(Cite
as: 870 P.2d 1252)
Colorado
Court of Appeals,
Div.
III.
The
PEOPLE of the State of Colorado, In the Interest of
J.L.P., S.D.P., W.J.P.
and
C.P., Children, Appellants,
And
Concerning M.L.P., Respondent-Appellee,
and
Oglala
Sioux Tribe, Intervenor-Appellee.
Nos.
92CA1007, 92CA1777.
Feb. 10, 1994.
Under
Indian Child Welfare Act (ICWA), whether "good cause" exists to
retain jurisdiction over Indian child custody proceedings involving child living
off reservation, rather than transferring proceeding to tribal court, is
within juvenile court's discretion, and determination is necessarily made on
case-by-case basis, after consideration of all circumstances. Indian Child Welfare
Act of
1978, § 101(b),
25 U.S.C.A. § 1911(b).
Court
of Appeal's review of juvenile court's determination whether to transfer
dependency and neglect proceeding involving Indian child living off reservation
to tribal court under Indian Child Welfare Act (ICWA) is
limited to examination of record to determine whether substantial evidence
supports juvenile court's finding. Indian Child Welfare Act of 1978,
§ 101(b),
25 U.S.C.A. § 1911(b).
Bureau
of Indian Affairs (BIA) guidelines for determining whether "good cause"
exists to deny transfer of proceeding involving child living off
reservation to tribal court represent BIA's interpretation of Indian Child
Welfare Act (ICWA), and are useful in interpreting its provisions.
Indian Child Welfare Act of
1978,
§ 101(b),
25 U.S.C.A. § 1911(b).
Burden
of establishing "good cause" not to transfer jurisdiction of Indian
child custody proceeding involving child living off reservation to tribal
court under Indian Child Welfare Act (ICWA) is on party
opposing transfer, who must establish good cause with clear and
convincing evidence that best interests of child would be injured
by such transfer. Indian Child Welfare Act of 1978, § 101(b),
25 U.S.C.A. § 1911(b).
Juvenile
court did not abuse its discretion in finding that Indian
tribe's motion to transfer jurisdiction of dependency and neglect proceeding
involving Indian children living off reservation was timely for purposes
of determining existence of "good cause" not to transfer under
Indian Child Welfare Act (ICWA), even though tribe did not
intervene until one year after receiving notice
of proceedings. Indian Child Welfare Act of 1978, § 101(b),
25 U.S.C.A. § 1911(b).
Father's
orally informing juvenile court, less than year after Indian tribe
had been notified, that tribe intended to intervene and request
transfer of jurisdiction under Indian Child Welfare Act (ICWA) in
dependency and neglect proceeding involving Indian children living off reservation
could be construed as prompt request for transfer of jurisdiction
under Indian Child Welfare Act (ICWA) in light of Bureau
of Indian Affairs (BIA) guidelines stating that request for transfer
made orally by parent or tribe of Indian child shall
be reduced to writing by court and made part of
record. Indian Child Welfare Act of 1978, § 101(b),
25 U.S.C.A. § 1911(b).
Under
Indian Child Welfare Act (ICWA), finding of timeliness of motion
to transfer Indian child custody proceeding involving child living off
reservation is merely one consideration in determining whether "good cause"
to deny transfer exists. Indian Child Welfare Act of 1978,
§ 101(b),
25 U.S.C.A. § 1911(b).
Guardian
ad litem for Indian children living off reservation failed to
establish that undue hardship would result if dependency and neglect
proceeding involving children were transferred to jurisdiction of tribal court
under Indian Child Welfare Act (ICWA), so as to establish
"good cause" to deny transfer; while guardian claimed that most
witnesses and evidence were in city off reservation, guardian did
not present any evidence on that point or seek to
obtain such information from tribe through discovery. Indian Child Welfare
Act of 1978, § 101(b),
25 U.S.C.A. § 1911(b).
Under
Indian Child Welfare Act (ICWA), best interest of child standard
set forth in state statute is inapplicable in determining existence
of "good cause" to deny transfer to tribal court of
Indian child custody proceeding involving child living off reservation; under
ICWA, determination of child's best interests lies with tribe. Indian
Child Welfare Act of 1978, §§ 3,
101(b), 25 U.S.C.A. §§ 1902,
1911(b); West's C.R.S.A. § 14-10-124.
