(Cite
as: 25 Kan.App.2d 268, 961 P.2d 706)
Court
of Appeals of Kansas.
In
the Interest of A.P., a Child Under the Age of
18 Years, To-Wit: 07/02/95.
No.
80164.
July 2, 1998.
In
any proceeding involving custody of a child of Indian heritage, the court
must determine whether the Indian Child Welfare Act (ICWA) governs the
proceeding. Indian Child Welfare Act of 1978, § 3, 25
U.S.C.A. § 1902.
In
determining whether the Indian Child Welfare Act (ICWA) applies, the tribe's
determination of membership or membership eligibility is conclusive and
final. Indian Child Welfare Act of 1978, § 3, 25 U.S.C.A. § 1902.
Indian
Child Welfare Act (ICWA) establishes both jurisdictional and substantive
procedure for custody determination of Indian children. Indian Child
Welfare Act of 1978, § 2 et seq., 25 U.S.C.A. § 1901
et seq.
Under
the Indian Child Welfare Act, the tribe can intervene at any time in proceedings
to terminate parental rights to insure that the interest of the tribe
is protected. Indian Child Welfare Act of 1978, § 101(c),
25 U.S.C.A. § 1911(c).
State
showed good cause for not transferring termination of parental rights
case involving Indian child to tribal court, as required under
the Indian Child Welfare Act (ICWA), where witnesses relevant to
the termination of mother's rights
were located in state, child spent vast majority of his
life in foster care in state, state witnesses were more
relevant to disposition of case than witnesses who might exist
at tribal reservation, and for all to travel to tribal
reservation in different state would be an undue hardship on
witnesses. Indian Child Welfare Act of 1978, § 2
et seq., 25 U.S.C.A. § 1901
et seq.
Under
Indian Child Welfare Act (ICWA), a state court must transfer
a proceeding involving an Indian child not domiciled within the
reservation to the tribal court of which the child is
a member except in one of three circumstances: (1) an
express declination by the tribal court; (2) objection by either
parent to the transfer; or (3) good cause not to
make the transfer. Indian Child Welfare Act of 1978, § 2
et seq., 25 U.S.C.A. § 1901
et seq.
Failure
of an Indian tribe to intervene in a proceeding involving
an Indian child cannot, of itself, be considered a declination
of jurisdiction under the Indian Child Welfare Act (ICWA), but
can be used to support a finding of good cause
not to transfer the case. Indian Child Welfare Act of
1978, § 2
et seq., 25 U.S.C.A. § 1901
et seq.
Standard
most consistent with the Indian Child Welfare Act (ICWA) requires
clear and convincing evidence of good cause for a state
trial court to refuse to transfer a proceeding involving an
Indian child to the tribal court. Indian Child Welfare Act
of 1978, § 2
et seq., 25 U.S.C.A. § 1901
et seq.
Under
the Indian Child Welfare Act (ICWA), the record on appeal
is reviewed for substantial competent evidence to support the trial
court's decision that good cause
existed not to transfer proceeding involving an Indian child to
the tribal court. Indian Child Welfare Act of 1978, § 2
et seq., 25 U.S.C.A. § 1901
et seq.
For
a state court to terminate parental rights of an Indian
child, the court must determine by clear and convincing evidence
that the state law provisions for termination are satisfied and
then turn to the more stringent standard under the Indian
Child Welfare Act (ICWA) to determine whether the petitioner has
proved beyond a reasonable doubt that custody by the natural
Indian parent would likely result in damage to the child.
Indian Child Welfare Act of 1978, § 2
et seq., 25 U.S.C.A. § 1901
et seq.
Standard
of review in a termination of parental rights case is
whether there is substantial competent evidence in the record to
support the trial court's decision
that the parent is unfit and that the parental rights
should be terminated.
Evidence
supported termination of mother's parental rights under state law; mother
was an alcoholic who failed efforts at treatment because she
was uncooperative with officials, mother did not visit child at
prearranged times even when she was able to do so,
at one point there was no contact between mother and
child for nearly six months, mother excessively used intoxicating liquors
and neglected child, at least once returning three days late
to pick up the infant from a sitter, and mother
further failed to adjust her circumstances to meet child's needs.
