(Cite
as: 83 Cal.App.4th 583)
In
re LAURA F. et al., Persons Coming Under the Juvenile
Court Law. TULARE
COUNTY
HEALTH AND HUMAN SERVICES AGENCY, Plaintiff and Respondent,
v.
BERNADETTE
F., Defendant and Appellant.
No.
F034368.
Court
of Appeal, Fifth District, California.
Aug.
31, 2000.
[Opinion
certified for partial publication. [FN*]
]
FN*
Pursuant to California Rules of Court, rules 976(b) and 976.1,
this opinion is certified for publication with the exception of
parts II through V of the Discussion.
SUMMARY
In a dependency proceeding, the trial court terminated a mother's
parental rights to her two minor children and ordered them
placed for adoption, based on risk of harm due to
the mother's drug addiction. The minors were Indian children and
subject to the Indian Child Welfare Act (ICWA) (25 U.S.C.
§ 1901
et seq.). Prior to the permanency planning hearing, the trial
court took judicial notice of a tribal resolution, submitted by
the mother's Indian tribe, which provided that adoption was not
in the best interest of dependent minors who were members
of or eligible for membership in that tribe. (Superior Court
of Tulare County, No. 94-42853, Melinda Myrle Reed, Judge.)
The Court of Appeal affirmed the judgment terminating parental rights
and denied the mother's petition to invalidate the termination order
pursuant to the ICWA (25 U.S.C. § 1914).
The court held that the full faith and credit provision
of the ICWA (25 U.S.C. § 1911(d))
does not require a state court to apply a tribe's
law in violation of the state's own legitimate policy. The
tribal resolution was a public act or record, not a
judgment entitled to res judicata or collateral estoppel effect. The
trial court and the tribe had concurrent jurisdiction over child
custody proceedings involving these two children inasmuch as they were
neither domiciled nor residing within any reservation of the tribe
(25 U.S.C. § 1911(b)),
but the tribe never exercised its jurisdiction over either child.
If the tribe had wished to assert its own law
in this matter, it could have done so by exercising
its jurisdiction under the ICWA. The trial court was not
required to defer to the tribal resolution which was in
direct conflict with California's strong preference for adoption *584
of dependent children. (Opinion by Ardaiz, P. J., with Wiseman,
J., and Moran, J., [FN*] concurring.)
FN*
Judge of the Tulare Superior Court, assigned by the Chief
Justice pursuant to article VI, section 6 of the California
Constitution.
HEADNOTES
Classified
to California Digest of Official Reports
(1a,
1b,
1c,
1d)
Delinquent, Dependent, and Neglected Children § 75--Termination
of Parental Rights--Order Placing Minor for Adoption:Indians § 1--Indian
Child Welfare Act--Full Faith and Credit Provision.
In a dependency proceeding, the trial court did not err
in terminating a mother's parental rights to her two minor
children and ordering them placed for adoption, based on risk
of harm due to the mother's drug addiction. The minors
were Indian children and subject to the Indian Child Welfare
Act (ICWA) (25 U.S.C. § 1901
et seq.). Nevertheless, the trial court was not required to
defer to a tribal resolution submitted by the mother's tribe,
which provided that adoption was not in the best interest
of dependent minors who were members of or eligible for
membership in that tribe. The resolution was in direct conflict
with California's strong preference for adoption of dependent children. The
full faith and credit provision of the ICWA (25 U.S.C.
§ 1911(d))
does not require a state court to apply a tribe's
law in violation of the state's own legitimate
policy. The tribal resolution was a public act or record,
not a judgment entitled to res judicata or collateral estoppel
effect. The trial court and the tribe had concurrent jurisdiction
over child custody proceedings involving these two children inasmuch as
they were neither domiciled nor residing within any reservation of
the tribe (25 U.S.C. § 1911(b)),
but the tribe never exercised its jurisdiction over either child.
If the tribe had wished to assert its own law
in this matter, it could have done so by exercising
its jurisdiction under the ICWA.
[See 10 Witkin, Summary of Cal. Law (9th ed. 1989)
Parent and Child, § 724G.]
(2)
Judgments § 101--Enforcement--Foreign
Judgments--Full Faith and Credit:Statutes § 48--Reference
to Other Laws--From Other States.