Issue
raised for first time in reply brief would not be
addressed.
Under
Indian Child Welfare Act (ICWA), juvenile court was not required
to hold hearing before determining whether "good cause" existed to
deny transfer of dependency and neglect proceeding involving children living
off reservation to tribal
court; children's father, guardian ad litem, and tribe participated in
preliminary arguments in briefing on issue of transfer, court reserved
right to rule on transfer issue without further hearings, and
none of parties objected. Indian Child Welfare Act of 1978,
§ 101(b),
25 U.S.C.A. § 1911(b).
Juvenile
court properly exercised its discretion, in determining whether "good cause"
existed to deny transfer of dependency and neglect proceeding involving
Indian children living off reservation to tribal court under Indian
Child Welfare Act (ICWA), when court granted tribe's motion for
protective order under which tribe was not required to supply
custody plan or comply with guardian ad litem's discovery requests;
tribal court had had little opportunity to develop plan or
to have contact with families involved, such that information sought
would be unfair and burdensome to tribe, and discovery request
would additionally interfere with tribal sovereignty. Indian Child Welfare Act
of 1978, § 101(b),
25 U.S.C.A. § 1911(b).
Discovery
is matter squarely within trial court's discretion.
Protective
orders must be decided on basis of particular facts before
court. Rules Civ.Proc., Rule 26(c).
It
is not juvenile court's job under Indian Child Welfare Act's
(ICWA's) "good cause" exception to transfer of child custody proceedings
involving Indian children living off reservation to tribal court, to
resolve custody and placement issues, but to determine which court
has jurisdiction to resolve those issues. Indian Child Welfare Act
of 1978, § 101(b),
25 U.S.C.A. § 1911(b).
Court
of Appeal, rather than juvenile court, was proper forum for
resolution of Indian tribe's motion to narrow record on appeal,
but any error arising from limitation imposed by juvenile court
was harmless, as record designated on appeal afforded Court of
Appeal full and complete opportunity to consider issues raised; tribe
did not seek to exclude portions of record based on
omissions, misstatements, or truth of what occurred in trial court.
Rules App.Proc., Rule 10(e).
Juvenile
court properly refused to conduct family interactional evaluation and hold
permanency planning hearing pending appeal in dependency and neglect proceeding
involving Indian children living off reservation, as further action would
have impacted finality of decision to transfer jurisdiction to tribal
court and, possibly, decision of Court of Appeals, and, furthermore,
hearing conducted during appeal could have interfered with issue on
appeal of whether good cause existed to retain jurisdiction. Indian
Child Welfare Act of 1978, § 101(b),
25 U.S.C.A. § 1911(b).
After
appeal of final judgment has been perfected, trial court lacks
jurisdiction to entertain any motion or any order affecting judgment.
*1255
David Littman, P.C., Gaynell Gavin, Denver, guardian ad litem.
No appearance for respondent-appellee.
Fredericks, Pelcyger, Hester & White, Mark C. Tilden, Boulder, for
intervenor-appellee.
Opinion by Judge TAUBMAN.
In this dependency and neglect proceeding concerning two children, W.J.P.
and C.P., guardian ad litem, Gaynell Gavin (GAL), appeals the
order of the juvenile court transferring jurisdiction to the Oglala
Sioux (Tribe) tribal court
under the Indian Child Welfare Act (ICWA), 25 U.S.C. § 1901,
et seq. (1988). The GAL also appeals the juvenile court's
order limiting the scope of the record and its refusal
to hold a permanency planning hearing during the pendency of
the appeal. We affirm.
