(Cite
as: 106 Cal.App.4th 844)
In
re NIKKI R., a Person Coming Under the Juvenile Court
Law.
ORANGE
COUNTY SOCIAL SERVICES AGENCY, Plaintiff and Respondent,
v.
TIFFANY
H., Defendant and Appellant.
No.
G030632.
Court
of Appeal, Fourth District, Division 3, California.
Feb.
28, 2003.
SUMMARY
The juvenile court terminated the parental rights to a minor
girl after the petitioning agency found that the Indian Child
Welfare Act (25 U.S.C. § 1901
et seq.) (ICWA) was not applicable to the child, whose
Indian ancestry could not be established. (Superior Court of Orange
County, No. DP004776, Gary Bischoff, Temporary Judge. [FN?]
)
FN?
Pursuant to California Constitution, article VI, section 21.
The Court of Appeal reversed and remanded for further proceedings.
The court held that notice under the ICWA was inadequate.
The record before the juvenile court
contained no evidence that the petitioning agency made any effort
to elicit information about the child's Indian heritage. Although the
juvenile court ordered the agency to notify the Bureau of
Indian Affairs (BIA) and the Cherokee Nation, the agency did
not mention the issue again except to indicate in its
reports that the ICWA did not apply. Information added to
the record by the agency during the pendency of the
mother's appeal indicated that the notices afforded the BIA and
Cherokee Nation omitted critical information. Moreover, it is for the
juvenile court, not the agency or its workers, to determine
whether the ICWA applies. Because there were no extraordinary circumstances
compelling the Court of Appeal to act as the juvenile
court and determine whether the ICWA notice was adequate based
on the proffered additional evidence, remand to the juvenile court
was the proper disposition. (Opinion by Sills, P. J., with
Rylaarsdam and O'Leary, JJ., concurring.)
HEADNOTES
Classified
to California Digest of Official Reports
(1)
Indians § 1--Indian
Child Welfare Act--Purpose:Delinquent, Dependent, and Neglected Children § 29--Dependency
Proceedings--*845
Notice.
The Indian Child Welfare Act (25 U.S.C. § 1901
et seq.) (ICWA) was enacted to protect Indian children and
their tribes from the erosion of tribal ties and cultural
heritage and to preserve future Indian generations. Because the tribe
has an interest in the child that is distinct from,
but on a parity with, the interest of the parents,
a tribe has the right to intervene in a state
court dependency proceeding at any time. This right, however, is
meaningless unless the tribe is notified of the proceedings. Notice
ensures the tribe will be afforded the opportunity to assert
its rights under the ICWA irrespective of the position of
the parents, Indian custodian, or state agencies. The determination of
a child's Indian status is up to the tribe; therefore,
the juvenile court needs only a suggestion of Indian ancestry
to trigger the notice requirement.
(2a,
2b)
Indians § 1--Indian
Child Welfare Act--Notice--Waiver at Trial and on Appeal:Delinquent, Dependent, and
Neglected Children § 29--Dependency
Proceedings--Notice.
The issue of notice under the Indian Child Welfare Act
(25 U.S.C. § 1901
et seq.) (ICWA) is not waived by the parent's failure
to first raise it in the trial court, and it
is not waived by the parent's failure to appeal the
claimed error at the earliest opportunity. Where there is reason
to believe a dependent child may be an Indian child,
defective ICWA notice is usually prejudicial, resulting in reversal and
remand to the juvenile court so proper notice can be
given.
(3a,
3b,
3c)
Indians § 1--Indian
Child Welfare Act--Notice to Tribe and
Federal Agency--Adequacy--Duty of Juvenile Court to Determine If Act Applies:Delinquent,
Dependent, and Neglected Children § 29--Dependency
Proceedings--Notice.
In proceedings to terminate parental rights, notice under the Indian
Child Welfare Act (25 U.S.C. § 1901
et seq.) (ICWA), was inadequate, where the record before the
juvenile court contained no evidence that the petitioning agency made
any effort to elicit information about the child's Indian heritage.
Although the court ordered the agency to notify the Bureau
of Indian Affairs (BIA) and the Cherokee Nation, the agency
did not mention the issue again except to indicate in
its reports that the ICWA did not apply. Information added
to the record by the agency indicated that the notices
afforded the BIA and Cherokee Nation omitted critical information. Moreover,
it is for the juvenile court, not the agency or
its workers, to determine whether the ICWA applies.
