(Cite
as: 180 Cal.App.4th 185, 103 Cal.Rptr.3d
110) |
Court
of Appeal, Third District, California.
R.R.,
a Minor, etc., Petitioner,
v.
SUPERIOR
COURT of Sacramento County, Respondent;
People
of the State of California, Real Party in Interest.
No.
C060573.
Dec.
17, 2009.
**112
Paulino G. Duran, Public Defender, Arthur L. Bowie, Supervising Assistant Public
Defender, Randi Barrat, Assistant Public Defender for Petitioner.
No
appearance for Respondent.
Edmund
G. Brown, Jr., Attorney General, Michael P. Farrell, Senior Assistant Attorney
General, Charles A. French, Supervising Deputy Attorney General, Jeffrey D.
Firestone, Deputy Attorney General, for Real Party in Interest.
BLEASE,
Acting P.J.
*193
The issue presented by this petition is whether provisions of the Indian Child
Welfare Act apply in juvenile delinquency proceedings where the child is at risk
of entering foster care, but where a termination of parental rights is not
involved.
Congress
passed the Indian Child Welfare Act of 1978 (ICWA) in response to a concern over
the ?consequences to Indian children, Indian families, and Indian tribes of
abusive child welfare practices that resulted in the separation of large numbers
of Indian children from their families and tribes through adoption or foster
care placement, usually in non-Indian homes.? (Mississippi
Band of Choctaw Indians v. Holyfield
(1989) 490 U.S. 30, 32, 109 S.Ct. 1597, 1600, 104 L.Ed.2d 29, 36.) ICWA creates
concurrent, but presumptively tribal jurisdiction in custody cases of Indian
children not domiciled on the reservation. (Id.
at p. 36, 109 S.Ct. at pp. 1602-1603, 104 L.Ed.2d at pp. 38-39.) For custody
proceedings that do take place in state court, ICWA provides certain procedural
safeguards, including requirements for notice, appointment of counsel, parental
and tribal rights of intervention and petition for invalidation of illegal
proceedings, and for consent to termination of parental rights. (Ibid.)
Substantively, ICWA mandates placement preferences for Indian children.
(Id.
at p. 37, 109 S.Ct. at p. 1602, 104 L.Ed.2d at p. 39.)
Federal
law expressly exempts from ICWA's reach cases involving the placement of a child
based upon an act by the child that would be deemed a crime if committed by an
adult. (25 U.S.C. ? 1903.) Historically, this has meant that most juvenile
delinquency proceedings have been exempt from ICWA, because they are based on a
juvenile's act of committing a crime. However, in 2006 California passed
legislation imposing upon the court, *194
county welfare department, and probation department a duty of inquiry and notice
in any proceeding brought pursuant to Welfare and Institutions Code section 602
where the child is at risk of entering foster care or is in foster care.
FN1
Section 602 brings within the jurisdiction of the juvenile court cases involving
the commission of a crime by a minor. The duty in such cases is to inquire
whether a child is or may be an Indian Child, and to provide notice to the
child's parents or guardian, **113
Indian custodian, and tribe of the right to intervene in the proceeding, the
right to counsel for the parents or Indian custodian, and the right to transfer
the proceeding to tribal court. (?? 224.2, 224.3.)
FN1.
References to an undesignated section are to the Welfare and Institutions Code,
unless otherwise indicated.
In
addition to this statutory mandate, the Judicial Council has adopted rules of
court governing the requirements of inquiry and notice, as well as rules
governing intervention, transfer, and the ultimate placement of the child. (Cal.
Rules of Court, rules 5.481-5.484.) These rules are specifically made applicable
to proceedings under section 602 in which the child is at risk of entering
foster care or is in foster care. (Cal. Rules of Court, rule
5.480.)
In
spite of this authority, respondent Sacramento County Juvenile Court determined
pursuant to its own standing order that California law does not require the
application of ICWA to a juvenile delinquency proceeding where the case plan
does not include the termination of parental rights.FN2
FN2.
Title 25 United States Code section 1903 defines child custody proceedings to
include foster care placements, the termination of parental rights, hearings for
preadoptive placements, and hearings for adoptive placements. Only foster care
placements do not involve the termination of parental rights. Thus, the juvenile
court concedes any delinquency proceeding involving the termination of parental
rights would be subject to ICWA.
We
disagree with the juvenile court's conclusion. While ICWA may not by its own
terms apply to a juvenile delinquency case in which the case plan anticipates
foster care placement, the California Legislature has expressly made the inquiry
and notice requirements of ICWA applicable in such cases, and impliedly made the
remaining ICWA requirements applicable in such cases as well. Because ICWA sets
the minimum standards for the protection of Indian children with respect to
their tribal relationships, California law imposing a higher standard is not
inconsistent with the purpose of the federal law, and is not
preempted.