The constitutional full faith and credit clause requires each state
to give effect to official acts of other states. However,
precedence differentiates the credit owed to laws (legislative measures and
common law) and to judgments. The obligation is exacting as
to judgments. *585
A judgment entered in one state must be respected in
another, provided that the first state had jurisdiction over the
parties and the subject matter. Indeed, credit must be given
to the judgment of another state although the forum state
would not be required to entertain the suit on which
the judgment was founded. For claim and issue preclusion (res
judicata) purposes, the judgment of the rendering state gains nationwide
force. The same rule, however, does not necessarily apply to
statutory
law. The full faith and credit clause does not compel
a state either to substitute the statutes of other states
for its own statutes dealing with a subject matter concerning
which it is competent to legislate, or to apply another
state's statutory law in violation of its own legitimate public
policy.
(3)
Delinquent, Dependent, and Neglected Children § 26--Dependency
Proceedings--Jurisdiction:Indians § 1--Indian
Child Welfare Act--Concurrent Jurisdiction of Tribe.
Under the Indian Child Welfare Act (25 U.S.C. § 1901
et seq.), on petition of either parent of an Indian
child or the tribe, state court proceedings for foster care
placement or termination of parental rights are to be transferred
to the tribal court, except in cases of good cause,
objection by either parent, or declination of jurisdiction by the
tribal court (25 U.S.C. § 1911(b)).
If the matter is not transferred to a tribal court,
the tribe has the right to intervene in the state
court proceedings at any time (25 U.S.C. § 1911(c)).
(4)
Delinquent, Dependent, and Neglected Children § 59--Dependency
Proceedings--Permanency Planning--Public Policy--Preference for Adoption.
California has a compelling state interest in providing stable permanent
homes for children who have been removed from parental custody
and for whom reunification efforts with their parents have been
unsuccessful. In furtherance of its interest in stability and permanence
for dependent children who cannot return to parental custody, California
has declared a strong preference in Welf.
& Inst. Code, § 366.26,
for adoption as the most permanent, and thus the best,
plan for a dependent child. Consequently, once a juvenile court
determines in a particular case that adoption is feasible, the
less desirable and less permanent alternatives of guardianship and long-term
foster care need not be pursued.
COUNSEL
Patricia Ihara, under appointment by the Court of Appeal, for
Defendant and Appellant. *586
Katheleen Bales-Lange, County Counsel, John A. Rozum, Chief Deputy County
Counsel, and Bryan Walters, Deputy County Counsel, for Plaintiff and
Respondent.
ARDAIZ,
P. J.
Bernadette F., appeals from the order terminating her parental rights
(Welf. & Inst. Code, § 366.26)
to William C. and Laura F. [FN1] Because the minors
are Indian children, the court was required to comply not
only with California's dependency law, but also the Indian Child
Welfare Act (ICWA) ( 25 U.S.C. § 1901
et seq.), which establishes minimum federal standards, both procedural and
substantive, governing the removal of Indian children from their families.
(In
re Alicia S.
(1998) 65 Cal.App.4th 79, 81 [76 Cal.Rptr.2d 121].)
The mother has also filed a petition to invalidate the
termination order under the federal act (see 25 U.S.C. § 1914).
FN1
All statutory references are to the Welfare and Institutions Code
unless otherwise indicated.
In the published portion of this opinion, we address the
mother's contention that the trial court violated a full faith
and credit provision contained in the ICWA (25 U.S.C. § 1911(d))
by not giving "absolute deference" to a tribal resolution voicing
opposition to the adoption of its members who are dependent
children, such as the minors herein. We hold the full
faith and credit provision of the ICWA does not require
a state court to apply a tribe's law in violation
of the state's own legitimate policy nor does it empower
a tribe to control the outcome of the state court
proceedings. Having reviewed the record and relevant legal authorities, we
will affirm the judgment and deny the petition for invalidation.
Procedural
and Factual Summary
The mother has an extensive history, dating back to 1988,
of drug abuse and drug-related arrests and incarcerations. In 1994,
the Tulare County Superior Court sitting as a juvenile court
removed her three oldest children because her substance
abuse rendered her unable to properly care for the minors.
[FN2]
FN2
These children were eventually placed in long-term foster care because
the older two were difficult to place and the court
found it appropriate to keep all three children together.
On May 8, 1995, as she failed to comply with
her case plan for reunification with her other children, the
mother gave birth to Laura. Both Laura and the mother
tested positive for opiates. Hospital staff also observed that *587
Laura suffered from symptoms of controlled substance absorption in utero
and controlled substance withdrawal. When interviewed, the mother admitted ingesting
heroin four days before Laura's birth.