K.S.A. 38-1583(b).
Findings
of fact, unappealed from, are conclusive.
Evidence
supported finding that continued custody by mother was likely to result
in serious emotional or physical damage to the child, as required to support
termination of parental rights under Indian Child Welfare Act (ICWA);
child was developmentally delayed and suffered effects of mother's alcoholism
both physically and emotionally, mother failed to make contact with child
for nearly six months, mother could not verify that she was now sober,
mother did not have appropriate housing situation for child, and mother
lied to health care providers, babysitters, and social service officials
about her treatment status, her use of alcohol during pregnancy, and her
whereabouts at various times. Indian Child Welfare Act of 1978,
§ 2 et seq., 25 U.S.C.A. § 1901 et seq.
To
meet the requirements for termination of parental rights of the indian
Child Welfare Act (ICWA), the district court must find beyond a reasonable
doubt that continued
custody by the parent is likely to result in serious emotional or physical
damage to the child, and that finding must be supported by the testimony
of an expert witness qualified under the provisions of the ICWA. Indian
Child Welfare Act of 1978, § 102(f), 25 U.S.C.A. § 1912(f).
Under
the Indian Child Welfare Act, it is appropriate to consider special needs
of the individual child when making an assessment of whether the parents'
continued custody is likely to result in harm to the child. Indian
Child Welfare Act of 1978, § 2 et seq., 25 U.S.C.A. § 1901
et seq.
**708
*268
Syllabus by the Court
1. When child custody proceedings involve a parent or child of American
Indian heritage, the proceedings are governed by the Indian Child Welfare
Act, 25 U.S.C. § 1901 et
seq. (1994), as well
as state law.
2. Provisions of the Indian Child
Welfare Act, 25 U.S.C. § 1901 et
seq. (1994),
are discussed and applied.
3. Before an Indian parent's
or custodian's rights to a child can be terminated, a finding must be
made that active efforts have been made to provide
remedial services and rehabilitative programs designed to prevent the
breakup of the Indian family and that those efforts have proved unsuccessful.
4. Rights of an Indian parent
may be terminated only when the court is satisfied, beyond a reasonable
doubt, supported by the testimony of qualified expert witnesses, that
the continued custody of the child by the parent is likely to result in
serious emotional or physical damage to the child.
5. A state court must transfer
a proceeding involving an Indian child not domiciled within the reservation
to the tribal court of the tribe of which the child is a member, except
in one of three circumstances: (1) an express declination by the
tribal court; (2) objection by either parent to the transfer; or
(3) good cause not to make the transfer.
**709
6. Good cause not to transfer the proceedings to a tribal court exists,
inter alia,
when the evidence necessary to decide the case could not be adequately
presented in the tribal court without undue hardship to the parties or
the witnesses.
7. A district court's refusal
to transfer a case to the tribal court requires clear and convincing evidence
of good cause. On appeal, *269
the record is reviewed for substantial competent evidence to support the
trial court's decision that good cause existed not to transfer the case
to the tribal court.
8. To terminate the rights of
an Indian parent, the district court must complete a two-step process.
First, the court must apply state law requiring clear
and convincing evidence of the unfitness of the parent, and, second, the
court must find beyond a reasonable doubt that continued custody by the
parent is likely to result in serious emotional or physical damage to
the child, which finding must be supported by the testimony of an expert
witness qualified under the provisions of the Indian Child Welfare Act.
9. In a termination of parental
rights proceeding involving an Indian parent, the State must show by clear
and convincing evidence that active efforts had been made to provide remedial
services and rehabilitative programs to the parent designed to prevent
the breakup of the Indian family and that these efforts have proved unsuccessful.
10. On appeal in a termination
of parental rights case, the court reviews the record from the district
court to determine whether substantial competent evidence supports the
findings of the trial court that active efforts were made to rehabilitate
the family and that those efforts were unsuccessful.
11. The record is examined in
a termination of parental rights case involving an Indian mother, and
it is determined that the trial court did not err in terminating the mother's
parental rights.
Craig A. Stancliffe, Lawrence,
for appellant natural mother.