FACTUAL
AND PROCEDURAL BACKGROUND
R.R.
first appeared in Sacramento County Juvenile Court pursuant to a section 602
petition alleging misdemeanor battery with serious bodily injury *195
and felony assault with a deadly weapon. The petition alleged R.R. beat his
mother's boyfriend with a baseball bat during an argument between the mother and
the boyfriend.
At
the time of the initial detention, R.R. was under the jurisdiction of the Contra
Costa Juvenile Court as a dependent child pursuant to section 300. R.R. admitted
the misdemeanor battery, and the felony assault allegation was dismissed in the
interest of justice. The court determined R.R.'s best interest would be served
through dependency, and the matter was transferred to Contra Costa County.
Contra Costa County placed R.R. on six months probation. When R.R. violated
probation, Contra Costa terminated dependency jurisdiction and transferred the
delinquency case to Sacramento, where R.R.'s mother lived.
R.R.
was adjudged a ward of the Sacramento Juvenile Court in April 2008, and was
committed to the Warren E. Thornton Youth Center. In June 2008, the probation
department filed a motion for violation of probation, alleging R.R. failed to
follow youth center rules, engaged in fighting, and participated in gang related
activities. R.R. was arraigned on the violation and ordered detained in juvenile
hall. The probation department recommended that after R.R. completed a
commitment to juvenile hall, he should be committed to the custody of the
probation officer for suitable**114
in-state out-of-home foster care placement. Specifically, the probation officer
determined such placement was appropriate ?based on [R.R.'s] previous dependency
history, the fact that all his siblings remain in long term placement and the
minor[']s refusal to participate in counseling programs[.]?
At
a regularly scheduled settlement conference, R.R.'s counsel requested the court
find ICWA applicable to R.R.'s case. R.R. is a registered member of the Crow
Creek Sioux Tribe of Fort Thompson, South Dakota. The ICWA matter was argued to
the referee, and the referee issued a ruling finding that R.R. was an Indian
child and that ICWA applied. The judge of the juvenile court became aware of the
ruling, and granted a rehearing on the court's own motion.
Relying
on its own standing order SSC-JV-05-057, the juvenile court vacated the
referee's order and found ICWA was not applicable to the proceeding. Standing
Order SSC-JV-057 concluded that Senate Bill No. 678 does not require application
of the inquiry and notice provisions of ICWA in a juvenile delinquency
proceeding for a minor for whom the case plan does not include the termination
of parental rights. For purposes of this discussion, Senate Bill No. 678 is now
codified at sections 224, et seq.
*196
The standing order further concluded that rule 5.480(1) of the California Rules
of Court, which requires the application of ICWA to any delinquent
minor's case when the minor is ?at risk of entering foster care or is in foster
care? directly contradicted the expressed intent of Congress and the California
Legislature. In reaching this conclusion, the standing order pointed to Title 25
United States Code section 1903(1), which states that child custody proceedings
for purposes of ICWA ?shall not include a placement based upon an act which, if
committed by an adult, would be deemed a crime [,]? and section 224.1,
subdivision (c), which states that an ? ?Indian child custody proceeding? means
a ?child custody proceeding? within the meaning of Section 1903 of the Indian
Child Welfare Act....?
The
juvenile court found that the Judicial Council ?exceeded its authority to
clarify the federal ICWA statute and California statutory scheme by applying
California Rules of Court, rule 5.480(1) to delinquency cases....?
R.R.
filed a petition for writ of mandate to compel the juvenile court to vacate its
order refusing to apply ICWA. We issued an alternative writ, directing the
juvenile court to grant the requested relief or show cause why it had not done
so. Further proceedings in this matter were stayed pending disposition of this
petition.FN3
FN3.
We have been informed by the juvenile court that it will comply with our order
by vacating its ruling denying application of ICWA to R.R. and issuing a new
order suspending juvenile delinquency proceedings to permit compliance with ICWA
as soon as the stay is lifted. Until this occurs, and until a placement order is
issued, the matter is not moot.
DISCUSSION
I
The
Federal Indian Child Welfare Act Does not Apply by Its Own Terms in Most
Juvenile Delinquency Proceedings
In
passing ICWA, Congress expressly assumed ?the responsibility for the protection
and preservation of Indian tribes and their resources....? (25 U.S.C. ?
1901(2).) Congress found that the most vital resource to the continued existence
and integrity**115
of the tribes was their children, and that the United States has a direct
interest in protecting Indian children. (25 U.S.C. ? 1901(3).) Congress also
found that too many Indian families had been broken up by the often unwarranted
removal of their children by nontribal public and private agencies, which
agencies placed the children in non-Indian foster care, adoptive homes, and
institutions. (25 U.S.C. ? 1901(4).)
197
Therefore, Congress's explicit purpose in passing ICWA was ? to protect the best
interests of Indian children and to promote the stability and security of Indian
tribes and families by the establishment of minimum Federal standards for the
removal of Indian children from their families and the placement of such
children in foster or adoptive homes which will reflect the unique values of
Indian culture, and by providing for assistance to Indian tribes in the
operation of child and family service programs.? (25 U.S.C. ? 1902.) ICWA ?