[See 10 Witkin, Summary of Cal. Law (9th ed. 1989)
Parent and Child, § 724D;
West's Key Number Digest, Indians 6.6(3).]
*846
(4)
Indians § 1--Indian
Child Welfare Act--Notice to Tribe and Federal Agency--Adequacy--Duty of Juvenile
Court to Determine If Act Applies:Delinquent, Dependent, and Neglected Children
§ 29--Dependency
Proceedings--Notice.
While the petitioning agency in child dependency proceedings may have
the duty to
provide notice under the Indian Child Welfare Act (25 U.S.C.
§ 1901
et seq.) (ICWA), it is the role of the juvenile
court, not the agency, to determine whether the ICWA notice
is proper. It is for the juvenile court to review
the information concerning the notice given, the timing of the
notice, and the response of the tribe, so that it
may make a determination as to the applicability of the
ICWA, and thereafter comply with all of its provisions, if
applicable. Furthermore, if the juvenile court has reason to believe
the child is an Indian child, it must conduct the
proceedings in accordance with the ICWA. The earlier these issues
are resolved, the better. An agency's practice of holding onto
the evidence of its notice efforts and revealing it only
when an issue arises on appeal is unacceptable.
COUNSEL
Sylvia L. Paoli, under appointment by the Court of Appeal,
for Defendant and Appellant.
Benjamin P. de Mayo, County Counsel, and Jeannie Su, Deputy
County Counsel, for Plaintiff and Respondent.
Sharon M. Jones, under appointment by the Court of Appeal,
for Minor.
SILLS,
P. J.
Tiffany H. appeals from the termination of her parental rights
to Nikki R. The sole
issue she raises is the failure by Orange County Social
Services Agency to give notice under the Indian Child Welfare
Act. We reverse and remand with directions for further proceedings.
Facts
Nikki was taken into protective custody by the Orange County
Social Services Agency (SSA) at the age of six months,
after her mother called the Child Abuse Registry for help.
Nikki is a medically fragile child who has suffered from
a gastric reflux condition since birth, resulting in chronic *847
crying, pain, and an inability to keep food down. Although
the mother was able to care for Nikki's two-year-old sister,
she was unable to provide Nikki with the proper medical
care due to her own medical problems, which include Crohn's
disease, panic disorder, and depression. She had failed to take
Nikki to the doctor for recommended tests and had not
refilled the child's prescription for medication designed to manage the
condition. Nikki weighed 13 pounds at the time of detention
and had not gained any weight for a month. She
was placed in the emergency shelter home of Ruth and
Ronald D.
At the detention hearing, the juvenile court asked the mother
if she or the alleged father had American Indian heritage.
The mother replied that she did not, but the father
had Cherokee heritage. The juvenile court immediately ordered "the Bureau
of Indian Affairs as well as the Cherokee Tribe be
noticed of
the proceedings." The father was incarcerated and had been so
since Nikki's birth.
Both parents entered a plea of nolo contendre to the
allegations of the petition, and the juvenile court declared Nikki
a dependent of the court in June 2001. At the
dispositional hearing in July, the court denied reunification services to
the father but ordered them provided to the mother. The
mother's case plan required her to participate in counseling, psychiatric
care, and programs addressing domestic violence and parenting issues. She
was ordered to maintain a stable residence, stay sober, and
"obtain resources to meet the needs of your children and
to provide a safe home." The mother was permitted twice
weekly unmonitored visits of four hours each.
At the six-month review hearing held in January 2002, SSA
reported the mother had not complied with her case plan
and had missed most of her visits with Nikki. The
juvenile court terminated reunification services and set a permanency planning
hearing for May.
By the time of the permanency planning hearing, Nikki was
18 months old and thriving in the D.'s' home. Her
gastric reflux condition was under control due to medication and
close monitoring by her pediatrician; she exhibited no developmental delays.