Willow Head, Legal Intern, David
P. Zabel, Assistant District Attorney, and Christine K. Tonkovich, District
Attorney, for appellee State of Kansas.
Before ELLIOTT, P.J., MARQUARDT, J., and WAHL, Special Judge.
WAHL, Special Judge:
Natural mother, C.P., appeals
the termination of her parental rights to A.P., alleging that the trial
court failed to comply with the Indian Child Welfare Act of 1978 (ICWA),
25 U.S.C. § 1901 et
seq. (1994) and that
the State failed to produce evidence *270
to prove beyond a reasonable doubt that the child's continued residence
with C.P. would result in harm to A.P.
C.P., an enrolled member of the
Oglala Sioux Nation, Pine Ridge, South Dakota, was living in Lawrence
attending Haskell Indian Nations University when she became pregnant with
A.P. A.P. was born prematurely, in distress and in need of
special medical attention, on July 2, 1995, in South Dakota. A.P.
came to the attention of Kansas juvenile authorities on January 22, 1996,
after C.P. left him in the care of a woman in Lawrence whom she barely
knew and then failed to return for 2 days. C.P. was contacted
by the Department of Social and Rehabilitation Services (SRS), and an
investigation was made into the complaint. C.P. reported that
she knew the caretaker only through a mutual friend and did not know the
caretaker's last name. She left the child an extra 2 days
because she was "snowed in" in Kansas City and was unable to
get to a phone to call. C.P. knew the caretaker to be under
investigation for "smoking
weed and being mean to her daughter." The social worker
was not allowed to see A.P. when she visited C.P.'s residence. After
a conversation with the woman who had taken care of A.P., SRS sought and
received emergency protective orders for A.P. He was removed
from his mother's custody on February 5, 1996. At that time,
A.P. was placed in a foster home with an American Indian parent in Lawrence
with whom he stayed throughout the pendency of this proceeding.
SRS began a reintegration plan
for the family through a case planning conference on February 21, 1996,
at which time C.P. was **710
not present. C.P. visited A.P. on March 29, 1996, for the first time after
the February 5 removal. Visits were scheduled for April 11,
19, 24, and May 2 while C.P. was to be receiving inpatient alcohol treatment
from the Women's Recovery Center in Topeka. C.P. attended
all but one of these supervised visits. On one occasion, she
used the SRS voucher to travel from Topeka to Kansas City rather than
to Lawrence. She reported to the social worker in early May
that she had completed treatment and would be available for regular visits
scheduled for Fridays. A review of the dates of visitation
reveals that C.P. arrived for scheduled visits about three times a month
and then she would fail to appear for a visit. In all, *271
during the year after A.P. was removed from her care, C.P. visited the
child 17 times. During the period August 9, 1996, through
January 17, 1997, C.P. made no visits or attempted any contact with the
child.
When she did visit after this prolonged absence, A.P. did
not recognize C.P.
C.P. did not complete the treatment
program at the Women's Recovery Center as she reported she had, partly
because of a lack of dedication to the program and conflicts with the
staff. She was later offered an opportunity to receive inpatient
treatment at the Choctaw Nations Treatment Center, but she also had conflicts
with the staff at that facility. C.P. received individual
counseling with Dr. Suzanne Lange of Haskell Indian Nations University.
Dr. Lange is a clinical psychologist with extensive experience
in the culture of the Sioux people. C.P. was seeing Dr. Lange
before A.P. was born, but was not consistent in her attendance of sessions.
C.P. saw Dr. Lange a total of 22 times, 8 times during 1996,
but attended no sessions after July 11, 1996, even though Dr. Lange was
available for appointments after that date. The therapy was
not considered successful and Dr. Lange's professional impressions were
as follows: C.P. was not a capable mother because of her problems
with alcohol dependence and her habit of getting involved with violent
relationships; it would take 2 years of intensive therapy after
successful completion of alcohol abuse treatment for C.P. to be a functional,
good parent; C.P. would present a danger to A.P., albeit not intentionally,
because of her heavy alcohol abuse; C.P.'s neglect of A.P. was not a function
of her cultural distinctiveness as an American Indian.