Consequently, the Tulare County Health and Human Services Agency (the
Agency) initiated dependency proceedings on Laura's behalf based on the
mother's failure or inability to provide due to her abuse
of controlled substances (§
300, subd. (b)). Because the mother was a member of
the Tule River Indian Tribe (the Tribe), the Agency advised
the juvenile court of the mother and Laura's Native American
heritage and notified the Tribe of the proceedings. Parenthetically, the
mother did not reside on the Tribe's reservation.
In June 1995, the court, having previously determined Laura was
a minor described
under section 300, subdivisions (b) and (g), adjudged her a
dependent child of the court. In addition, the court removed
Laura from parental custody and adopted a recommended reunification plan
that included substance abuse evaluation and recommended treatment, drug testing,
and parenting classes. The court also authorized the Agency to
investigate suitable placement for Laura that would include relatives or
foster parents who were Tribe members.
Commencing in January 1996, the Tribe began to informally participate
in Laura's dependency proceedings (Cal. Rules of Court, rule 1412(i)(2)),
through its representative, Louise Cornell. At that time, Cornell confirmed
that the Tribe approved placement of Laura with her maternal
great-aunt Brenda S., who was a member of the Tribe.
Accordingly, the court authorized the relative placement.
As was the case with her older children, the mother
did not successfully complete her reunification program as to Laura.
The mother failed to test as directed for drugs on
numerous occasions and had tested positive for opiates on the
two occasions she did test. She had not completed a
requisite residential drug treatment program and by her admission had
not attended Narcotics' Anonymous meetings as ordered by the court.
She did not attend, let alone complete, parenting classes.
Additionally, she was arrested in mid-1996 for being under the
influence of a controlled
substance and thereafter failed to take advantage of a diversion
program in lieu of at least a one-year sentence. As
a result, there was an outstanding warrant for her arrest.
In light of the mother's dismal performance, a social worker
recommended that reunification services be terminated and a permanency planning
*588
hearing be set. At an August 1996 review hearing, the
mother submitted the matter without argument. The court made the
requisite findings to continue Laura's out-of-home placement, terminated services, and
set the matter for a section 366.26 hearing.
The Agency initially recommended adoption as a permanent plan for
Laura based on her young age and good health. Her
relative caregivers, who loved Laura and considered her part of
their family, however, could not commit to adopting the child
or becoming her legal guardian. The maternal great-aunt hoped Laura
and her mother would reunite. Cornell, the Tribe's representative as
well as its ICWA coordinator, also made it known that
based on its customs and culture the Tribe was opposed
to adoption as a general proposition for its members who
were dependent children.
By February 1997, the Agency had modified its recommendation. Accordingly,
the court selected long-term foster care as the permanent plan
for Laura. Long-term foster care remained the court's permanent plan
for Laura through two semiannual,
postpermanency planning review hearings (§
366.3). Notably, there was evidence that although there was a
strong bond between Laura and her relative caregivers and the
maternal great-aunt acknowledged reunification might never occur, a tribal representative
dissuaded the relatives from pursuing adoption of Laura.
Then, on April 13, 1998, the mother gave birth to
William. Tragically, he was also born with opiates in his
system. Thus, within days of the infant's birth, the Agency
initiated dependency proceedings as to William based on his prenatal
drug exposure and his mother's abuse of his half siblings
(§
300, subds. (b) and (j)). As in Laura's case, the
mother did not live on the Tribe's reservation at the
time of William's birth.
The mother admitted she had a problem with illicit drug
use. She used heroin during her pregnancy and within a
couple of days of William's birth. She had failed to
follow through with any drug treatment programs and expressed an
unwillingness to comply with any recommendations or referrals.
In June 1998, the court adjudged William a dependent child,
placed the infant with his mother's cousin, Mrs. P., who
was also a member of the Tribe and ordered reunification
services for the mother's benefit pursuant to the ICWA. Cornell,
again as representative for the Tribe, voiced a desire to
be involved in the case plan for the mother. The
court endorsed the idea.
As in the past, the mother failed to comply with
her reunification plan. She failed to submit to drug testing
or complete any drug rehabilitation *589
program. The mother told a social worker that completing such
a program was just "too difficult" and that she just
could not do it. She visited William only once in
six months and never called to check on him. By
November of 1998, the mother's precise whereabouts were unknown. One
of the mother's relatives thought the mother was homeless.