?seeks to protect the rights of the Indian child as an Indian and the rights of
the Indian community and tribe in retaining its children in its society.?
[Citation.] It does so by establishing ?a Federal policy that, where possible,
an Indian child should remain in the Indian community,? ibid.,
and by making sure that Indian child welfare determinations are not based on ?a
white, middle-class standard which, in many cases, forecloses placement with
[an] Indian family.? [Citation.]? (Mississippi
Band of Choctaw Indians v. Holyfield, supra,
490 U.S. at p. 37, 109 S.Ct. at p. 1602, 104 L.Ed.2d at p. 39, fn.
omitted.)
As
is relevant to this case, if ICWA applies, the consequences are to require
notice to the child's parent or Indian custodian and to the child's tribe, to
provide for the transfer of the proceedings to the jurisdiction of the tribe if
the parent, Indian guardian, or tribe petitions for transfer and the tribe
accepts such jurisdiction, to allow the intervention of the child's tribe in the
state court proceeding, and to mandate placement preferences for the child. (25
U.S.C. ?? 1911, 1912(a), 1915(b).) In determining whether ICWA applies in this
case, we turn to the language of the federal statute.
The
transfer and intervention provisions of ICWA are applicable, ?[i]n any State
court proceeding for the foster care placement of, or termination of parental
rights to, an Indian child....? (25 U.S.C. ? 1911(b)-(c).) The notice provisions
are applicable, ?[i]n any involuntary proceeding in a State court,? seeking the
?foster care placement? of a child, ?where the court knows or has reason to know
that an Indian child is involved....? (25 U.S.C. ? 1912(a).) The placement
preferences apply to ?[a]ny child accepted for foster care....? (25 U.S.C. ?
1915(b).)
?Foster
care placement? is defined by ICWA as ?removing an Indian child from its parent
or Indian custodian for temporary placement in a foster home or institution or
the home of a guardian or conservator where the parent or Indian custodian
cannot have the child returned upon demand, but where parental rights have not
been terminated[.]? (25 U.S.C. ? 1903(1)(i).) However, the placement terms
defined by ICWA do not include ?a placement based upon an act which, if
committed by an adult, would be deemed a crime or upon an award, in a divorce
proceeding, of custody to one of the parents.? (25 U.S.C. ?
1903(1).)
*198
Accordingly, the Guidelines for State Courts; Indian Child Custody Proceedings
(Guidelines), published by the Bureau of Indian Affairs (BIA), provide that most
juvenile delinquency proceedings are not covered by ICWA. (44 Fed.Reg. 67587
(Nov. 26, 1979).) The only juvenile delinquency proceedings that are covered by
**116
ICWA are proceedings involving status offenses such as truancy and
incorrigibility, which can be committed only by children, and to delinquency
proceedings that result in the termination of a parental relationship.
(Ibid.)
R.R.
argues he was not subject to the crime exception set forth in ICWA because his
risk for foster care placement was based on violations of probation rather than
on criminal acts. He argues his out-of-home placement is being recommended as a
direct result of his violation of the Youth Center contract, which would not be
deemed a crime if committed by an adult.
The
People argue that in determining whether the exception for placements ?based
upon an act which, if committed by an adult, would be deemed a crime? applies,
we must look to the underlying fact that brings the juvenile within the court's
jurisdiction. In this case, that act is the misdemeanor battery R.R. admitted
committing.
We
need not determine in this case whether the criminal act exception should be
based on the act upon which the court's jurisdiction rests or upon the act
immediately preceding the placement. We assume for purposes of this discussion
that ICWA does not by its own terms apply to the case before us because of the
criminal act exception. We conclude the provisions contained in ICWA nonetheless
apply as provided by California law.
II
California
Law Provides that ICWA is Applicable In Delinquency Proceedings Where the Child
is at Risk of Entering Foster Care
Prior
to 2005, it had long been accepted in California that ICWA did not apply to
juvenile delinquency proceedings. (See In
re Enrique O.
(2006) 137 Cal.App.4th 728, 733, 40 Cal.Rptr.3d 570 [?it has long been presumed
that the ICWA does not apply to out-of-home placements that arise from
delinquency proceedings?]; Adoption
of Lindsay C.
(1991) 229 Cal.App.3d 404, 408, 280 Cal.Rptr. 194 [?The language of the Act
makes but two exceptions: it does not apply to the custody provisions of a
divorce decree nor to delinquency proceedings].?)
*199
In 2005, the California Rule of Court dealing with the application of ICWA was
amended. Rule 1439 was amended to make it applicable to proceedings under
section 602 (delinquency proceedings) in which the child was at risk of entering
foster care or was in foster care. The rule was amended to clarify that the
probation department had a duty in ?juvenile wardship proceedings? where the
child was at risk of entering foster care or was in foster care, to inquire
whether the child may be an Indian child.