In September 1990, the Denver Department of Social Services (DDSS)
filed a dependency and neglect petition against M.L.P. (father) and
S.R.P. (mother), involving their minor children, two of whom are
W.J.P. and C.P., ages 7 and 6, respectively. Because the
children were enrolled members or eligible for enrollment in the
Oglala Sioux Tribe, see
25 U.S.C. § 1903(4)
(1988), the Tribe was notified of the proceedings pursuant to
the ICWA in October 1990. The children were adjudicated dependent
and neglected and placed in the custody of DDSS in
April of 1991. A treatment plan for the father was
ordered. The mother is now deceased.
In approximately October 1991 the Tribe intervened and requested that
jurisdiction be transferred to the tribal court. The GAL requested
a plan regarding the care and custody of the children
from the Tribe. She also attempted to obtain information regarding
the Tribe's plans for the children through interrogatories and a
request for production of documents. The Tribe refused to supply
a custody plan or comply with the GAL's discovery requests
because it took the position that these requests interfered with
tribal sovereignty and the ICWA. The proceedings dealing with two
older children were
transferred to the Tribe by stipulation.
Later, the GAL sought to compel discovery and the Tribe
requested a protective order. At a motions hearing, the juvenile
court granted the Tribe's request for a protective order and
requested additional briefing on whether good cause existed to prevent
transfer of the matter to the Tribe. The juvenile court
reserved the right to make findings on this matter based
on the briefs *1256
and without conducting a subsequent hearing. It later found that
good cause did not exist to retain jurisdiction and transferred
the matter to the Tribe. The GAL appealed. In June
1992, a division of our court granted a stay of
execution of transfer of jurisdiction pending appeal.
The GAL submitted her designation of the record to which
the Tribe objected as being overbroad. A motions panel of
this court remanded the motion for determination by the juvenile
court. The juvenile court granted the Tribe's motion to exclude
documents not related to the transfer of jurisdiction issue.
The GAL also requested a family interactional evaluation and a
permanency planning hearing after the juvenile court had transferred jurisdiction
to the Tribe and after a notice of appeal had
been filed. The juvenile court denied the motion because it
believed it lacked jurisdiction.
I.
Transfer of Jurisdiction
Presenting an issue of first impression in Colorado, the GAL
argues that the juvenile court improperly transferred jurisdiction to the
Tribe when good cause
existed for it to retain such jurisdiction. We disagree with
the GAL's contention.
A.
The Indian Child Welfare Act
The ICWA was enacted to prevent the separation of large
numbers of Indian children from their families and tribes caused
by adoption or foster care placement in non-Indian homes by
state child welfare entities. The Congressional findings that were incorporated
into the ICWA reflect the sentiment that no resource is
more vital to the continued existence and integrity of Indian
tribes than their children. 25 U.S.C. § 1901
(1988). Hence, the ICWA provides Indian tribes with jurisdiction to
determine child placement and adoption.
At the core of the ICWA are its provisions concerning
jurisdiction over Indian child custody proceedings. 25 U.S.C. § 1911
(1988) provides a dual jurisdictional scheme. 25 U.S.C. § 1911(a)
(1988) establishes exclusive jurisdiction in the tribal courts for proceedings
involving an Indian child "who resides or is domiciled within
the reservation of such tribe...." Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989).
The provision applicable here, 25 U.S.C. § 1911(b)
(1988), creates concurrent jurisdiction between the state in which the
child resides and the tribe. It states:
In
any State court proceeding for the foster care placement of,
or termination of parental rights to, an Indian child not
domiciled or residing within the reservation of the Indian child's
tribe, the court, in the absence of good cause to
the contrary, shall transfer such proceeding to the jurisdiction of
the tribe, absent objection by either party, upon the petition
of either parent or the Indian custodian or the Indian
child's tribe: Provided, That such transfer shall be subject to
declination by the tribal court of such tribe.
Thus, even for an Indian child who lives off reservation,
the tribal court is still the preferred jurisdiction under the
Act absent a showing of "good cause" to the contrary.
See
In re Robert T.,
200 Cal.App.3d 657, 246 Cal.Rptr. 168 (1988).
B.
Standard of Review
Whether good cause exists
to retain jurisdiction is within the juvenile court's discretion. In
re Dependency & Neglect of A.L.,
442 N.W.2d 233 (S.D.1989); In
re Wayne R.N., 107
N.M. 341, 757 P.2d 1333, 1335 (1988). This determination is
necessarily made on a case-by-case basis, after careful consideration
of all the circumstances of the case. In
re Wayne R.N., supra.