Due to the mother's lack of compliance with the case
plan, the court in December 1998 continued William's out-of-home placement
and terminated reunification services. During the same time frame Laura's
relative caregivers had decided to pursue her adoption. Accordingly, the
court elected to set a section 366.26 hearing for both
minors in April 1999.
Reports prepared in anticipation of the section 366.26 hearing revealed
the children had become very attached to their respective care
providers who in turn wished to adopt them. The children's
American Indian heritage could be maintained in each household, given
the families' ties to the Tribe. The Agency recommended that
both children be freed by adoption by their respective relative
caregivers.
On the date originally set for the joint section 366.26
hearing, an attorney for the Tribe made a special appearance.
While the Agency claims counsel's
appearance amounted to the Tribe's intervention in the matter, there
is no indication in the record that the Tribe ever
formally moved to intervene. (See 25 U.S.C. § 1911(c);
Cal. Rules of Court, rule 1412 (i)(1).) The Tribe, along
with the mother, requested a contested hearing.
Consequently, the matter was put over to a date in
July 1999. At that hearing, a referee selected legal guardianship
as the permanent plan for each minor. However, the Agency
moved for rehearing (§
252), which the court granted. In turn, the referee's orders
were vacated and the court calendared a trial de novo
on permanency planning for September 1999.
At the September hearing, counsel for the Tribe once again
made a special appearance. The court took judicial notice of
its file as well as an April 1999 tribal resolution
voicing opposition based on the Tribe's culture and customs to
the adoption of dependent children such as the minors herein
who are members of the Tribe. The Agency then called
a single witness whom the court found qualified as an
expert under the ICWA to render an opinion regarding whether
Laura and William's continued custody by the mother was likely
to result in serious emotional or physical damage to them
(25 U.S.C. § 1912(f)).
Based on her experience, training, review of the files of
each child, and her interviews of the social workers assigned
to their cases, the witness was *590
"absolutely convinced" of such a risk of harm. The mother
simply did
not understand her drug addiction. Indeed, she had not even
taken the first step towards recovery, that is, taking responsibility
for her own use, let alone ever followed through with
the treatment she needed. At this point, many treatment programs
would not accept an in-patient client, such as the mother,
who had already failed three or more treatment programs. The
mother had not completed any of the five drug treatment
programs in which she was previously enrolled.
Because of the mother's drug addiction, her continued custody would
result in the minors' neglect, a lack of bonding between
parent and child, as well as a lack of food
and shelter for the children. It was also of importance
to the witness that Laura and William were at a
significant stage of development.
Other than to cross-examine the expert witness, neither the mother
nor the Tribe introduced any evidence at the hearing. At
the close of the hearing, the judge found clear and
convincing evidence established that it is likely both Laura and
William would be adopted. The court went on to find,
beyond a reasonable doubt, that continued custody by the mother
was likely to result in serious emotional or physical damage
to the minors. It then terminated the mother's parental rights
in both children and ordered them placed for adoption.
The mother filed a timely notice of appeal from the
court's decision. She also filed a petition for invalidation of
the judgment pursuant to the ICWA (25 U.S.C.
§ 1914).
Discussion
I.