Evidence was presented by Marcia Seagraves, a drug and alcohol counselor
at Haskell, Dr. Jean Dirks, a psychologist at Bert Nash Community Mental
Health Center, and Andy Jackson, program director at Haskell Health Center
Drug and Alcohol Program. All of these experts concluded that
C.P. had a severe alcohol abuse problem, that she was untruthful, and
that she failed to complete any treatment options available to her prior
to February 1997, when the petition for termination of parental rights
was filed. Social worker Sherri Williams detailed the efforts
made by SRS to reintegrate *272
A.P. with his natural mother. Efforts were also made to coordinate
treatment through tribal authorities at Pine Ridge.
C.P. presented evidence by Dr.
Dennis Karpowitz, a clinical psychologist. Dr. Karpowitz has treated
American Indians in his private practice and has written articles on parenting
and parenting evaluations. Dr. Karpowitz was qualified as
a psychological expert with the court to determine the extent of his knowledge
of American Indian issues. Dr. Karpowitz testified that he
was acquainted with C.P. prior to his evaluation of her because they attended
the same church in Lawrence. He did not believe the association
between C.P. and himself through the church colored his recommendation.
Dr. Karpowitz suggested the trial court place A.P. with an
organization from the Pine Ridge Reservation until C.P. was able to assume
her duties as a parent; however, he had never contacted the organization
to determine whether the proposal was a feasible
one. The district attorney's office sent notice to the office
recommended by Dr. Karpowitz, but the record reveals no response.
Cheri Brown, LCSW, also testified
for C.P. Ms. Brown met with C.P. for three sessions and reported
that C.P. was alcohol free after those sessions. This assessment was based
on C.P.'s self-report. Prior to Ms. Brown's meetings, C.P.
met with a different social worker at the same clinic for six sessions.
**711
Ms. Brown wrote a letter to the court dated July 23, 1997, indicating
that C.P. had completed outpatient treatment through Bert Nash Community
Mental Health Center. That letter is not included as part
of the record on appeal, but it is appended to appellant's brief. Although
appending the letter to the brief does not bring it into the record on
appeal, it is also not very informative.
When A.P. was removed from C.P.'s
care, he was 7 months old, but he could not sit up or crawl and, thus,
was not typically developed for his age. At the April 19,
1996, child in need of care adjudication, A.P. was directed to be enrolled
with a special needs schooling through the University of Kansas, where
he received occupational therapy, physical therapy, and speech and language
services. Less than 1 year later, A.P. had physically "caught
up" to his peer group but was still exhibiting some characteristics
of a *273
special needs child. According to some evaluators, A.P. suffers
from fetal alcohol syndrome as a result of C.P.'s alcohol use during her
pregnancy.
After hearing all the evidence, the district court terminated the putative
fathers' rights to A.P. The fathers were represented by counsel,
but counsel had no contact with them. They were properly served
by publication, and the termination as to the fathers is not appealed.
The court also terminated C.P.'s
parental rights to A.P., finding beyond a reasonable doubt that the continued
custody of A.P. by C.P. is likely to result in serious emotional or physical
damage to the child. The court further cited multiple efforts
made by SRS and Haskell's mental health professionals to prevent the breakup
of this family.
A.P. is an enrolled member of
the Oglala Sioux Nation and is the child of an enrolled member. Because
of A.P.'s Indian heritage, custody proceedings involving A.P. implicate
the ICWA. It is necessary first to consider the statutory
scheme of the ICWA, what it is designed to protect, and how it is to be
applied in state court to a termination of parental rights case.
The ICWA was passed in 1978 in
response to the increasingly high number of American Indian children who
were being adopted by non-Indian parents and were being raised apart from
the cultural heritage that accompanies the special status American Indians
occupy in this country. Information presented to the Senate
in support of the legislation indicated that 25-35 percent of American
Indian children had been taken from their families and placed in foster
care, adoptive homes, or boarding schools. In some states,
the rate of placement outside
an American Indian community was as high as 90 percent for Indian children
removed from their birth families. Mississippi
Choctaw Indian Band v. Holyfield,
490 U.S. 30, 32-33, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989). Studies revealed
that some state agencies disregarded cultural and social standards prevailing
in an American Indian community when making removal and placement decisions
regarding American Indian children. 25 U.S.C. § 1901(4)
and (5) (1994).