In
2006, the Legislature passed Senate Bill No. 678. Senate Bill No. 678, in
pertinent part added sections 224 through 224.6, and amended section 727.4 to
the Welfare and Institutions Code. As is relevant here, section 224.3 makes its
provisions applicable to proceedings under a section 602 (delinquency)
petition.
The
purpose of the state law is to protect ?the essential tribal relations and best
interest of an Indian child by promoting practices, in accordance with the
[ICWA] and other applicable law, designed to prevent the child's involuntary
out-of-home placement and, whenever that placement is necessary or ordered, by
placing the child, whenever possible, in a placement that reflects the unique
values of the child's tribal culture and is best able to assist the child in
establishing, developing, and maintaining a political, cultural, and social
relationship with the child's tribe and tribal community.? (? 224, subd.
(a)(1).)
**117
State law differs from federal law in that it imposes on the court and probation
department ?an affirmative and continuing duty to inquire whether a child for
whom a petition under Section ... 602 is to be, or has been, filed is or may be
an Indian child in all dependency proceedings and in any juvenile wardship
proceedings if the child is at risk of entering foster care or is in foster
care.? (? 224.3, subd. (a).) Section 602 provides for the jurisdiction of the
juvenile court to adjudge a person under the age of 18 to be a ward of the court
when he or she violates the law. Thus, California law, unlike ICWA, imposes a
duty of inquiry in juvenile proceedings arising out of an act which would be
deemed a crime if committed by an adult, where the child is at risk of being
placed in foster care or is in foster care.
In
addition to the duty of inquiry, section 224.3, subdivision (d) imposes a duty
to provide notice in cases involving an Indian child. Notice must be given to
the parents, Indian custodian, tribe, and Bureau of Indian Affairs (BIA). (?
224.2, subd. (a).) The notice must contain information generally identifying the
proceeding, the child, the child's tribe, and the child's ancestors, and must
contain a statement of the following:
*200
?(i) The absolute right of the child's parents, Indian custodians, and tribe to
intervene in the proceeding.
(ii)
The right of the child's parents, Indian custodians, and tribe to petition the
court to transfer the proceeding to the tribal court of the Indian child's
tribe, absent objection by either parent and subject to declination by the
tribal court.
(iii)
The right of the child's parents, Indian custodians, and tribe to, upon request,
be granted up to an additional 20 days from the receipt of the notice to prepare
for the proceeding.
(iv)
The potential legal consequences of the proceedings on the future custodial and
parental rights of the child's parents or Indian custodians.
(v)
That if the parents or Indian custodians are unable to afford counsel, counsel
will be appointed to represent the parents or Indian custodians pursuant to
Section 1912 of the Indian Child Welfare Act (25 U.S.C. Sec. 1901 et
seq.).
(vi)
That the information contained in the notice, petition, pleading, and other
court documents is confidential, so any person or entity notified shall maintain
the confidentiality of the information contained in the notice concerning the
particular proceeding and not reveal it to anyone who does not need the
information in order to exercise the tribe's rights under the Indian Child
Welfare Act (25 U.S.C. Sec. 1901 et seq.).? (? 224.2, subd.
(a)(5)(G).)
If
such notice is provided and no determinative response (that the child is or is
not a member of or eligible for membership in a tribe) is received from either a
tribe or the BIA within 60 days of receipt of notice, the court may determine
that ICWA does not apply to the proceedings. (? 224.3, subd.
(e)(3).)
[2]
Section 224.3 is the only section of the California legislation implementing
ICWA that expressly applies to juvenile delinquency proceedings. FN4
The duties expressly imposed under section 224.3 on the court, county welfare
department, and probation department are duties of inquiry and notice. However,
the notice required under section 224.3 includes notice of the right to
intervene, the right to transfer the proceeding to tribal court, and the right
to **118
counsel. Since the notice would be meaningless without the underlying
substantive right, we may imply section 224.3 confers these rights in
delinquency matters as well.
FN4.
Section 727.4 also requires the court or probation officer to notify the child's
parents or guardian, Indian custodian, and tribe of certain post-placement
hearings.
*201
Additionally, section 224.3, subdivision (e)(3), states that if notice has been
provided and neither a tribe nor the BIA responds within the statutory time
frame, the court may determine that ICWA does not apply to the proceedings,
provided the court shall reverse such determination and apply the act
prospectively if it is subsequently confirmed that the child is an Indian child.
The converse is implicit. Thus, if the tribe or the BIA makes a timely
confirmation that the child is an Indian child, then ICWA does apply to the
proceedings.
The
People argue that the Legislature was ?almost exclusively focused? on dependency
cases, evidenced by the fact that the Legislative Counsel's summary does not
mention delinquency, the legislation itself contains only two statutes that
concern delinquency, and the Governor's signing statement makes no mention of
extending ICWA to delinquency cases.