Full
Faith and Credit
Background
Prior to the permanency planning hearing originally scheduled for April
1999, counsel for the Tribe wrote the court, asking it
to take judicial notice of a tribal resolution. The heart
of the resolution read: "the Tule River Tribe, as a
sovereign American Indian Nation with a government-to-government relationship with the
United States, declares that its child-rearing practices and longstanding custom
and tradition shall be recognized in all juvenile dependency proceedings
involving a minor who is a Tule River Tribal *591
member or eligible for membership in the Tribe as evidence
that adoption of the child is not in the interest
of the child." [FN3] *592
FN3
The full text of the resolution, which was attached as
an exhibit to counsel's letter, provided:
"Be
It Resolved by the Council of the Tule River Indian
Tribe:
"Whereas,
the Tule River Tribe is governed under a Constitution and
Bylaws duly adopted and approved by the Secretary of the
Interior on January 15, 1936; and "Whereas,
Article VI, Section 1 (a) of the Tribal Constitution authorizes
the governing body to enter into negotiations with federal, state
or local agencies on behalf of the Tribe; and
"Whereas,
the Tule River Indian Tribe is a Tribe as defined
in the Indian Child Welfare Act of 1978, Section 4,
Paragraph (8), as well as under California Rule of Court
1439(a)(6), and is the Tribe of the minor children involved
in Case No. J-42853 in Tulare County Superior Court sitting
as Juvenile Court; and
"Whereas,
the customs and traditions of the Tule River Indian Tribe
with regard to Indian family organization and child-rearing practices are
either being misunderstood or ignored as long-standing customs and traditions
of the Tule River Indian Tribe by Child Welfare Services;
and
"Whereas,
the statutory preference contained in California law for adoption of
minors who cannot be returned to a biological parent within
certain specified timeframes is in direct conflict with the long-standing
child-rearing practices of the Tule River Indian Tribe, Indian family
organization of the Tribe and the customs and traditions of
the Tule River Indian Tribe; and
"Whereas,
the long-standing customs and traditions of the Tule River Indian
Tribe, a sovereign American Indian Nation, as well as the
Tribe's child-rearing
practices should not be treated as subordinate and inferior to
the statutory preference contained in California Law; and
"Whereas,
that the Tule River Indian Tribe hereby officially declares its
long-standing child-rearing practice and Indian family organization by stating that
the adoption of minors who are members of the Tribe
or eligible for membership in the Tribe is contrary to
the Tribe's custom and tradition and is not in said
minors best interests; and
"Now
Therefore Be It Resolved
that the Tule River Tribe, as a sovereign American Indian
Nation with a government-to-government relationship with the United States, declares
that its child-rearing practices and longstanding custom and tradition shall
be recognized in all juvenile dependency proceedings involving a minor
who is a Tule River Tribal member or eligible for
membership in the Tribe as evidence that adoption of the
child is not in the interest of the child; and
"Be
It Further Resolved
that this resolution shall remain in effect until it is
officially amended or rescinded, and that to do [sic]
it has not been amended or rescinded in any way.
"Certification
"Upon Motion of Council Member Alec
Garfield,
Seconded by Council Member Heather
Teran,
the Foregoing Was Adopted by the Tule River Tribal Council
at a Duly Called Meeting Held on Tuesday,
April 6, 1999,
at Which a Quorum Was Present by the Following Votes:
"Ayes: 6
"Noes: 0
"Abstain: 0"
The resolution appeared to be signed by Mr. Hunter, the
chairman of the Tule River Tribal Council, and Ms. Santos,
secretary of the Tule River Tribal Council. It was purportedly
attested to by Ms. Perez, the recording secretary.
As alluded to above, at the outset of the September
permanency planning hearing, the court announced it would take judicial
notice of the resolution over the objection of the Agency
and minors' counsel.
Argument
(1a)
On appeal, the mother contends the resolution was entitled to
full faith and credit under the ICWA (25 U.S.C. § 1911(d)).
This provision requires all jurisdictions within the United States to
give full faith and credit to "the public acts, records,
and judicial proceedings of any Indian tribe [that are] applicable
to Indian child custody proceedings to the same extent
that such entities give full faith and credit to the
public acts, records, and judicial proceedings of any other entity."
[FN4] (25 U.S.C. § 1911(d).)
FN4
We note that the "public acts, records and judicial proceedings"
language in the ICWA full faith and credit statute is
identical to that found in article IV, section 1 of
the United States Constitution. We also observe that the language
of this ICWA statute is very similar to that of
the general federal full faith and credit clause statute. (Compare
25 U.S.C. § 1911(d)
with 28 U.S.C. 1738.)
According to the mother, the tribal resolution was a public
act, record, and judicial decision entitled to "absolute deference" in
the juvenile court. Because the resolution provided that adoption was
not in the best interest of dependent minors who were
members of or eligible for membership in the Tribe, the
mother therefore argues the court could not properly free Laura
and William for adoption. As explained below, we disagree.
Analysis
The mother fails to cite, and our research does not
disclose, any case law analyzing 25 United States Code section
1911(d), much less the mother's insistence
on "absolute deference." [FN5] However, case law interpreting our federal
Constitution's full faith and credit clause settles the issue. By
analogy, we conclude the juvenile court did not violate the
full faith and credit provision in the ICWA.