At the outset of the hearing, the juvenile court considered
the mother's petition under Welfare and Institutions Code section 388,
filed that day, which requested additional reunification services. The court
denied a hearing on the petition, finding there had not
been a sufficient change of circumstances and no showing that
the requested relief would be in the best interest of
the child. The court then terminated parental rights and ordered
Nikki placed for adoption. *848
Discussion
The mother's appeal raises the sole issue of compliance with
the notice requirements of the Indian Child Welfare Act (25
U.S.C. § 1901
et seq.) (ICWA). (1)
Congress enacted ICWA in 1978 to protect Indian children and
their tribes from the erosion of tribal ties and cultural
heritage and to preserve future Indian generations. (25 U.S.C. § 1902;
In
re Desiree F.
(2000) 83 Cal.App.4th 460, 469 [99 Cal.Rptr.2d 688].) Because "
'the tribe has an interest in the child which is
distinct from but on a parity with the interest of
the parents' " (Mississippi
Choctaw Indian Band v. Holyfield
(1989) 490 U.S. 30, 52 [109 S.Ct. 1597, 1610, 104
L.Ed.2d 29]), a tribe has the right to intervene in
a state court dependency proceeding at any time (25 U.S.C.
§ 1911(c)).
This significant right, however, is meaningless unless the tribe is
notified of the proceedings. (Dwayne
P. v. Superior Court
(2002) 103 Cal.App.4th 247, 253 [126 Cal.Rptr.2d 639].) "Notice ensures
the tribe will be afforded the opportunity to assert its
rights under the [ICWA] irrespective
of the position of the parents, Indian custodian or state
agencies." (In
re Kahlen W.
(1991) 233 Cal.App.3d 1414, 1421 [285 Cal.Rptr. 507].)
The notice provision of ICWA provides, "In any involuntary proceeding
in a State court, where the court knows or has
reason to know that an Indian child is involved, the
party seeking the foster care placement of, or termination of
parental rights to, an Indian child shall notify the parent
or Indian custodian and the Indian child's tribe, by registered
mail with return receipt requested, of the pending proceedings and
of their right of intervention. If the identity or location
of the parent or Indian custodian and the tribe cannot
be determined, such notice shall be given to the Secretary
[of the Interior] in like manner, who shall have fifteen
days after receipt to provide the requisite notice to the
parent or Indian custodian and the tribe. No foster care
placement or termination of parental rights proceedings shall be held
until at least ten days after receipt of notice by
the parent or Indian custodian and the tribe or the
Secretary ...." (25 U.S.C. § 1912(a).)
If the notice provision is not followed, an Indian child,
parent, or the tribe "may petition any court of competent
jurisdiction to invalidate such action ...." (25 U.S.C. § 1914.)
The determination of a child's Indian status is up to
the tribe; therefore, the
juvenile court needs only a suggestion of Indian ancestry to
trigger the notice requirement. (In
re Antoinette S.
(2002) 104 Cal.App.4th 1401, 1408 [129 Cal.Rptr.2d 15]; Dwayne
P. v. Superior Court,
supra,
103 Cal.App.4th at p. 258; Cal. Rules of Court, rule
1439(d)(2)(A).) Both the court and the county welfare department have
an affirmative duty to inquire whether a dependent child is
or may be an Indian child. (Cal. Rules of Court,
rule 1439(d).) *849
Preliminarily, we address SSA's contention that the issue of ICWA
notice has been waived because the mother knew or should
have known at the jurisdictional and dispositional hearing that ICWA
compliance was an issue and failed to appeal from that
judgment. SSA's contention is not correct.
(2a)
Case law is clear that the issue of ICWA notice
is not waived by the parent's failure to first raise
it in the trial court. (In
re Jennifer A.
(2002) 103 Cal.App.4th 692, 707 [127 Cal.Rptr.2d 54].) And two
recent cases have concluded it is not waived by the
parent's failure to appeal the claimed error at the earliest
opportunity. (In
re Marinna J.
