(Cite
as: 89 Cal.App.4th 423)
In
re WILLIAM G., JR., a Person Coming Under the Juvenile
Court Law.
SACRAMENTO
COUNTY DEPARTMENT OF HEALTH AND HUMAN SERVICES, Plaintiff and
Respondent,
v.
WILLIAM
G., Defendant and Respondent.
No.
C036345.
Court
of Appeal, Third District, California.
May
24, 2001.
[Opinion
certified for partial publication. [FN*]
]
FN*
Pursuant to California Rules of Court, rule 976.1, this opinion
is certified for publication with the exception of parts II
through IV of the Discussion.
SUMMARY
The trial court entered an order terminating a father's parental
rights to his minor child. After the period for reunification
services had expired without the father appearing, an Indian tribe
determined the minor was an Indian child.
(Superior Court of Sacramento County, No. JD213240, Peter S. Helfer,
Juvenile Court Referee.)
The Court of Appeal affirmed. The court held that the
order was not invalid on the ground that the father
was not offered reunification services once the Indian tribe determined
the minor was an Indian child, since previous attempts to
notify the father of the dependency proceedings were adequate, and
the father was aware of the opportunities to receive services
but decided to avoid them. The governmental agency's efforts to
notify and involve the father in the proceedings satisfied the
requirements of the Indian Child Welfare Act (25 U.S.C. § 1912(d)),
which requires that active efforts be made to provide services,
not that services be provided regardless of when a parent
becomes available to receive those services. (Opinion by Nicholson, J.,
with Scotland, P. J., and Sims, J., concurring.)
HEADNOTES
Classified
to California Digest of Official Reports
(1)
Delinquent, Dependent, and Neglected Children § 55--Dependent
Children--Family Reunification Services--Notice--Failure to Locate Father-- Effect of Indian Child
Welfare Act:Indians § 1--*424
Indian Child Welfare Act.
An order terminating a father's parental rights to his minor
child was not invalid on the ground that the father
was not offered reunification services once an Indian tribe determined
the minor was an Indian child, where previous attempts to
notify the father of the dependency proceedings were adequate, and
he was aware of the opportunities to receive services but
decided to avoid them. The governmental agency's efforts to notify
and involve the father in the proceedings satisfied the requirements
of the Indian Child Welfare Act (25 U.S.C. § 1912(d)),
which requires that active efforts be made to provide services,
not that services be provided regardless of when a parent
becomes available to receive those services. Even had the agency
known of the minor's Indian heritage before the reunification period
ended, it would not have been able to provide services
to the father during the period of reunification, as the
father chose to make himself unavailable.
[See 10 Witkin, Summary of Cal. Law (9th ed. 1989)
Parent and Child, § 724D.]
COUNSEL
David M. Thompson, under appointment by the Court of Appeal,
for Defendant and Appellant.
Robert A. Ryan, Jr., County Counsel, and Lilly C. Frawley,
Deputy County Counsel, for Plaintiff and Respondent.
NICHOLSON,
J.
William G., Sr., father of the minor William G., Jr.,
appeals from the termination of his parental rights, contending the
juvenile court failed to comply with the Indian Child Welfare
Act in numerous respects. (Welf. & Inst. Code, §§ 366.26,
395.) [FN1] We affirm the judgment.
FN1
Further unspecified statutory references are to this code.
Facts
A petition was filed by the Sacramento County Department of
Health and Human Services (DHHS) in April 1999 alleging the
19-month-old minor was at substantial risk of harm because his
mother had a substance abuse problem and the home had
exposed electrical wires and other unsafe and *425
unsanitary conditions. Police had been called to the residence on
a report that a suspicious subject was possibly selling narcotics
to juveniles. Although this report was not substantiated, the minor's
mother told the officer that appellant "was probably the person
that they were looking for." The mother told the officer
that appellant was a methamphetamine and marijuana user and, on
occasion, had drugs in the residence. The mother advised the
officer that appellant had fled through the bathroom window prior
to their arrival.