FN5
The mother does cite numerous authorities which, we have read
and considered. At most, the case law to which the
mother refers may quote the ICWA's full faith and credit
clause. None of her authorities explain the clause's application in
a dependency matter.
(2)
The constitutional full faith and credit clause requires each state
to give effect to official acts of other states. (Nevada
v. Hall
(1979) 440 U.S. 410, 422 [99 S.Ct. 1182, 1189, 59
L.Ed.2d 416].) However, "precedence differentiates the credit owed to laws
(legislative measures and common law) and to judgments." (Baker
v. General Motors Corp.
(1998) 522 U.S. 222, 232 [118 S.Ct. 657, 663, 139
L.Ed.2d 580].) The obligation is "exacting" as to judgments. (Id.
at p. 233 [118 S.Ct. at p. 664].) A judgment
*593
entered in one state must be respected in another provided
that the first state had jurisdiction over the parties and
the subject matter. (Nevada
v. Hall, supra,
440 U.S. 410, 422 [99 S.Ct. 1182, 1189].) Indeed, the
United States Supreme
Court has held that "credit must be given to the
judgment of another state although the forum [state] would not
be required to entertain the suit on which the judgment
was founded." (Milwaukee
County v. White Co.
(1935) 296 U.S. 268, 277 [56 S.Ct. 229, 234, 80
L.Ed. 220].) "For claim and issue preclusion (res judicata) purposes,
in other words, the judgment of the rendering State gains
nationwide force." (Baker
v. General Motors Corp., supra,
522 U.S. at p. 233 [118 S.Ct. at p. 664],
fn. omitted.) The same rule, however, does not necessarily apply
to statutory law.
"The Full Faith and Credit Clause does not compel 'a
state to substitute the statutes of other states for its
own statutes dealing with a subject matter concerning which it
is competent to legislate.' " (Baker
v. General Motors Corp., supra,
522 U.S. at p. 232 [118 S.Ct. at p. 663].)
Indeed, as the Supreme Court in Nevada
v. Hall, supra,
440 U.S. 410, observed, the full faith and credit clause
does not require a state to apply another state's statutory
law in violation of its own legitimate public policy. (Id.
at p. 422 [99 S.Ct. at p. 1189]; see also
Pacific
Ins. Co. v. Comm'n
(1938) 306 U.S. 493, 502- 505 [59 S.Ct. 629, 633-634,
83 L.Ed. 940].) With these principles in mind, we return
to the case before us.
(1b)
The first question is obvious. Was the resolution a public
act, record or judicial proceeding of the Tribe? The face
of the resolution does not provide
any definitive answer. In addition, neither the mother nor the
Tribe introduced any evidence in the juvenile court to establish
the nature of the tribal resolution for purposes of 25
United States Code section 1911(d). At best, the record reveals
argument below that the resolution was all three, that is,
a public act, record and judicial proceeding of the Tribe.
[FN6]
FN6
Following oral argument and submission of the matter in this
court, the mother asked this court to take judicial notice
of the Tribe's constitution and bylaws in an effort to
resolve the matter. She notably failed to offer any explanation
for her failure to seek judicial notice of these documents
in the trial court. We will deny the request for
judicial notice.
For the sake of the mother's argument, we will assume
the resolution was either a public act or record of
the Tribe, in other words a tribal statute. We will
briefly explain however, before moving on, why we cannot find
the resolution was a judgment or other enforceable order.
To begin, the Tulare County Superior Court sitting as a
juvenile court and the Tribe had concurrent jurisdiction over child
custody proceedings involving Laura and William inasmuch as these Indian
children were neither *594
domiciled nor residing within any reservation of the Tribe. (25
U.S.C. § 1911(b);
Mississippi
Choctaw Indian Band v. Holyfield
(1988) 490 U.S. 30, 36 [109 S.Ct. 1597, 1602, 104
L.Ed.2d 29].) That is to say, under the circumstances either
the juvenile court or the Tribe could conduct such proceedings.