*274
The ICWA was passed for the furtherance of the best interests of tribal
children and to promote security in both families and tribes of American
Indian people. 25 U.S.C. § 1902 (1994). In
any proceeding involving custody of a child of Indian heritage, the court
must determine whether the ICWA governs the proceeding. If
a child is an enrolled member of a tribe or is the biological child of
an enrolled member and is eligible for membership, the ICWA applies. 25
U.S.C. § 1903(4) (1994). The tribe's determination of
membership or membership eligibility is conclusive and final. Adoption
of Riffle, 273 Mont.
237, 242, 902 P.2d 542 (1995), appeal
after remand 277 Mont.
388, 922 P.2d 510 (1996).
The ICWA establishes both jurisdictional
and substantive procedure for custody determination of Indian children.
The jurisdiction section provides for tribal court jurisdiction
of custody cases involving reservation-domiciled children and wards of
the tribe. 25 U.S.C. § 1911(a)
(1994). Concurrent jurisdiction exists with state courts over
children not domiciled on the reservation. Cases involving
these children should be transferred to the tribal court unless certain
exceptions apply. 25 U.S.C. § 1911(b) (1994). The
tribe can intervene at any time **712
in the proceedings to insure that the interest of the tribe is protected.
25 U.S.C. § 1911(c); Adoption
of Riffle, 273 Mont.
at 240-41, 902 P.2d 542.
Before an Indian parent's or
custodian's rights to a child can be terminated, a finding must be made
that "active efforts have been made to provide remedial services
and rehabilitative programs designed to prevent the breakup of the Indian
family and that these efforts have proved unsuccessful." 25
U.S.C. § 1912(d) (1994). Termination may be ordered
only where the court is satisfied beyond a reasonable doubt, supported
by the "testimony of qualified expert witnesses, that the continued
custody of the child by the parent or Indian custodian is likely to result
in serious emotional or physical damage to the child." 25 U.S.C.
§ 1912(f) (1994).
State court application of the
federal protective measures of the ICWA is in furtherance of the State's
duty to "preserve the unique cultural heritage and integrity of the
American Indians." Adoption
of Riffle, 277 Mont.
at 393, 922 P.2d 510.
*275
The transfer of a termination case to the tribal court is governed by
25 U.S.C. § 1911(b). A state court must transfer
a proceeding involving
an Indian child not domiciled within the reservation to the tribal court
of which the child is a member except in one of three circumstances: (1)
an express declination by the tribal court; (2) objection by either
parent to the transfer; or (3) good cause not to make the transfer.
In the instant case, there was no express declination and
C.P. actively sought to have the case transferred, so the only circumstance
under which it was appropriate for the district court to exercise jurisdiction
over this termination case is upon a finding of good cause not to transfer
the case to the tribal court.
The ICWA makes no definition
of "good cause" to refuse a transfer request, however, the Bureau
of Indian Affairs (BIA) has adopted criteria to be used in a good cause
determination:
"(a)
Good cause not to transfer the proceeding exists if the Indian child's
tribe does not have a tribal court as defined by the Act to which the
case can be transferred.
"(b)
Good cause not to transfer the proceeding may exist if any of the following
circumstances exists:
(i)
The proceeding was at an advanced stage when the petition to transfer
was received and the petitioner did not file the petition promptly after
receiving notice of the hearing.
(ii)
The Indian child is over twelve years of age and objects to the transfer.
(iii)
The evidence necessary to decide the case could not be adequately presented
in the tribal court without undue hardship to the parties or the witnesses.
(iv)
The parents of a child over five years of age are not available and the
child has had little or no contact with the child's tribe or members of
the child's tribe." 44 Fed.Reg. 67,591 (1979).