(2001) 90 Cal.App.4th 731 [109 Cal.Rptr.2d 267]; Dwayne
P. v. Superior Court,
supra,
103 Cal.App.4th 247.) In Marinna
J.,
the court reasoned that a parent could not waive the
tribe's right to adequate notice because that would make it
"virtually certain" that the tribe could not assert its rights
under ICWA. "Under
these circumstances, it would be contrary to the terms of
the Act to conclude ... that parental inaction could excuse
the failure of the juvenile court to ensure that notice
under the Act was provided to the Indian tribe named
in the proceeding. [¶]
... Our conclusion is consistent with the protections afforded in
the Act to the interests of Indian tribes." (In
re Marinna J.,
supra,
90 Cal.App.4th at p. 739.)
Dwayne
P.
reached the same result but based its conclusion on the
ICWA provision granting any party the right to petition to
invalidate a proceeding if the notice provisions are violated. (25
U.S.C. § 1914.)
Plus, the court found the notice issue survived the availability
of an earlier appeal because the juvenile court has a
sua sponte duty "to give the requisite notice itself or
ensure the social services agency's compliance with the notice requirement....
[N]otice is intended to protect the interests of Indian children
and tribes despite the parents' inaction." (Dwayne
P. v. Superior Court,
supra,
103 Cal.App.4th at p. 261.) Both cases disagreed with In
re Pedro N.
(1995) 35 Cal.App.4th 183 [41 Cal.Rptr.2d 819], which held a
parent's failure to timely appeal a notice issue under ICWA
waived the issue on a later appeal.
The reasoning of Marinna
J.
and Dwayne
P.
persuades us. The notice requirement is designed to protect the
interests of the tribe; to the extent a notice
defect impairs the tribe's ability to participate, another party cannot
waive it.
(3a)
We turn now to the mother's claim that the ICWA
notice here was inadequate. The record before the juvenile court
contained no evidence that SSA made any effort to elicit
information about Nikki's Indian heritage. Although the court ordered SSA
to notify the Bureau of Indian Affairs (BIA) *850
and the Cherokee Nation, SSA did not mention the issue
again except to indicate in its reports that the Indian
Child Welfare Act did not apply. (2b)
Where there is reason to believe a dependent child may
be an Indian child, defective ICWA notice is "usually prejudicial"
(In
re Antoinette S.,
supra,
104 Cal.App.4th at p. 1411), resulting in reversal and remand
to the juvenile court so proper notice can be given.
(See, e.g., In
re Suzanna L.
(2002) 104 Cal.App.4th 223 [127 Cal.Rptr.2d 860]; In
re H.A.
(2002) 103 Cal.App.4th 1206 [128 Cal.Rptr.2d 12]; In
re Jeffrey A.
(2002) 103 Cal.App.4th 1103 [127 Cal.Rptr.2d 314]; In
re Kahlen W.,
supra,
233 Cal.App.3d 1414; In
re Junious M.
(1983) 144 Cal.App.3d 786 [193 Cal.Rptr. 40].) (3b)
Here, however, the issue is complicated by SSA's attempts to
convince us that proper notice was
given, even though it is not reflected in the record.
After the mother's opening brief was filed, SSA filed a
motion in this court to take additional evidence consisting of
notices it sent to the BIA and the Cherokee
Nation on June 1, 2001, shortly before the jurisdictional hearing;
the BIA's response on June 11 that it could not
identify any tribe to which the child might belong; and
the Cherokee Nation's response on June 22 that the child
was not an Indian child in relation to that tribe.
SSA requested we dismiss the appeal as moot based on
this evidence. The mother and minor's counsel opposed the receipt
of the additional evidence and the motion to dismiss, correctly
pointing out the notices included only minimal information about the
child's background. Additionally, the minor's counsel filed a petition for
writ of supersedeas, seeking to stay the juvenile court's order
to place Nikki for adoption so she could stay in
the D.'s' home pending this appeal. We accepted the additional
evidence but deemed it insufficient to render the appeal moot.
Accordingly, we denied the motion to dismiss and granted the
writ of supersedeas. [FN1]
FN1
SSA filed a second motion to take additional evidence two
weeks after our order, proffering a declaration from the social
worker regarding the notices previously sent. We denied the motion.
