognized by the
Secretary of the Interior.
"(e) Official membership rolls of the tribe shall be approved
by the governing body of the tribe and by the
Secretary of the Interior or his authorized representative.
"Sec.
2.
The governing body shall have the power to pass ordinances,
subject to the approval of the Secretary of the Interior,
governing future membership including adoptions and loss of membership."
It was undisputed that appellant's mother, Mrs. Ruth L., was
born in 1933, appeared
on the census roll of the tribe dated January 1,
1942, and was an enrolled member of the tribe. It
was also undisputed that appellant was born in 1954 and
has one-half degree Indian blood. Here agreement ended.
Appellant argued that she was a member of the tribe
under article II, section 1, subdivision (c), since she was
born to an enrolled member after 1942 and has one-half
degree Indian blood. This conclusion would be irrefutable if one
did not read past subdivision (c). However, the department argued
that when article II is considered in its entirety, it
is apparent that subdivisions (a) through (c) define who is
eligible for membership, and that membership does not automatically follow
from eligibility. In other words, appellant might qualify for membership
under subdivision (c), but she could not be accepted as
a member if she was enrolled in another tribe (subd.
(d)) or if her enrollment was not approved by the
governing body of the tribe and by the Secretary of
the Interior (subd. (e)). Also, section 2 of article II
might be invoked to deprive appellant of tribal membership.
The department's reading of article II apparently comports with that
of the Bureau of Indian Affairs, which informed appellant's counsel
that appellant was "eligible to make application for tribe membership
...."
The trial court agreed with the department's position and found
that the Act was inapplicable, in that the minor was
not an "'Indian child'" because neither he
nor appellant was an enrolled
member of the tribe. *796
The statutory definition of Indian child, taken together with the
Nooksack constitutional provisions, resulted in an ambiguity which was not
easily resolved. (See Barsh, supra.,
at pp. 1307-1310.) This difficulty was compounded by the parties'
and the trial court's focus on whether appellant (and the
minor) were "enrolled."
"Enrollment is not always required in order to be a
member of a tribe. Some tribes do not have written
rolls. Others have rolls that list only persons that were
members as of a certain date. Enrollment is the common
evidentiary means of establishing Indian status, but it is not
the only means nor is it necessarily determinative. United
States v. Broncheau,
597 F.2d 1260, 1263 (9th Cir. 1979)." (Guidelines, supra.,
at p. 67586.)
Although it is apparent from the provisions of article II
that the Nooksack Tribe uses an enrollment procedure, it is
not clear whether the tribe would have found appellant to
be a member had it been given the opportunity to
rule on the question.
(1b)Since
we cannot say as a matter of law that the
minor is not an "'Indian child"' within the meaning of
the Act, the trial court's error in failing to inform
the tribe of the proceedings cannot be deemed nonprejudicial error,
and the judgment must be reversed.
We note that the trial court predicated its decision not
to apply the Act in part on its determination that
the minor had developed no identification as an Indian. The
language of the Act contains no such exception to its
applicability, and we do not deem it appropriate to create
one judicially. (See A.B.M.
v. M.H.
(Alaska 1982) 651 P.2d 1170, 1173.)
Even if judicial creation of exceptions to the Act were
permissible, creation of one where the child has been deprived
of development of an Indian identity would not be appropriate.
Congress has found that it has a responsibility to protect
and preserve the Indian tribes and their resources and "that
there is no resource that is more vital to the
continued existence and integrity of Indian tribes than their children
...." (§
1901, subds. (2), (3).) It has therefore established a policy
of attempting to place Indian children in "... homes which
will reflect the unique values of Indian culture, ..." (§
1902.) Thus a major purpose of the Act would be
undermined by such an exception.
V.
Postjudgment Circumstances
After briefing was completed in this appeal, we received communication
from the department's counsel and from the Nooksack Indian Tribe
tending *797
to indicate that resolution of the minor's situation might be
reached by settlement and that reversal for further proceedings might
be avoided. In light of
the undisputed evidence in the record before us that the
minor already has suffered physical and psychological ill effects as
a result of his unsettled status, we deemed it appropriate
that we take subsequent developments into account. ( In
re Elise K.