In the instant case, the district
court found that good cause existed to retain jurisdiction because all
material witnesses were located within Kansas and, despite repeated efforts
by the district attorney's office, the tribal court failed to assert any
interest in having the case transferred. An affidavit filed
by the district attorney's office indicates multiple attempts to determine
the tribe's intent regarding the proceedings, and no effort was made at
intervention. The tribe intervened in the original child in
need of care case involving A.P., but declined to become involved in the
instant *276
case. This indicates that the tribe was aware of the case
and tacitly elected not to intervene in the proceeding. This
failure to intervene cannot, of itself, be considered a declination of
jurisdiction, but can be used to support a finding of good cause not to
transfer the case. See Matter
of Guardianship of Q.G.M.,
808 P.2d 684, 689 (Okla.1991).
Without explicit citation to
the Federal Register, the trial court made sufficient findings of fact
to support both of the guidelines for good cause that
could be applied to this case. The motion was made at a late
stage of the proceeding and witnesses relevant to the termination of C.P.'s
rights are located in Kansas. The child has spent the vast
majority of his life in foster care in Kansas, and, **713
therefore, the Kansas witnesses are more relevant to the disposition of
this case than witnesses who might exist in South Dakota. For
all to travel to Pine Ridge, South Dakota, would be an undue hardship
on the witnesses. See Matter
of Wayne R.N., 107
N.M. 341, 344, 757 P.2d 1333 (Ct.App.1988) (reasons to decline transfer
include the location of witnesses, adoptive parents, and biological parents);
see also In re
Adoption of Baby Boy L.,
231 Kan. 199, 210, 643 P.2d 168 (1982) (to require the witnesses located
in Sedgwick County to travel to Oklahoma constituted "good cause
not to transfer such proceedings").
The
standard for reviewing a district court's refusal to transfer a case to
the tribal court has not been addressed by Kansas courts. Appellant
contends the standard is proof beyond a reasonable doubt. She
provides no citation to case law in support of this contention, and the
plain language of the statute does not indicate such a standard. Some
courts have determined that the appropriate standard to apply is abuse
of discretion. People
in Interest of J.L.P.,
870 P.2d 1252, 1256-57 (Colo.App.1994). Other states have
held that the determination must be supported by clear and convincing
evidence of good cause. Matter
of Custody of S.E.G.,
507 N.W.2d 872, 878 (Minn.App.1993),
rev'd on other grounds
521 N.W.2d 357 (Minn.1994), cert.
denied 513 U.S. 1127,
115 S.Ct. 935, 130 L.Ed.2d 881 (1995). Upon review of the
congressional intent, we conclude the standard most consistent with the
ICWA requires clear and convincing evidence of good cause for a state
trial court to refuse to transfer to the tribal court.
*277
The record on appeal, is reviewed for substantial competent evidence to
support the trial court's decision that good cause existed not to transfer
the case to the tribal court. A similar standard of review
is applied in termination of parental rights cases under Kansas law. See
In re S.M.Q.,
247 Kan. 231, 234, 796 P.2d 543 (1990). Here, the evidence
adduced at the hearing of this matter provided substantial competent evidence
from which the trial court could conclude that good cause existed to refuse
to transfer the case to the tribal court. The trial court's
exercise of jurisdiction was proper. 25 U.S.C. § 1911(b).
Before an Indian parent's legal
relationship to his or her child may be terminated, the trial court must
be convinced beyond a reasonable doubt that continued custody by the Indian
parent will likely result in "serious emotional or physical damage
to the child." 25 U.S.C. § 1912(f). This
standard is more stringent than the requirements for termination of the
rights of non-Indian parents under state law. See K.S.A.1997
Supp. 38-1583, which requires proof by clear and convincing evidence of
parental unfitness.
The federal ICWA standard has
been interpreted by some state courts to require a dual burden of proof.
First, the court must determine by clear and convincing evidence
that the state law provisions for termination are satisfied and then turn
to the more stringent standard under the ICWA to determine whether the
petitioner has proved beyond a reasonable doubt that custody by the natural
Indian parent would likely result in damage to the child. In
re Bluebird, 105 N.C.App.
42, 47, 411 S.E.2d 820 (1992). Other courts have held that
the federal standard adopted in the ICWA supplants the state standard
and the only criteria applicable are enumerated in 25 U.S.C. § 1912(f).