Thus, our review is limited to an examination of the record
to determine whether substantial evidence supports the juvenile court's
finding. In
re Robert T., supra; In re Wayne R.N., supra.
C.
Good Cause
Good
cause is not defined in the ICWA. Instead, the Bureau of Indian
Affairs (*1257
BIA) has issued guidelines for determining whether good cause exists.
Department of Interior, Bureau of Indian Affairs, Guidelines
for State Courts; Indian Child Welfare Custody Proceedings--Part
III, 44 Fed.Reg. 67,583
(1979) (BIA Guidelines). Although the BIA followed the notice
and comment rulemaking procedures of the federal Administrative Procedure
Act, the Guidelines were not published as regulations out of deference
to state and tribal courts and because they were not intended to have
binding legislative effect. See
BIA Guidelines, supra,
at 44 Fed.Reg. 67,584. The Guidelines represent the BIA's
interpretation of the Act, however, and are useful in interpreting its
provisions. In
re Robert T., supra.
Furthermore, a number of states have addressed the transfer
of jurisdiction issue using these Guidelines. Accordingly,
we consider them to be persuasive authority here.
The burden of establishing good
cause not to transfer jurisdiction is on the party opposing the transfer.
In Interest of
Armell, 194 Ill.App.3d
31, 141 Ill.Dec. 14, 550 N.E.2d 1060 (1990) (citing BIA Guidelines, supra
). The party attempting to prevent the transfer must establish
good cause with clear and convincing evidence that the best interests
of the child would be injured by such a transfer. In
re M.E.M., 195 Mont.
329, 635 P.2d 1313 (1981).
The BIA Guidelines state that good cause not to transfer
jurisdiction exists when the child's tribe does not have a
tribal court or when any of the following circumstances exist:
(i)
The proceeding was at an advanced stage when the petition
to transfer was received or the petitioner did not file
the petition promptly after receiving notice of the hearing;
(ii)
The Indian child is over twelve years of age and
objects to the transfer;
(iii)
The evidence necessary to decide the case could not be
adequately presented in the tribal court without undue hardship to
the parties or the witnesses;
(iv)
The parents of a child over five years of age
are not available and the child has had little or
no contact with the child's tribe or members of the
child's tribe.
BIA Guidelines, 44 Fed.Reg. 67,591 (1979).
D.
Proper Transfer of Jurisdiction
The GAL first contends
that because the Tribe requested the transfer of jurisdiction at such
a late stage in the proceedings good cause existed not to transfer. We
disagree.
The BIA Guidelines provide that a transfer request shall be
made promptly after receiving notice of the proceedings. BIA Guidelines,supra,
at 44 Fed.Reg.
67,590. A number of courts have denied transfer on grounds
of lack of timeliness, but we find those cases factually
distinguishable from the situation here.
For example, in People
in Interest of J.J.,
454 N.W.2d 317 (S.D.1990), the tribe did not request transfer
of jurisdiction until the case was on appeal and the
Indian appellant had lost the custody fight in the trial
court. The South Dakota Supreme Court denied the transfer request.
Here, in contrast, the father was not attempting to find
a more favorable forum and the proceedings before the juvenile
court had not been completed when the tribe requested the
transfer of jurisdiction.
The California Court of Appeals, in In
re Robert T., supra,
also denied transfer of jurisdiction because the tribe's request came
16 months after a permanency planning hearing and preadoption placement
of the Indian child with an acceptable foster family under
the ICWA. Here, the Tribe intervened one year after it
received notice of the proceedings. Moreover, a permanency planning hearing
had not been held, nor were the children placed in
foster care that would have culminated in adoption in compliance
with the ICWA. See
25 U.S.C. § 1915(a)
and (b) (1988).
The
record also demonstrates that the father had orally informed the court
in *1258
September 1991, less than a year after the Tribe had been notified, that
the Tribe intended to intervene and request transfer of jurisdiction.