Several attempts were made to locate appellant to offer him
services prior to court intervention. A letter requesting contact for
an interview was hand-delivered to appellant's residence. Notice of the
detention hearing and a copy of the detention order containing
notice of the jurisdictional hearing were delivered to appellant's address.
The minor's mother advised the social worker she had seen
appellant and "he would probably not be available due to
a warrant situation that he believes he has pending."
The social worker's jurisdictional report provided information about appellant's criminal
history, which consisted of convictions for burglary, assault, felony driving
under the influence of alcohol, and possession of narcotics for
which he was on probation. The social worker recommended that
a case plan be offered to appellant once his paternity
was established, if the court determined this would be in
the minor's best interest. [FN2] Appellant did not appear at
the jurisdictional hearing. Reunification services were ordered for the mother
but denied for appellant under section 361.5, subdivision (a). [FN3]
FN2
Section 361.5, subdivision (a), provides, in part: "Upon a finding
and declaration of paternity by the juvenile court or proof
of a prior declaration of paternity by any court of
competent jurisdiction, the juvenile
court may order services for the child and the biological
father, if the court determines that the services will benefit
the child."
FN3
See footnote 2, ante.
At the six-month review hearing, DHHS had not had contact
with appellant. Notice of the hearing was sent to him
at his last known address. Appellant did not appear at
the hearing. The court set a section 366.26 hearing.
Appellant was served with notice of the section 366.26 hearing
in December 1999 while in custody. In March 2000, appellant
appeared at the scheduled section 366.26 hearing and informed the
court that he was of Cherokee heritage. He also advised
the court that he had been diagnosed four months earlier
with a bipolar disorder and was on medication. The court
continued the matter to assure compliance with the Indian Child
Welfare Act (the Act). *426
At the next hearing, the court appointed counsel for appellant
and ordered that notice of the proceedings be sent to
the Cherokee Nation in Oklahoma. At a subsequent hearing, appellant's
counsel provided the court with a declaration of paternity signed
by both parents. Appellant requested that visitation be assessed, which
the court denied in the absence of a section 388
petition. Appellant
did not file a section 388 petition and did not
make any further requests for visitation.
The Cherokee Nation filed a notice of intervention, setting forth
its determination that the minor was an Indian child. At
a hearing in June 2000, the tribe asserted there had
not been compliance with the "active efforts" requirement of the
Act because appellant was not offered a treatment plan when
he initially appeared in the proceedings. Appellant's attorney argued that
the court could not proceed with the section 366.26 hearing
because the testimony of an Indian expert was required and
there was not evidence beyond a reasonable doubt before the
court "that termination should occur."
In a written pretrial statement, appellant asserted the Act had
not been complied with "in terms of having expert testimony
proffered by the Department to establish the evidence necessary to
terminate his parental rights ...." Appellant contended that there was
"very little information [before the court] about [appellant] or his
ability to care for his son" and that DHHS needed
to assess him in order to "find the information necessary"
to terminate parental rights. Additionally, appellant again asserted that he
had not been "offered the opportunity to participate in any
services" and he requested the opportunity to reunify with the
minor. Appellant indicated his intent to testify at the hearing
and to call his sister and the social worker as
witnesses.
In August 2000, an addendum to the social worker's section
366.26 report was filed. Attached to the addendum was an
"ICWA Report" prepared by Dr. Wynne DuBray, which included a
statement of Dr. DuBray's qualifications and expertise in the area
of Indian child welfare. Dr. DuBray's evaluation was based on
court documents and other reports made available by DHHS, as
well as discussions with the social worker. In a letter
to the social worker, Dr. DuBray stated the information contained
in the documents was sufficient for an adequate evaluation of
the case.