Even
if the Legislature were ?almost exclusively? focused on dependency rather than
delinquency cases in reforming Indian child placement procedures, it was not
completely focused on dependency cases. We cannot simply ignore the language of
section 224.3 requiring inquiry and notice in delinquency proceedings.
Furthermore, the clear implication of this section is that all of the ICWA
protections be applied in delinquency proceedings if the child is at risk of
entering foster care or is in foster care.
[3][4]
The Legislative Counsel's summary of the bill does not provide that the
legislation is inapplicable to delinquency proceedings. Even if it did, we would
have to disregard it because of the conflicting statutory language. The summary
does not have the force of law, and it is for this court to interpret the
statutory language. (Katie
V. v. Superior Court
(2005) 130 Cal.App.4th 586, 597-598, 30 Cal.Rptr.3d 320.) Nor are the statements
by the Governor binding, since the interpretation of a statute is a judicial
function. (Guillen
v. Schwarzenegger
(2007) 147 Cal.App.4th 929, 948, 55 Cal.Rptr.3d 87.)
The
People also argue that we should look to section 224.1 to determine whether ICWA
applies. That section defines a number of terms used in the statutes relating to
Indian children. As is relevant here, it provides that an ?Indian child custody
proceeding? means a ?child custody proceeding? within the meaning of Title 25
United States Code section 1903, ?including a proceeding for temporary or
long-term foster care....? As previously discussed, ?child custody proceedings?
under Title 25 United States Code section 1903 do not include delinquency
proceedings to the extent they are based on an act which, ?if committed by an
adult, would be deemed a crime....?
*202
Section 224.1 and section 224.3 are not in conflict, they merely cover different
proceedings. Section 224.3 specifically applies to juvenile wardship proceedings
brought under section section 602, and is not limited by the section 224.1
definition of an Indian child custody proceeding. Any conflict may be reconciled
by giving each statute its appropriate range of application. To conclude
otherwise would require us to ignore the plain language of section 224.3, which
specifically imposes upon the court, the county welfare department, and the
probation department a duty of inquiry and notice in cases involving a petition
under section 602 where the child is at risk of entering foster care or is in
foster care.
**119
As previously noted, the notice required by this section includes the notice of
certain rights provided under ICWA. If we accept the People's argument, we would
also have to ignore the clear implication of section 224.3, subdivision (e)(3)
that ICWA applies to the proceedings if either the tribe or BIA acknowledge that
the child is a member of or eligible for membership in the tribe.
The
People argue that certain Rules of Court mandate results that the Legislature
?could not have intended[.]? Specifically, rule 5.484(a) provides that the court
cannot order placement of an Indian child unless it finds by clear and
convincing evidence that remaining with the parent is ?likely to cause the
Indian child serious emotional or physical damage....? The People argue that
while this requirement makes sense in dependency cases, in delinquency cases it
could bar placement for a minor who needs treatment for the protection of
society. Also rule 5.483 mandates the transfer of a case to the tribal court of
the child's tribe if the child is a ward of the tribal court or if the child
resides on the reservation of a tribe that has exclusive jurisdiction over child
custody proceedings. The People argue this rule, if applied in delinquency
cases, would substantially interfere with the duty of the delinquency court to
protect society from the minor's delinquent behavior.
We
conclude these concerns are addressed by the California statutory definition of
children who are ?at risk of entering foster care? based upon the juvenile
court's jurisdiction over them pursuant to sections 601 and 602. While the
federal definition of foster care placement is broad, encompassing ?temporary
placement in a foster home or institution or the home of a guardian or
conservator where the parent or Indian custodian cannot have the child returned
upon demand, but where parental rights have not been terminated[,]? foster care
for purposes of a section 601 or 602 proceeding are *203
strictly limited by state statute. (25 U.S.C. ? 1903(1)(i); ? 727.4, subd.
(d)(1).) FN5
Moreover, ?at risk of entering foster care? as used with reference to a section
601 or 602 proceeding, means ?that conditions within a minor's family may
necessitate his or her entry into foster care unless those conditions are
resolved.? (? 727.4, subd. (d)(2).)
FN5.
Foster care, pursuant to section 727.4, subdivision (d)(1), is defined as
?residential care provided in any of the settings described in Section 11402.?
As is applicable in a juvenile delinquency proceeding, these are: (1) the
approved home of a relative; (2) the licensed family home of a nonrelative or
the approved home of a nonrelative extended family member as described in
section 362.7; (3) a licensed group home as described in section 11400,
subdivision (h) (i.e., ?a nondetention privately operated residential home,
organized and operated on a nonprofit basis only ... that provides services in a
group setting to children in need of care and supervision?) if a placement
worker has documented that the placement is necessary to meet the treatment
needs of the child and the facility offers those treatment services; (4) an
exclusive-use home; (5) a licensed transitional housing placement facility as
described in section 11400 (a licensed community care facility for persons 16 to
18 years of age who are in out-of-home placement and who are participating in an
independent living program) and Health and Safety Code section 1559.110; and (7)
an out-of-state group home, if the placement worker complies with all other
statutory requirements for placing a minor in such a home and documents that the
requirements of Family Code section 7911.1 have been met.