Nevertheless, the record reveals the Tribe never exercised its jurisdiction
over either child. As mentioned in our factual summary, almost
immediately after the birth of first Laura and then William,
the Agency initiated dependency proceedings to remove each child from
the mother's custody. Notwithstanding the juvenile court's exercise of its
dependency jurisdiction under section 300, the ICWA gave the Tribe
the means by which to still exercise its jurisdiction over
Laura and William. (3)
As the court in Mississippi
Choctaw Indian Band v. Holyfield , supra,
490 U.S. 30, explained title 25 United States Code section
1911(b): "[O]n petition of either parent or the tribe, state-court
proceedings for foster care placement or termination of parental rights
are to be transferred to the tribal court, except in
cases of ' good cause,' objection by either parent, or
declination of jurisdiction by the tribal court." (Mississippi
Choctaw Indian Band v. Holyfield, supra,
490 U.S. at p. 36 [109 S.Ct. 1182, 1602].)
If the matter is not transferred to a tribal court,
the Tribe has the right to intervene
in the state court proceedings at any time. (25 U.S.C.
§ 1911(c);
In
re Alicia S., supra,
65 Cal.App.4th at p. 83.)
(1c)
In this case, neither the Tribe nor the mother petitioned
the juvenile court to transfer the matter to the Tribe's
jurisdiction (25 U.S.C. 1911(b)); indeed, the Tribe never elected to
actually intervene in the juvenile court proceedings (25 U.S.C. 1911(c)).
Because there was never any effort to transfer dependency jurisdiction
to the Tribe, we are hard pressed to imagine how
the Tribe's resolution could have amounted to a judgment or
other enforceable order. Thus, we have concluded the resolution was
neither a judgment nor other order entitled to res judicata
or collateral estoppel effect in the juvenile court under the
ICWA's full faith and credit provision.
Given our assumption that the resolution was a public act
or record, the second question which we must ask is:
did the ICWA's full faith and credit provision require the
juvenile court to substitute the resolution for California's statutory preference
for adoption? The answer is clearly no.
As noted previously, the full faith and credit clause of
our federal Constitution does not require a state to apply
another state's law in violation of its own legitimate public
policy. (Nevada
v. Hall, supra,
440 U.S. at p. 422 [99 *595
S.Ct. at p. 1189].) By analogy, we presume the same
must be said of the ICWA's full faith and credit
provision. In other words, we hold that
the full faith and credit provision of the ICWA does
not require a state court to apply a Tribe's law
in violation of the state's own legitimate policy. If the
Tribe wished to assert its own law in the matter
of Laura and William, it could have done so by
exercising its jurisdiction under the ICWA (25 U.S.C. § 1911(b)).
The full faith and credit provision of the ICWA did
not empower the Tribe to control the outcome of the
proceedings here.
(4)
California has a compelling state interest in providing stable permanent
homes for children who have been removed from parental custody
and for whom reunification efforts with their parents have been
unsuccessful. (In
re Marilyn H.
(1993) 5 Cal.4th 295, 307 [19 Cal.Rptr.2d 544, 851 P.2d
826].) In furtherance of its interest in stability and permanence
for dependent children who cannot return to parental custody, California
has declared a strong preference in section 366.26 for adoption
as the most permanent, and thus the best, plan for
a dependent child. (In
re Jose V.
(1996) 50 Cal.App.4th 1792, 1799 [58 Cal.Rptr.2d 684].) Consequently, once
a juvenile court determines in a particular case that adoption
is feasible, the less desirable and less permanent alternatives of
guardianship and long-term foster care need not be pursued. (Ibid.)
(1d)
Here, the tribal resolution against adoption runs counter to California's
strong preference for adoption of such dependent children. Prefatory
language in the tribal resolution indeed acknowledges that "the statutory
preference contained in California law for adoption of minors who
cannot be returned to a biological parent within certain specified
timeframes is
in direct conflict
with the long-standing child-rearing practices of the Tule River Indian
Tribe, Indian family organization of the Tribe and the customs
and traditions of the Tule River Indian Tribe ...." (Italics
added.)
For the juvenile court to apply the tribal resolution, as
the mother argues the court should have, would violate the
state's own legitimate policy. Consequently, the ICWA's full faith and
credit provision did not require the juvenile court to adhere
to the tribal resolution.
II-V
[FN*]
FN*
See footnote, ante,
page 583.
. . . . . . . . . .
.*596
Disposition
The judgment terminating parental rights is affirmed. The petition to
invalidate the termination order is denied.
Wiseman, J., and Moran, J., [FN*] concurred.
FN*
Judge of the Tulare Superior Court, assigned by the Chief
Justice pursuant to article VI, section 6 of the California
Constitution.
A petition for a rehearing was denied September 26, 2000,
and appellant's petition for review by the Supreme Court was
denied November 15, 2000. *597
|