The BIA Guidelines state that a request for transfer made
orally by a parent or the Tribe of the Indian child shall be reduced to
writing by the court and made part of the record. BIA Guidelines,
supra,
44 Fed.Reg. at 67,590. Thus, this notification can be construed
as a prompt request for transfer of jurisdiction.
Furthermore,
a finding of timeliness is merely one consideration in determining whether
good cause exists, a decision ultimately within the juvenile court's discretion.
Accordingly, since a determination of timeliness must be made
on a case-by-case basis, we conclude that the juvenile court did not abuse
its discretion in finding that the motion to transfer jurisdiction was
timely.
Next,
the GAL argues that undue hardship would result if the Tribe were to obtain
jurisdiction. Again, we disagree.
The BIA Guidelines apply a modified doctrine of forum
non conveniens.
BIA Guidelines, supra,
at 44 Fed.Reg. 67,591. The GAL contends that in the
present case, most of the witnesses and evidence are in
Denver. However, the GAL did not present any evidence on
this point at the preliminary hearing or through affidavits attached
to her trial memorandum opposing the transfer of jurisdiction, nor
did she seek to obtain this type of information from
the Tribe through discovery. Thus, the juvenile court did not
abuse its discretion regarding this element of good cause in
transferring jurisdiction.
Finally, the GAL argues that good cause existed to retain jurisdiction
because it was not in the best interests of the children to transfer jurisdiction.
Again, we disagree.
The primary purpose of the ICWA is to "protect the
best interests of Indian children and to promote stability and
security of Indian tribes and families by the establishment of
minimum Federal standards for the removal of Indian children from
their families...." 25 U.S.C. § 1902
(1988). Nevertheless, the "best interests of the child" standard as
used in other custody proceedings, see
generally
§ 14-10-124,
C.R.S. (1987 Repl.Vol. 6A), is not one of the good
cause factors enumerated in the BIA Guidelines and has only
been applied in a few states. See
People in Interest of Bird Head,
213 Neb. 741, 331 N.W.2d 785 (1983); In
re Robert T., supra.
In contrast, some state courts have rejected the application of
the best interest of the child standard used in custody
disputes and have adopted the BIA Guidelines exclusively. See
In re Interest of Armell, supra.
Thus, in In
re T.S.,
245 Mont. 242, 801 P.2d 77, 80 (1990), the Montana
Supreme Court stated:
[T]his
'best interests of the child' test should not be confused
with the 'best interests of the child' test applied ...
in custody determinations between parents in a dissolution. It should
also not be confused with the criteria used to determine
child abuse, neglect, and dependency and to terminate
parent-child legal relationships....
Similarly, the Utah Supreme Court concluded that issues of bonding
and ultimate placement of the child were not proper considerations
when the court was deciding the issue of jurisdiction. In
re Adoption of Halloway,
732 P.2d 962 (Utah 1986). There, the Utah court stated,
"We must defer to the experience, wisdom, and compassion of
the Navajo tribal courts to fashion an appropriate remedy. We
hope that the tribal courts will consider ... the value
of the stability in [the child's] placement and will recognize
the strong bonds [the child] had developed with his adoptive
parents." In
re Adoption of Halloway, supra,
at 972.
We adopt the reasoning contained in this line of cases
because we conclude that the adoption of a best interests
of the child standard would defeat the purpose of the
ICWA.
The United States Supreme Court has interpreted 25 U.S.C. § 1911(b)
to presume jurisdiction with the Tribe. Mississippi
Band of Choctaw Indians v. Holyfield, supra.
Thus, under the ICWA the determination *1259
of the best interests of the child lies with the
Tribe. See
In re Appeal of Pima County Juvenile Action,
130 Ariz. 202, 635 P.2d 187, 189 (1981), cert.
denied,
455 U.S. 1007, 102 S.Ct. 1644, 71 L.Ed.2d 875 (1982)
("The Act is based on the fundamental assumption that it
is in the Indian child's best interests that its relationship
to the tribe be protected."). Accordingly, the juvenile court
properly transferred jurisdiction without consideration of the elements of the
best interests of the child set forth in § 14-10-124,
C.R.S. (1987 Repl.Vol. 6B).