See People
in Interest of C.A.J.,
709 P.2d 604, 606 (Colo.App.1985); People
in Interest of P.B.,
371 N.W.2d 366, 371-72 (S.D.1985).
We deem the approach most practical
to be the one adopted by North Carolina, which involves a two-step process,
first applying the test established under state law for termination of
parental rights, and then applying the standard from the ICWA. This
approach does not require that the state law elements for termination
be proved beyond a reasonable doubt, but provides a framework *278
from which the trial judges and practicing attorneys are accustomed to
working. K.S.A.1997 Supp. 38-1583 and K.S.A.1997 Supp. 38-1585
give specific enumerated circumstances for termination when proved by
clear and convincing evidence.
In
the instant case, the district court specifically applied the facts as
presented to the termination statutes under Kansas law. **714
These criteria were used to support beyond a reasonable doubt the conclusion
that continued residence with C.P. would likely result in severe harm
to A.P. The court went even further than required by statute
and found that the numerous elements of the state law were proved beyond
a reasonable doubt. The standard of review in a case of this
nature is whether there is substantial competent evidence in the record
to support the trial court's decision that the parent is unfit and that
the parental rights should be terminated. In
re S.M.Q., 247 Kan.
at 234, 796 P.2d 543.
The
district court made numerous findings of fact to satisfy the criteria
of K.S.A.1997 Supp. 38-1583(b). C.P. does not challenge these
findings of fact on appeal. Findings of fact, unappealed from,
are conclusive. Justice
v. Board of Wyandotte County Comm'rs.,
17 Kan.App.2d 102, 109, 835 P.2d 692, rev.
denied 251 Kan. 938
(1992). C.P. is an alcoholic and has failed efforts at treatment
because she is uncooperative with officials. Even when she
was able to do so, C.P. did not visit A.P. at the prearranged times. At
one point there was no contact between C.P. and her son for nearly 6 months.
C.P. excessively used intoxicating liquors and neglected the
child, at least once returning 3 days late to pick up the infant from
a sitter. She further failed to adjust her circumstances to
meet the needs of this child. Substantial competent evidence
in the record supports the trial court's
finding of unfitness as a matter of state law.
To
meet the requirements of the ICWA, the district court must find beyond
a reasonable doubt that continued custody by the parent is likely to result
in serious emotional or physical damage to the child. That
finding must be supported by the testimony of an expert witness qualified
under the provisions of the ICWA. 25 U.S.C. § 1912(f).
*279
The standard of beyond a reasonable doubt is used for review of sufficiency
of the evidence in a criminal case. The same standard applies
here: After reviewing all the evidence and considering that evidence
in the light most favorable to the petitioner, is the appellate court
convinced that a rational factfinder could find beyond a reasonable doubt
that the parents' continued custody is likely to result in harm to the
child? See In
re J.W.S., 250 Kan.
65, 66, 825 P.2d 125 (1992). It is appropriate to consider
special needs of the individual child when making this assessment. People
in Interest of P.B.,
371 N.W.2d at 372.
A.P. is developmentally delayed
and suffers the effects of his mother's alcoholism both physically and
emotionally. A.P. has some symptoms of fetal alcohol syndrome
and is delayed in speech and language development as a result of this
disease. When A.P. was just over 1 year old and C.P. never
made any contact with the child for nearly 6 months, A.P. did not recognize
her when she did again visit him.
C.P. has failed at three different programs of alcohol treatment. She
reported to the counselor at a fourth treatment program that she was no
longer using alcohol, but there was no verification of her sobriety. C.P.
lied to health care providers, babysitters, and SRS officials about her
treatment status, her use of alcohol during pregnancy, and her whereabouts
at various times. The district court did not err in disregarding
certain parts of C.P.'s testimony about her rehabilitation efforts.
C.P.'s visits to her son were
always sporadic, and she did not avail herself of the opportunities she
had to see A.P. Before A.P. was removed from C.P.'s care,
she left him with inappropriate caregivers and did not return for several
days to pick up the child. As a part of an integration plan,
she indicated that she planned to live with her almost-adult daughter,
P.S., who had been convicted of child abuse for shaking her child, causing
the child to become blind. C.P. did not indicate how she would
change her circumstances to protect A.P. from P.S.