The
definition of the phrase, ?at risk of entering foster care? found in section
727.4, subdivision (d)(2) is the appropriate definition of the phrase in section
224.3 because the same wording is used and because section 727.4 specifically
deals with placements in delinquency cases.
**120
[5] Thus, if, as the People speculate, there are minors who are placed in foster
care to protect society from their delinquent behavior, they would not be
subject to the state-mandated application of ICWA. The distinction to be drawn
is between children for whom foster care placement is being considered because
they cannot or should not be returned to their homes for their own safety,
security, or well-being, and children for whom foster care placement is being
considered for the protection of society. This is a factual determination for
the trial court. Only Indian children who are ?at risk of entering foster care?
or are in foster care are covered by the state-mandated application of
ICWA.FN6
FN6.
In this case, the juvenile court found that R.R. was at risk of entering foster
care. This finding is supported by the probation officer's recommendation that
R.R. be placed in foster care rather than returned home ?based on his previous
dependency history, the fact that all his siblings remain in long term placement
and the minor[']s refusal to participate in counseling programs....? We are not
presented with a child who is in foster care as provided in section 224.3.
However, a similar test should apply for a child who is in foster care at the
time of the offense, and for whom a different foster care setting is
contemplated. Any different standard would be anomalous, as would a requirement
that ICWA apply where there is no intent to remove the child from the current
foster care setting.
*204
This distinction is consistent with the following comments regarding the
coverage of ICWA found in the Federal Guidelines.
?The
entire legislative history makes it clear that the Act is directed primarily at
attempts to place someone other than the parent or Indian custodian in charge of
raising an Indian child-whether on a permanent or temporary basis. Although
there is some overlap, juvenile delinquency proceedings are primarily designed
for other purposes. Where the child is taken out of the home for committing a
crime it is usually to protect society from further offenses by the child and to
punish the child in order to persuade that child and others not to commit other
offenses.
Placements
based on status offenses (actions that are not a crime when committed by an
adult), however, are usually premised on the conclusion that the present
custodian of the child is not providing adequate care or supervision.? (44
Fed.Reg. 67587 (Nov. 26, 1979).)
The
California Rules of Court expressly make ICWA as codified by California statute
applicable to proceedings under section 602 where the child is at risk of
entering foster care or is in foster care. (Cal. Rules of Court, rule 5.480.)
Unlike the statutory provisions, which do not expressly make ICWA's placement
standards and preferences applicable to delinquency cases, the Rules
specifically apply the standards and preferences of a placement under ICWA to
delinquency proceedings where the child is at risk of entering foster care or is
in foster care.FN7
(Cal. Rules of Court, rule 5.484.)
FN7.
Rule 5.484 provides in pertinent part: ?In any child custody proceeding listed
in rule 5.480, the court may not order placement of an Indian child unless it
finds by clear and convincing evidence that continued custody with the parent or
Indian custodian is likely to cause the Indian child serious emotional or
physical damage and it considers evidence regarding prevailing social and
cultural standards of the child's tribe, including that tribe's family
organization and child-rearing practices.... [?] ... [?] Unless the court finds
good cause to the contrary, all placements of Indian children in any proceeding
listed in rule 5.480 must follow the specified placement preferences in ...
Welfare and Institutions Code section 361.31.?
Rule
5.480 states that ICWA, as codified by California statute, ?applies to all
proceedings involving Indian children that may result in an involuntary foster
care placement ... including: (1) Proceedings under Welfare and Institutions
Code section 300 et seq., and sections 601 and 602 et seq. in which the child is
at risk of entering foster care or is in foster care....?
Section
361.31 provides that the foster care placement preferences for an Indian child
are, in descending priority: ?(1) A member of the child's extended family, as
defined in Section 1903 of the Indian Child Welfare Act (25 U.S.C. Sec. 1901 et
seq.). [?] (2) A foster home licensed, approved, or specified by the child's
tribe. [?] (3) An Indian foster home licensed or approved by an authorized
non-Indian licensing authority. [?] (4) An institution for children approved by
an Indian tribe or operated by an Indian organization which has a program
suitable to meet the Indian child's needs.
**121
[6] *205
The Legislature has authorized the Judicial Council to establish rules governing
practice and procedure in juvenile court that are not inconsistent with law. (?
265.) Rules of Court have the force of law and are as binding as procedural
statutes as long as they are not inconsistent with statutory or constitutional
law. (In
re Juan C.
(1993) 20 Cal.App.4th 748, 752-753, 24 Cal.Rptr.2d 573.)