Subsequently, SSA filed another motion to take additional evidence, which
we decided to resolve in conjunction with the merits of
the appeal. This motion proffers
evidence of efforts made by the adoptions social worker in
September and October 2002 (during the briefing stage of this
appeal) to "re-check whether the child is an Indian child,"
which is apparently "part of the process for freeing a
dependent child for adoption." This time around, the social worker
asked the paternal grandmother about her family's affiliation with the
Cherokee Tribe and was given "the names and birthdates of
the family members she thought might have Cherokee ancestry." The
worker transmitted this information to the "Department of Social *851
Services/BIA" in Sacramento, which identified three tribes it was necessary
to notify: The Cherokee Nation of Oklahoma, the Cherokee Center
for Family Services, and the United Keetoowah Band. All three
tribes responded that they could not identify an Indian ancestor
for Nikki with the information given and they did not
consider her an Indian child within the meaning of ICWA.
We are fortunate to have the benefit of several recent
cases involving situations where the social services agency failed to
make a record of its efforts to identify and notify
the tribes. In In
re Samuel P.
(2002) 99 Cal.App.4th 1259 [121 Cal.Rptr.2d 820], the detention report
identified the mother of the three detained children as primarily
American Indian. The social worker sent a "Request for Confirmation
of Child's Status as Indian" to the BIA and to
several tribes, only referencing the youngest child, Angel Z. The
request
indicated the mother's great-grandfather had been born on the Santa
Ynez reservation of the Chumash Tribe, her grandfather was enrolled
in the Chumash Tribe and had received services from Indian
agencies, and her sister was a tribal council member and
had attended an Indian school. In the report prepared for
the jurisdictional and dispositional hearing, the social worker reported she
had sent a request for confirmation of "the children as
Indian Children" and listed the children's ICWA eligibility as "unknown."
The case was litigated for the next eight months, resulting
in the juvenile court taking jurisdiction over the children and
placing them with the maternal grandmother. During that time, no
mention was made of the ICWA requirements or the children's
tribal affiliations.
The court found the ICWA notice requirements had been violated.
First, the request for confirmation of Angel's Indian status did
not include any information about the dependency proceedings, no court
number identifying the proceedings, and no notice informing the tribe
of the dates of any hearings. Second, and more relevant
to our case, the court found the ICWA notice requirements
had been violated because the juvenile court had not fulfilled
its independent duty to inquire into the children's Indian status.
Although the social worker reported she had sent a request
for confirmation of the status of all three children, she
did not file copies of the notices sent or the
return receipts
received with the juvenile court. The court was unimpressed with
the agency's additional evidence provided on appeal showing that the
notices were sent and the return receipts received. "Since these
documents were not provided to the juvenile court, the court
did not have a sufficient record from which to make
a determination whether there had been compliance with the notice
provisions of the ICWA, or whether further inquiry was needed."
(In
re Samuel P.,
supra,
99 Cal.App.4th at pp. 1266-1267.) *852
(4)
Samuel
P.
highlights a critical point: While the petitioning agency may have
the duty to provide ICWA notice, it is the role
of the juvenile court, not the agency, to determine whether
the ICWA notice is proper. (See also In
re Jeffrey A.,
supra,
103 Cal.App.4th at p. 1108; In
re Marinna J.,
supra,
90 Cal.App.4th at p. 739.) This court underscored the point
in the recent opinion of In
re Jennifer A.
(2002) 103 Cal.App.4th 692 [127 Cal.Rptr.2d 54]. There, as here,
the juvenile court asked about the child's Indian heritage at
the detention hearing, and both parents indicated they might have
Indian heritage. SSA reported that it sent the required ICWA
notice but failed to file anything to that effect with
the juvenile court. No mention of ICWA was made during
the rest of the proceedings.
On appeal, the mother raised noncompliance with the ICWA notice
requirement. SSA attempted to cure the error by asking this
court to accept copies of the notices
it sent to and letters it received from the tribes
and the BIA. This court rejected SSA's offer, stating, "[I]t
is up to the juvenile court to review the information
concerning the notice given, the timing of the notice, and
the response of the tribe, so that it may make
a determination as to the applicability of the ICWA, and
thereafter comply with all of its provisions, if applicable.... [5]
... The point of the matter is the [juvenile] court
must decide, one way or the other, whether the ICWA
applies, so it can proceed in compliance therewith when appropriate."
(In
re Jennifer A.,
supra,
103 Cal.App.4th at pp. 705-706 & fn. 5.) The court
remanded the case to the juvenile court for a determination
as to whether the notice provisions of the ICWA were
satisfied. (Id.
at p. 709.)