Both Dr. Dirks and Dr. Lange
diagnosed C.P. with post-traumatic stress disorder and alcohol dependency.
Dr. Lange indicated that C.P. would need 2 years of therapy
beyond the time spent in *280
alcohol treatment. Dr. Dirks indicated that C.P. exhibited
the symptoms of borderline personality disorder. Both Dr.
Lange and Dr. Dirks concluded that C.P. was not willing to change her
behavior **715
and that she presented a risk to A.P. of both physical
and psychological harm if he were to be returned to C.P.'s custody.
One of the ICWA's purposes is
to make judges and attorneys aware of the cultural differences of American
Indian people and the differences in child rearing that may arise from
an extended family reservation setting, and to remove the prejudice that
may arise from the appearance of relative poverty of some Indian communities.
However, there is no indication that the intent of Congress
when adopting the ICWA was to allow American Indians a license to abuse
and neglect their children in the name of cultural differences. Dr.
Karpowitz found that cultural factors were largely responsible for C.P.'s
apparent irresponsibility in caring for her son. Yet, there
is no evidence, in the record or otherwise, that child neglect is a cultural
tenet for the Oglala people, and such a conclusion would be insulting
to all American Indians.
After review of all the evidence,
we conclude that in light of the testimony of several professionals, all
of whom qualified as experts in their fields, and some of whom are experts
in American Indian culture and child rearing practices, C.P. presented
a likelihood of physical and mental harm to A.P. There is sufficient evidence
in the record for a rational factfinder to find that such harm was likely
beyond a reasonable doubt.
Kansas law requires certain efforts
to be made at reintegration of a child into the home. K.S.A.1997
Supp. 38-1565. Unlike the grounds for termination,
the specific requirements of these plans are left largely to the case-by-case
determination of need assessment. No specific burden of proof
is required in state placement efforts. The ICWA, however,
requires that the party seeking termination under state law "shall
satisfy the court that active efforts have been made to provide remedial
services and rehabilitative programs designed to prevent the breakup of
the Indian family and that these efforts have proved unsuccessful."
25 U.S.C. § 1912(d). No burden of proof is
established in the statute.
*281
States that have decided this issue have determined that the appropriate
standard is clear and convincing evidence of remedial efforts to meet
the statutory requirement to satisfy the court. See Matter
of Baby Boy Doe, 127
Idaho 452, 457, 902 P.2d 477 (1995). After review of the statutory
intent of preserving families, coupled with the higher burden of proof
for termination cases, we hold that the clear and convincing standard
is appropriate to carry out the congressional policies of the ICWA in
reintegrating the child into the child's home. This court
then reviews the record from the district court to determine whether substantial
competent evidence supports the findings made below. See In
re S.M.Q., 247 Kan.
at 234, 796 P.2d 543.
The trial court heard testimony
from two representatives of SRS, three representatives of Haskell Health
Center, two persons from Bert Nash Community Mental
Health Center, a representative of Women's Recovery Center, a Douglas
County probation officer, and a private psychologist who had met with
C.P. Of these witnesses, at least seven were able to detail
the efforts made by SRS and the federally funded programs through Haskell
to help C.P. assume her responsibilities as the parent of A.P. Through
Haskell, she was given free mental health services and drug treatment
options, arrangements were made for inpatient treatment at a facility
in Oklahoma for American Indians, and transportation was arranged and
provided for these various services. She did not complete
any treatment options provided through Haskell. SRS provided
visitation with her child and her grandchild in a supervised setting,
travel vouchers to enable visitation, treatment through the Women's Recovery
Center, transportation to visits when she was living in Lawrence, and
group counseling options. Bert Nash Center provided counseling
and alcohol treatment options.
These efforts provide substantial
competent evidence that efforts were made to prevent the breakup of this
Indian family. C.P. did not complete the treatment options
offered soon after her child's removal. The program that she
did complete was not of the intensity the mental health professionals
indicated was necessary to help C.P. through recovery. All
the remedial efforts failed. **716
The *282
district court did not err in finding that remedial efforts were made
and were not successful in preventing the breakup of this family.
The judgment of the district court is affirmed.
25 Kan.App.2d 268, 961 P.2d 706
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