The
GAL also argues that the application of the BIA Guidelines without consideration
of the best interests of the child violates the Equal Protection Clause
of the Fourteenth Amendment and Colo. Const., Art. II, § 25.
However, we do not address this issue because it was raised for the first
time in the reply brief. People
v. Czemerynski, 786
P.2d 1100 (Colo.1990).
E.
Failure to Hold a Hearing
The
GAL further argues that the juvenile court erred when it failed to hold
a hearing before determining whether good cause existed to retain jurisdiction.
We disagree.
The GAL relies on In
re G.L.O.C.,
205 Mont. 352, 668 P.2d 235 (1983), which held that
a hearing on the question of whether jurisdiction should be
transferred is required to provide due process to those involved
in the process. In In
re G.L.O.C.,
the Indian child's indigent parent, who was also Indian, was
not provided with counsel as required by the ICWA and
was unable to challenge the Tribe's request for transfer of
jurisdiction. The Montana Supreme Court determined that the father's due
process rights had been violated since he could not participate
in the transfer proceedings. Accordingly, the court vacated the district
court's order transferring jurisdiction.
Here, unlike In
re G.L.O.C.,
the father, GAL, and the tribe participated in preliminary arguments
and briefing on the issue of transfer of jurisdiction. At
the preliminary hearing, the juvenile court heard argument on the
transfer of jurisdiction from each party. It then requested additional
briefing on the issue of good cause. In its oral
and written orders, the juvenile court reserved the right to
rule on the transfer of jurisdiction issue without further hearings.
None of the parties objected. Under the circumstances presented here,
we conclude that due process was afforded to all parties,
and we find no error in the juvenile court's transfer
without further hearing.
II.
Discovery
The
GAL next contends that the juvenile court abused its discretion when it
denied her discovery request and granted the Tribe's motion for protective
order. The denial of discovery, she argues, effectively prevented
her from obtaining any information which would demonstrate that good cause
existed for the juvenile court to retain jurisdiction over the matter.
We disagree.
Discovery is a matter squarely
within a trial court's discretion. In
re Marriage of Mann,
655 P.2d 814 (Colo.1982). Protective orders may be granted
by a trial court to protect a party from annoyance, embarrassment, oppression,
or undue burden or expense. C.R.C.P. 26(c). Protective
orders must be decided on the basis of the particular facts before the
court. Curtis,
Inc. v. District Court,
186 Colo. 226, 526 P.2d 1335 (1974).
Here, the juvenile court denied the discovery request and granted
the protective order because it found that the information sought
through discovery would be fundamentally unfair and burdensome to the
Tribe:
[T]he
tribal court has had little opportunity to evaluate the children,
to develop a plan or to have much contact with
the families involved. And so, to put the burden on
them [sic] to establish a plan that would be better
than the plan established by the state court would disadvantage
them [sic] every time.
*1260
We agree with the trial court's analysis. Additionally, we agree
with the Tribe's argument that the discovery request here would
interfere with tribal sovereignty. See
generally Fisher v. District Court,
424 U.S. 382, 96 S.Ct. 943, 47 L.Ed.2d 106 (1976);
Williams
v. Lee,
358 U.S. 217, 79 S.Ct. 269, 3 L.Ed.2d 251 (1959)
(when Congress has wished states to exercise jurisdiction over Indian
tribes it has expressly granted that jurisdiction).
Our review of the interrogatories and request for production of
documents convinces us that the GAL attempted to obtain information
regarding the ultimate disposition of the proceedings by the Tribal
Court. This discovery request is analogous to a discovery request
attempting to obtain information on how the juvenile court would
have resolved these issues. Just as such a request
would have been improper to seek from the juvenile court,
the GAL's discovery request infringed on the sovereignty of the
Tribe to determine the outcome of the proceedings.
Indeed,
as we have stated earlier, it is not the juvenile court's job under the
good cause exception of the ICWA to resolve custody and placement issues,
but to determine which court has jurisdiction to resolve these issues.