To
determine whether the rule regarding placement preferences is inconsistent with
legislative enactment, we turn to section 727.1, which governs the placement of
minors who have been ordered to foster care under the supervision of the
probation officer. Subdivision (a) of that section states that placement, in
order of priority, shall be with ?relatives, tribal members, and foster family,
group care, and residential treatment pursuant to Section 7950 of the Family
Code.? Family Code section 7950 states that its placement preferences ?shall not
be construed to affect the application of the Indian Child Welfare Act....?
(Fam.Code, ? 7950, subd. (b).)
This
scheme is not inconsistent with the preference provisions set forth in Rules of
Court, rule 5.484(b). The rule lists the order of preference (pursuant to
section 361.31) as: ?(1) A member of the child's extended family, as defined in
Section 1903 of the Indian Child Welfare Act (25 U.S.C. Sec. 1901 et seq.). [?]
(2) A foster home licensed, approved, or specified by the child's tribe. [?] (3)
An Indian foster home licensed or approved by an authorized non-Indian licensing
authority. [?] (4) An institution for children approved by an Indian tribe or
operated by an Indian organization which has a program suitable to meet the
Indian child's needs.? (? 361.31, subd. (b).) The first preference, the child's
extended family as defined by ICWA is not inconsistent with the first two
preferences found in section 727.1, i.e., relatives and tribal members. Title 25
United States Code section 1903 defines an ?extended family member? as being
defined by the law or custom of the child's tribe, or in the absence of such law
or custom, the child's grandparent, aunt or uncle, brother or sister,
brother-in-law or sister-in-law, niece or nephew, first or second cousin, or
stepparent. The remaining preferences found in section 727.1 are specifically
made subject to ICWA, thus cannot be inconsistent.
We
acknowledge that In
re Enrique O., supra,
137 Cal.App.4th 728, 40 Cal.Rptr.3d 570, held that California Rules of Court,
rule 1439, the predecessor to rules 5.480 et seq., did not apply to section 602
delinquency proceedings because such an interpretation would render the rule
inconsistent with the federal statute upon which it was based. (Id.
at p. 734, 40 Cal.Rptr.3d 570.) Because the Judicial Council may not establish
rules that are inconsistent with the law, the court refused to interpret rule
1439 in a manner that expressly contradicted *206
ICWA. (Ibid.)
However, In
re Enrique O.
was decided in March 2006, **122
prior to the passage of Senate Bill No. 678 later that year. As indicated,
Senate Bill No. 678 provides the legislative authority for the Rules of Court
applying ICWA to section 602 proceedings.
In
re Alejandro A.
(2008) 160 Cal.App.4th 1343, 74 Cal.Rptr.3d 44, also cited by the People, was
decided after the passage of Senate Bill No. 678. It also was a delinquency
proceeding in which the juvenile argued there was substantial evidence he was an
Indian child, thus an inquiry should have been made to determine such before any
disposition order was made. (Id.
at p. 1347, 74 Cal.Rptr.3d 44.) The court rejected the juvenile's contention,
based primarily on the fact that there was no evidence the juvenile was Native
American. (Ibid.)
The court also held the juvenile was not at risk of entering foster care because
the Breaking Cycles program, to which the juvenile was committed, was not in the
nature of a foster home. (Id.
at p. 1348, 74 Cal.Rptr.3d 44.) Additionally, no foster care was contemplated
because there was no restriction on parental rights based on parental abuse or
neglect. (Ibid.)
However,
in dicta, the court stated that section 224.3 expanded the reach of ICWA only to
proceedings relating to parents or Indian custodians because Title 25 United
States Code section 1921 allows states to pass more stringent laws with respect
to protecting the rights of a parent or Indian custodian. (In
re Alejandro A., supra,
160 Cal.App.4th at p. 1348, 74 Cal.Rptr.3d 44.) The implication is that states
may not pass laws more protective of the Indian child in its relationship to the
tribe. We shall conclude in the next section that states may do exactly that,
because ICWA merely established minimum protections, and does not preempt
legislation that is more protective of Indian children with respect to their
tribal relationships.
III
Federal
Law Does Not Preempt State Law that is More Protective
The
language of the federal statute and Federal Guidelines indicates the states may,
as California has done, pass laws that are more protective than federal law of
the relationship between the Indian tribes and their children.
Title
25 United States Code section 1902 provides that ICWA establishes minimum
standards ?for the removal of Indian children from their families and the
placement of such children in foster or adoptive homes....? *207
Because these standards are expressly defined as minimum standards, the
undeniable implication is that higher standards may be implemented by states or
by the federal government. Such higher standards must be in furtherance of the
expressed policy of ICWA, which is: (1) to protect the best interest of Indian
children, (2) to promote the stability and security of Indian tribes, and (3) to
promote the stability and security of Indian families. (25 U.S.C. ?
1902.)