(1982) 33 Cal.3d 138, 139-151 [187 Cal.Rptr. 483, 654 p.
2d 253] (conc. opn. of Bird, C.J.).) [FN9]
FN9
The minor's trial counsel, Legal Services for Children, Inc., took
us to task, stating that we should not receive or
consider the tribe's suggestions until the legal issue on appeal
was resolved. We appreciate the legal niceties of their position
but suggest that anyone concerned with the welfare and legal
rights of children would be well-advised to read and assimilate
Chief Justice Bird's concurring opinion in Elise
K.,
supra.,
33 Cal.3d at pages 139-151.
In a letter dated January 12, 1983, Jennifer Clarke, Nooksack
mental health and child welfare specialist, informed the department's counsel
that, in light of certain facts, it appeared to the
tribe that the minor's best interests would be served if
he remained permanently with his foster mother. Accordingly, the tribe
had decided not to intervene in the case. Counsel forwarded
the letter to us and stated that although the department
still believed that notice to
the tribe was not required, "It would be wrong to
elevate form over substance in this instance, to the detriment
of the child's welfare."
We informed appellant's attorney of this development and suggested to
him and to the city attorney that possibly the appeal
was moot or that settlement could be reached. Counsel could
not agree to terms, however.
On May 6, 1983, we received another letter from Ms.
Clarke, clarifying the tribe's position. The tribe's stance, based upon
a clearer understanding of the facts, now is that its
nonintervention is conditioned on the parties attempting to reach a
settlement by which appellant is assured visitation with the minor
even after adoption by his foster mother. "... [I]f a
voluntary settlement of this dispute cannot be reached, the Tribe
may still find it necessary to intervene in order to
protect this child's tribal and family connections."
In light of these developments, it now appears that resolution
outside the normal course of events of the judicial process
is not possible.
VI.
Conclusion
The trial court erred in failing to inform the Nooksack
Indian Tribe of the pending action. Upon remand, the court
shall refer to the tribe the questions whether, on or
before December 30, 1981, under the laws of the *798
tribe, (1) appellant was a member of the tribe, and
(2) the minor was a member of the tribe or
was eligible for membership. If the tribe informs the court,
on or before
90 days after our decision becomes final, that on or
before December 30, 1981, either
(1) the minor was a member of the tribe, or
(2) the minor was eligible for membership and
appellant was a member, the court shall rule that the
minor is an Indian child and that the Act is
applicable to the action. The court shall then proceed in
accordance with the Act's provisions, including the requirement of application
of the standard of proof beyond a reasonable doubt. (§
1912, subd. (f); [FN10] Barsh, supra.,
at p. 1319.) If the tribe informs the trial court,
on or before 90 days after our decision becomes final,
that on or before December 30, 1981, (1) the minor
was not a member of the tribe and
(2) the minor was not eligible for membership or
appellant was not a member of the tribe, or if
the tribe does not respond to the court's inquiry on
or before 90 days after our decision becomes final, the
court shall rule that the minor is not an Indian
child and shall order that the judgment entered on December
30, 1981, is in full force and effect.
FN10
Section 1912, subdivision (f), provides: "(f) Parental
rights termination orders; evidence; determination of damage to child
[¶
] No termination of parental rights may be ordered in
such proceeding in the absence of a determination, supported by
evidence beyond a reasonable doubt, including testimony of qualified expert
witnesses, that the continued
custody of the child by the parent or Indian custodian
is likely to result in serious emotional or physical damage
to the child."
The judgment is reversed, and the cause is remanded for
further proceedings in accordance with the views expressed herein.
Scott, Acting P. J., and Feinberg, J., concurred.
Respondent's petition for a hearing by the Supreme Court was
denied October 27, 1983. Mosk, J., and Kaus, J., were
of the opinion that the petition should be granted. *799
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