Thus, we conclude the trial court properly exercised its discretion in
granting a protective order in this case.
III.
Juvenile Court's Limitation of the Record on Appeal
The
GAL also argues that the juvenile court abused its discretion by granting
the Tribe's motion to narrow the record on appeal which the GAL had designated
pursuant to C.A.R. 10(a). We conclude that the juvenile court
was not the proper forum for resolution of this issue, but that any error
arising from the limitation it imposed is harmless error. See
C.R.C.P. 61.
The purpose of C.A.R. 10 is to ensure that the
appellate court will be given sufficient information to arrive at
a just and reasoned decision. The record need not be
all-inclusive. City
of Aurora v. Webb,
41 Colo.App. 11, 585 P.2d 288 (1978).
C.A.R. 10(a)(1) designates certain documents which must be included in
the record on appeal, "together with any other documents which
by designation of either party or by stipulation are directed
to be included...." Thus,
an appellant has the right to designate whatever documents he
or she believes pertinent to the appeal to be included
in the record on appeal.
Further, C.A.R. 10(e) provides certain procedures for correction or modification
of the record. Thus, disputes concerning whether the record truly
discloses what occurred in the trial court, omissions, or misstatements
may be corrected by the trial court. Significantly, however, "all
other questions as to the form and content of the
record shall be presented to the appellate court." C.A.R. 10(e).
Here, the GAL submitted a designation of record requesting "all
papers, documents, motions, reports, court orders, and records regarding Case
No. 90 JN 453, which is provided by Rule 10
of the Colorado Appellate Rules" and transcripts from certain hearings.
The Tribe sought to exclude from the record on appeal
documents which it did not believe related to the issues
on appeal, namely, all documents not related to whether the
juvenile court had properly transferred jurisdiction to the Tribe and
whether the juvenile court had correctly denied the GAL's discovery
requests. It did not seek to exclude portions of the
record based upon omissions, misstatements, or the truth of what
occurred in the trial court. A motions panel of our
court remanded the objection to the juvenile court. Granting the
Tribe's motion, the juvenile court limited the record to only
those records and transcripts relevant to these issues.
Under the circumstances presented, we conclude that the procedure followed
here resulted only in harmless error.
C.A.R. 10(e) provides that, except for disputes concerning the truth
of what occurred in the trial court, omissions, or misstatements,
all other questions regarding the form and content of the
record "shall be presented to the appellate court." In light
of this language, we conclude that, rather than remanding to
the juvenile court, we should *1261
have reviewed the record pursuant to the Tribe's motion to
limit the record.
Nevertheless, the record designated on appeal has afforded us full
and complete opportunity to consider the other issues the GAL
has raised on appeal, the propriety of transfer of jurisdiction
to the Tribe, and whether the juvenile court properly granted
the Tribe's motion for protective order limiting discovery. Thus, we
have been able to determine these issues with all relevant
documents and transcripts at our disposal and supplementation of the
record at this time to include additional documents from an
earlier point in this litigation would serve no useful purpose.
Accordingly, any error arising from our improperly having the juvenile
court address the matter was harmless.
IV.
Refusal to Hold a Permanency Planning Hearing
Finally, the GAL argues
that the juvenile court improperly denied her motion to conduct a family
interactional evaluation and hold a permanency
planning hearing. We disagree.
After an appeal of a final judgment
has been perfected, the trial court is without jurisdiction to entertain
any motion or any order affecting the judgment. People
v. District Court,
638 P.2d 65 (Colo.1981).
Here, the juvenile court denied the GAL's motions because it
did not want to take "further action which would impact
the finality of that [transfer of jurisdiction] decision and, possibly
the decision of the Court of Appeals." Such ruling was
proper.
Furthermore, if the juvenile court had conducted a permanency planning
hearing during the appeal, that hearing could have interfered with
an issue on appeal: whether good cause existed to retain
jurisdiction. See
In re Robert T., supra
(timely request to transfer jurisdiction should precede the permanency planning
hearing).
Judgment affirmed.
CRISWELL and DAVIDSON, JJ., concur.
870 P.2d 1252
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