[7]
The Federal Guidelines are in agreement. The introduction to the Guidelines
states:
?In
some instances a state may wish to establish rules that provide even greater
protection for rights guaranteed by the Act than those suggested by these
guidelines. These guidelines are not intended to discourage such action. Care
should be taken, however, that the provision of additional protections to some
parties to a child custody proceeding does not deprive other parties of rights
guaranteed to them by the Act.? (44 Fed.Reg. 67584-67585 (Nov. 26,
1979).)
Even
though the Guidelines are not binding on state courts, they are entitled to
great weight as administrative interpretation**123
of a statute. (In
re Kahlen W.
(1991) 233 Cal.App.3d 1414, 1422, fn. 3, 285 Cal.Rptr. 507.)
Elsewhere,
the Guidelines indicate that of all the rights ICWA seeks to protect, the rights
of the child and the Indian tribe are paramount. Title 25 United States Code
section 1921 provides that:
?[W]here
State or Federal law applicable to a child custody proceeding under State or
Federal law provides a higher standard of protection to the rights of the parent
or Indian custodian of an Indian child than the rights provided under this
subchapter, the State or Federal court shall apply the State or Federal
standard.?
The
Guidelines restate the statutory language, but add that in applying some other
federal or state law, states may ?not infringe any right accorded by the Indian
Child Welfare Act to an Indian tribe or child.? (44 Fed.Reg. 67586 (Nov. 26,
1979).) The Commentary to the Guidelines explains that this section applies
when, for example, state law imposes a higher burden of proof for removing a
child from the home, or gives parents greater access to documents. (44 Fed.Reg.
67586 (Nov. 26, 1979).) However, Congress did not intend this section to have
the effect of eliminating the specific rights given to tribes and Indian
children where a court concludes such rights are in derogation of a parental
right guaranteed by state statute. (Ibid.)
[8][9]
The ICWA provisions limiting the application of ICWA to placements that are not
?based upon an act which, if committed by an adult, would be deemed a crime[,]?
do not preempt California law applying such provisions *208
in section 602 proceedings where the child is at risk of entering foster care
because the California provisions are consistent with the force and purpose of
the federal law. Federal preemption of state law may arise in three ways: (1) by
an express statement of the extent to which the enactment preempts state law,
(2) by regulating the area to such an extent that an intent exclusively to
occupy the field is implied, or (3) by virtue of a conflict between state and
federal law. (In
re Brandon M.
(1997) 54 Cal.App.4th 1387, 1393, 63 Cal.Rptr.2d 671.) The first two principles
do not apply to ICWA. (Id.
at p. 1396, 63 Cal.Rptr.2d 671.)
This
leaves the third issue-whether section 224.3, applying ICWA to some juvenile
delinquency proceedings is in direct conflict with Title 25 United States Code
section 1903, which excludes ICWA's application to placements based upon acts
which, if committed by an adult, would be a crime. As to this issue, the United
States Supreme Court's approach has been that ? ?State jurisdiction is
pre-empted by the operation of federal law if it interferes or is incompatible
with federal and tribal interests reflected in federal law, unless the state
interests at stake are sufficient to justify the assertion of state authority.?
(New
Mexico v. Mescalero Apache Tribe
(1983) 462 U.S. 324, 334 [103 S.Ct. 2378, 76 L.Ed.2d 611].)? (Dwayne
P. v. Superior Court
(2002) 103 Cal.App.4th 247, 259, 126 Cal.Rptr.2d 639; In
re Brandon M., supra,
54 Cal.App.4th at p. 1397, 63 Cal.Rptr.2d 671.)
The
interests protected by ICWA are ? ?the rights of the Indian child as an Indian
and the rights of the Indian community and tribe in retaining its children in
its society.? House Report, at 23, U.S. Code Cong. & Admin. News 1978, at
7546.? (Mississippi
Band of Choctaw Indians v. Holyfield, supra,
490 U.S. at p. 37, 109 S.Ct. at p. 1602, 104 L.Ed.2d at p. 39.) California law
is more protective of tribal interests than ICWA because it provides for the
application of ICWA in a broader range of cases. Thus, it is not
incompatible**124
with federal or tribal interests, but provides the higher standard of protection
to those interests, as allowed under the terms of ICWA.
State
law imposes a duty of inquiry and notice in wardship proceedings brought under
section 602. This duty attaches as soon as the court, county welfare department,
or probation department become aware that foster care placement is seriously
under consideration. If the determination is made that the juvenile is an Indian
child, ICWA applies to the proceedings as set forth by state law and the Rules
of Court adopted for the administration of the law.
*209
DISPOSITION
Let
a peremptory writ of mandate issue commanding the respondent Sacramento County
Juvenile Court to enter an order in this case vacating its order of October 16,
2008, denying the application of the Indian Child Welfare Act to this case, and
reinstating the September 11, 2008, order of Referee Lindsey ordering notice to
the minor's tribe and the procurement of services for a qualified Indian expert.
The alternative writ is discharged. The stay issued by this court shall remain
in effect pending issuance of the remittitur.
We
concur: RAYE and HULL, JJ.