We agree with Jennifer
A.'s
reasoning. It is a trial court function to receive evidence
of SSA's notice efforts and to determine if they measure
up to ICWA standards. In both Jennifer
A.
and here, SSA responded early in the proceedings to information
of possible Indian heritage with efforts that were ineffective. In
Jennifer
A.,
the notices omitted the birthplaces of Jennifer and both parents,
information that is critical to a tribe's ability to confirm
Indian heritage. (In
re Jennifer A.,
supra,
103 Cal.App.4th at p. 705.) Here, the original notices sent
suffered from the same infirmities. Had these efforts been submitted
to the juvenile court, it would likely have recognized the
deficiencies and directed SSA to make further efforts. "It is
for the juvenile court, not DSS or its social workers,
to determine whether the Act applies under a given set
of circumstances." (In
re Marinna J.,
supra,
90 Cal.App.4th at p. 739.)
ICWA's notice provisions open the door to the identification of
a dependent child as an Indian child and to the
tribe's right to intervene in the *853
proceedings. Furthermore, if the juvenile court has reason to believe
the child is an Indian child, it must conduct the
proceedings in accordance with ICWA. It is axiomatic that the
earlier these issues are resolved, the better. SSA's apparent practice
of holding onto the evidence of its notice efforts and
revealing it only when an issue arises on appeal is
unacceptable. "Making the appellate court the trier of fact is
not the solution." (In
re Jennifer A.,
supra,
103 Cal.App.4th at p. 703.)
Two other recent opinions from this court have wrestled with
SSA's evidence of its ICWA notice efforts, presented for the
first time on appeal; both relied on the additional evidence
to conclude the notice error was harmless, in effect stepping
into the shoes of the juvenile court to find notice
was sufficient. (In
re Antoinette S.,
supra,
104 Cal.App.4th 1401; In
re Christopher I.
(2003) 106 Cal.App.4th 533 [131 Cal.Rptr.2d 122].) We find them
distinguishable.
In Antoinette
S.,
the father of the child surfaced for the first time
two weeks before the hearing at which parental rights were
terminated. At the detention hearing, the mother had denied any
Indian ancestry on either her part or that of the
father. The father told the social worker "he believed his
deceased maternal grandparents had Native American ancestry" and provided her
with all the information he had about their background. He
was unable to identify a possible tribal affiliation. The social
worker immediately sent notices to the BIA and the State
Department of Social Services (DSS) with all the information she
had. The BIA responded that it was unable to identify
Indian ancestry without a tribal affiliation, indicating it had received
the notice one day before the termination hearing. DSS's response
was similar. SSA introduced copies of the notices and responses
for the first time on appeal. (In
re Antoinette S.,
supra,
104 Cal.App.4th at pp. 1405, 1412-1413.)
The Antoinette
S.
court found that the "father's suggestion that Antoinette 'might' be
an Indian child was enough to trigger notice in this
case"; it further found the juvenile court had violated 25
United States Code section 1912(a) of ICWA by holding the
termination hearing less than 10 days after the BIA received
notice. (In
re Antoinette S.,
supra,
104 Cal.App.4th at p. 1408.) But it further found the
error was harmless and balked at the suggestion the case
should be reversed and remanded for a new hearing after
technically proper notice had been given. "The purpose of giving
notice is not ritual adherence to the statute but to
make it possible for Indian parents, custodians, and tribes to
exercise their right of intervention guaranteed by the ICWA. [Citation.]
[¶]
... [N]o tribe could possibly have been identified *854
with the information father provided. And unlike Jennifer
A.,
SSA satisfied its inquiry obligation in this case. Given this
scenario, SSA's failure to provide information the BIA could not
utilize is harmless error." (Id.
at p. 1414, fn. 4.)
In
re Christopher I.
involved an infant dependent of the juvenile court on life
support after sustaining injuries inflicted by his father. The child
was comatose, dependent on a ventilator to breathe, neurologically devastated,
in a persistent vegetative condition, and without cognitive function. The
father challenged the juvenile court's authority to order the removal
of Christopher's life-sustaining medical treatment and, inter alia, the failure
to give proper notice of the hearing under ICWA. This
court affirmed the juvenile court's order, relying on additional evidence
presented for the first time on appeal to find notice
sufficient under ICWA.