Under the assessment section of the report, Dr. DuBray stated:
"After examining the court reports and other supporting documents it
appears that both biological parents are gravely impaired by both
substance abuse and the fathers [sic]
mental illness. Both have criminal backgrounds and behavior which has
placed the minor at risk of great harm. Both parents
have been on *427
probation and/or parole and the father will be on probation
until January 6, 2002. Neither parent appears able to provide
a safe and protective environment for this minor." Dr. DuBray
concluded: "The violent criminal history, substance abuse and mental illness
of one of the parents in this case appear to
provide evidence beyond a reasonable doubt that termination of parental
rights for this child would not be detrimental."
On August 11, 2000, at the section 366.26 hearing, appellant
and the tribe objected to termination of parental rights because
appellant had not been offered reunification services. Appellant did not
object to the absence of expert testimony and did not
present any of his own witnesses.
The court found by clear and convincing evidence that the
minor would be adopted and that termination of parental rights
would not be detrimental. The court also stated: "Based on
Dr. DuBray's report, ... I do find beyond a reasonable
doubt that continued custody by the parent is likely to
result in serious emotional or physical damage to the child
...." The court continued: "[T]he Court found that active efforts
have been made to provide remedial services and rehabilitative programs
designed to prevent the break up of the Indian family
and the efforts were unsuccessful. In fact, in this case,
no reunification services were offered to the father." The court
terminated parental rights and set a future hearing to consider
placement in compliance with the Act.
Discussion
I
(1)
Appellant first contends the trial court was required to provide
him reunification services once the tribe determined the minor was
an Indian child. Respondent makes numerous arguments as to why
appellant is not entitled to relief.
Since we will find that DHHS's efforts to notify and
involve appellant in the proceedings satisfy the requirements of the
Act, we do not address respondent's other arguments.
The Act requires that "[a]ny party seeking ... termination of
parental rights to ... an Indian child under state law
shall satisfy the court that active efforts have been made
to provide remedial services and rehabilitative programs designed to prevent
the breakup of the Indian family and that these efforts
have proved unsuccessful." (25 U.S.C. § 1912(d).)
"A tribe's determination that the child is or is not
a member of or eligible for membership in the tribe
is conclusive." (Cal. Rules of Court, rule 1439(g)(1) [further undesignated
rule references are to the California Rules of Court].) *428
Appellant does not contend that attempts to notify him of
the dependency proceedings were inadequate, and the record would not
support such a contention. DHHS delivered to appellant's residence an
offer to provide services prior to any court intervention. When
appellant did not respond, DHHS delivered to his residence notices
of the juvenile court proceedings that had been initiated. Again,
he did not respond. The minor's mother told DHHS that
she had seen appellant and that he "would probably not
be available" to DHHS because he had an outstanding warrant
and, we may infer, he did not want to risk
being arrested. This demonstrates that defendant was aware of the
opportunities
to receive services but decided to avoid them.
Instead, he argues that, even though he did not appear
in the proceedings for close to a year, he was
entitled to reunification services once he appeared. We do not
agree.
The Act requires that active efforts be made to provide
services, not that services be provided regardless of when a
parent becomes available to receive those services. Even had DHHS
known of the minor's Indian heritage, they would not have
been able to provide services to appellant during the period
of reunification because he chose to make himself unavailable. Assuming
that DHHS was required to show compliance with the "active
efforts" requirement for a period prior to when they became
aware the Act might apply, we find that their repeated
attempts to contact appellant and to notify him of the
proceedings satisfy the requirement.
Appellant argues his request for services should not be deemed
untimely because the Act provides that a parent "may petition
any court of competent jurisdiction to invalidate [an] action [for
termination of parental rights] upon a showing that such action
violated" other specified provisions including the "active efforts" requirement. (25
U.S.C. § 1914.)
Appellant's Indian heritage was not known to DHHS or the
juvenile court until after the reunification period had ended. Once
he advised the juvenile court of his
heritage, the court required compliance with the Act. As appellant
has failed to show that the Act was violated, his
argument as to timeliness fails.
II-IV
[FN*]
FN*
See footnote, ante,
page 423.
. . . . . . . . . .
.*429
Disposition
The order of the juvenile court is affirmed.
Scotland, P. J., and Sims, J., concurred. *430
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