Early in the proceedings, the mother claimed she was "part
Indian from the Puma Tribe." SSA searched for such a
tribe and notified the BIA, but no such tribe was
found. Subsequently, the mother said the correct name of the
tribe might
be Pima; SSA notified that tribe, which found no Indian
heritage for Christopher. Evidence of these efforts was included in
the record before the juvenile court, with the exception of
the notice from SSA to the Pima Tribe. After the
father's appeal of the order withdrawing life-support, SSA sent additional
notices to the BIA and two different Pima Tribes, providing
information about the mother and her parents and grandparents and
their claimed tribal affiliation. Both tribes responded that Christopher was
not eligible for membership. SSA asked this court to take
judicial notice of this postappeal evidence.
The Christopher
I.
court denied the request for judicial notice but took the
additional evidence under Code of Civil Procedure section 909 and
decided, on its own motion, to augment the record with
the information. "The extraordinary circumstances of this case justify augmentation
of the record at this time in the interests of
justice.... In our view, the interests of justice require
that we augment the record in this case because remand
of this matter would be futile and would not be
in Christopher's best interests. To decline to augment the record
in this case would only serve to prolong Christopher's suffering."
(In
re Christopher I.,
supra,
106 Cal.App.4th at p. 563, italics in original.) The court
pointed out that more notices to the tribes could not
serve the purposes of ICWA because Christopher "will never be
able to appreciate
his alleged Indian ancestry, nor will he procreate and advance
the lineage or culture of any Indian tribe." (Id.
at p. 564.) "An interpretation of the relevant statutes here,
as argued by [the father], could *855
do no more than to prolong Christopher's irreversible suffering. This
result would be absurd and would not serve the purposes
of ICWA." (Id.
at p. 565.) The court found the augmented record was
sufficient for it to determine that either no ICWA notice
error existed or any error was harmless. (Id.
at p. 567.)
In both Christopher
I.
and Antoinette
S.,
augmenting the record with the additional evidence prevented a remand
that would serve no purpose. In Antoinette
S.,
the father had provided all the information he had and
his claimed Indian relatives were dead. Sending the case back
to the juvenile court would have required a new hearing,
with its attendant delays, with no chance of a different
result. In Christopher
I.,
a remand would have been similarly useless. Furthermore, although SSA
did not file all its notice documentation with the juvenile
court, in both cases it acted promptly and appropriately with
the information it had.
(3c)
Here, however, there are no extraordinary circumstances compelling us to
act as the juvenile court and determine whether ICWA notice
was adequate based on the proffered additional evidence. First, the
additional evidence does not convince us that proper notice was
given as a matter of law. We do not know
whether
more and better avenues of information are open to SSA.
Second, if the juvenile court finds the notice sufficient on
remand, no new hearing would be necessary and the case
can proceed normally. [FN2] And third, we share the concern
of other courts that SSA fully satisfy ICWA's notice requirements.
(See, e.g., In
re Antoinette S.,
supra,
104 Cal.App.4th at p. 1414; In
re H.A.,
supra,
103 Cal.App.4th at p. 1214; In
re Desiree F.,
supra,
83 Cal.App.4th at p. 477.) It is not "acceptable for
juvenile courts to completely ignore indications that a child may
be of Indian ancestry." (In
re Antoinette S.,
supra,
104 Cal.App.4th at p. 1420 (dis. opn. of Moore, J.).)
Accordingly, we deny the motion to take additional evidence.
FN2
Because we issued a stay, Nikki has been in the
same home since detention, where she is thriving, and her
appellate counsel informs us the foster parents may adopt her.
Disposition
The judgment terminating parental rights is reversed and the matter
is remanded to the juvenile court with directions to conduct
further proceedings to determine whether SSA complied with the notice
provisions of ICWA. If not, the juvenile court shall direct
SSA to comply; if Nikki is determined to be an
Indian
child, a new hearing shall be held. If notice is
found to be sufficient, all previous findings and orders shall
be reinstated, *856
subject to the juvenile court's consideration of any circumstances that
may have arisen during this appeal that may affect the
outcome.
Rylaarsdam, J., and O'Leary, J., concurred. *857
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